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Find Retirement Advisors for Retirement Planning in Rochester, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Rochester, New York
Last Updated - April 14, 2025Rochester has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 31 non-vetted advisors in your local area. These retirement advisors in Rochester, New York have an average of 12 years of experience.
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List of Qualified Retirement Planning Advisors in Rochester, New York
VERIFIEDRichard Dougherty
CFP®, AIF®
Echelon Wealth Advisors, LLC
Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66
Minimum Assets Required
$250,000
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning
Compensation/Fee
Fee-Based, Hourly, Commissions, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Rochester, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 500 Linden Oaks, Suite 210 Rochester, NY, 14625 | $2,577,480,524 | 3163 | 41 | A percentage of AUM, Fixed fees, Performance Based |
| 2 | 100 Corporate Woods, Suite 300 Rochester, NY, 14623 | $2,465,463,619 | 6934 | 39 | A percentage of AUM, Hourly charges, Fixed fees |
| 3 | 165 Culver Rd, Suite 100 Rochester, NY, 14620 | $2,026,253,586 | 3045 | 24 | A percentage of AUM, Fixed fees |
| 4 | 400 Linden Oaks, Suite 310 Rochester, NY, 14625 | $1,452,382,644 | 2180 | 20 | A percentage of AUM, Hourly charges, Fixed fees |
| 5 | 350 Linden Oaks, Suite 140 Rochester, NY, 14625 | $1,170,631,357 | 4381 | 50 | A percentage of AUM, Hourly charges, Fixed fees |
| 6 | 959 Panorama Trail S, Suite 190 Rochester, NY, 14625 | $1,017,218,031 | 1625 | 12 | A percentage of AUM, Fixed fees |
| 7 | 500 Linden Oaks, Suite 150 Rochester, NY, 14625 | $693,608,122 | 1072 | 19 | A percentage of AUM, Hourly charges, Fixed fees |
| 8 | 1703 Monroe Avenue, Rochester, NY, 14618 | $611,855,688 | 2108 | 35 | A percentage of AUM, Hourly charges, Fixed fees, Commission Based |
| 9 | 180 South Clinton Ave, Suite 300 Rochester, NY, 14604 | $520,584,654 | 1704 | 17 | A percentage of AUM, Hourly charges, Fixed fees |
| 10 | 1150 Penfield Rd., Rochester, NY, 14625 | $467,163,139 | 1853 | 14 | A percentage of AUM, Hourly charges, Subscription fees, Fixed fees |
| 11 | 200 Canal View Blvd., Suite 204 Rochester, NY, 14623 | $409,080,530 | 1799 | 24 | A percentage of AUM |
| 12 | 400 Linden Oaks, Suite 120 Rochester, NY, 14625 | $340,850,820 | 1169 | 7 | A percentage of AUM, Hourly charges |
| 13 | 120 Linden Oaks, Suite 201 Rochester, NY, 14625 | $286,350,171 | 111 | 2 | A percentage of AUM |
| 14 | 2255 Buffalo Road, Rochester, NY, 14624 | $262,396,999 | 1 | 10 | A percentage of AUM |
| 15 | 400 West Metro Park, Rochester, NY, 14623 | $246,107,839 | 1231 | 86 | A percentage of AUM, Hourly charges, Fixed fees |
Information on Top Retirement Planning firms in Rochester, New York
QualificationsFirm CRD# 108023
Assets Under Management $2,577,480,524
No. Of Clients3163
Clients Per Financial Advisor77
COBBLESTONE CAPITAL ADVISORS, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3163 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 3254
Assets Under Management $2,465,463,619
No. Of Clients6934
Clients Per Financial Advisor178
SAGE, RUTTY & CO., INC. is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6934 clients. The team consists of 39 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection for other advisors
- Publication of periodicals and newsletters
- Education seminars/workshops
QualificationsFirm CRD# 104627
Assets Under Management $2,026,253,586
No. Of Clients3045
Clients Per Financial Advisor127
HOWE AND RUSLING, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3045 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
- Other (CONSULTING)
QualificationsFirm CRD# 109941
Assets Under Management $1,452,382,644
No. Of Clients2180
Clients Per Financial Advisor109
FORTE CAPITAL LLC is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2180 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Education seminars/workshops
- Other (INVESTMENT CONSULTING SERVICES)
QualificationsFirm CRD# 158964
Assets Under Management $1,170,631,357
No. Of Clients4381
Clients Per Financial Advisor88
NOVEM GROUP is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4381 clients. The team consists of 50 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
- Publication of periodicals and newsletters
- Education seminars/workshops
QualificationsFirm CRD# 117307
Assets Under Management $1,017,218,031
No. Of Clients1625
Clients Per Financial Advisor135
WHITNEY & COMPANY is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1625 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 152824
Assets Under Management $693,608,122
No. Of Clients1072
Clients Per Financial Advisor56
SENECA FINANCIAL ADVISORS LLC is a financial advisory firm situated in Rochester, New York. With a nearly $694M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1072 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 3875
Assets Under Management $611,855,688
No. Of Clients2108
Clients Per Financial Advisor60
BRIGHTON SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $612M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2108 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Commission Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 108678
Assets Under Management $520,584,654
No. Of Clients1704
Clients Per Financial Advisor100
HIGH FALLS ADVISORS, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $521M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1704 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Education seminars/workshops
QualificationsFirm CRD# 160052
Assets Under Management $467,163,139
No. Of Clients1853
Clients Per Financial Advisor132
PRENTICE WEALTH MANAGEMENT LLC is a financial advisory firm situated in Rochester, New York. With a nearly $467M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1853 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Subscription fees
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 16629
Assets Under Management $409,080,530
No. Of Clients1799
Clients Per Financial Advisor75
ASHTON THOMAS SECURITIES, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $409M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1799 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
QualificationsFirm CRD# 309760
Assets Under Management $340,850,820
No. Of Clients1169
Clients Per Financial Advisor167
RISE ADVISORS, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $341M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1169 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals and newsletters
- Education seminars/workshops
QualificationsFirm CRD# 122620
Assets Under Management $286,350,171
No. Of Clients111
Clients Per Financial Advisor56
INDIANO CAPITAL MANAGEMENT is a financial advisory firm situated in Rochester, New York. With a nearly $286M assets under management, the firm specializes in crafting personalized retirement planning solutions for 111 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 154387
Assets Under Management $262,396,999
No. Of Clients1
Clients Per Financial Advisor0
BEXIL ADVISERS LLC is a financial advisory firm situated in Rochester, New York. With a nearly $262M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for investment companies
QualificationsFirm CRD# 16204
Assets Under Management $246,107,839
No. Of Clients1231
Clients Per Financial Advisor14
LIFEMARK SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $246M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1231 clients. The team consists of 86 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection for other advisors
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Looking for more choices? Use our free match service to compare retirement planners serving your area.