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Find Retirement Advisors for Retirement Planning in Rochester, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Rochester, New York
Last Updated - April 12, 2024Rochester has 4 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 36 non-vetted advisors in your local area. These retirement advisors in Rochester, New York have an average of 24 years of experience.
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List of Qualified Retirement Planning Advisors in Rochester, New York
VERIFIEDGreg Schuler
CFP®, AIF®
OakWood Financial Services
Qualifications
CRD# 4375926
Firm CRD# 8032
Series 7, 65, 66
Minimum Assets Required
$300,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
Advisory Services:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based
VERIFIEDRichard Dougherty
CFP®, AIF®
Echelon Wealth Advisors, LLC
Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66
Minimum Assets Required
$250,000
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning.
Compensation/Fee
Fee-Based, Hourly, Commissions, Based on Assets
VERIFIEDSnowden Lane Partners
CFP®, CRPC®, CPFA
Qualifications
CRD# 2522503
Firm CRD# 157299
Series 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Commissions, Based on Assets
Since 1998
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Top 15 Retirement Planning firms in Rochester, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | COBBLESTONE CAPITAL ADVISORS, LLC 500 Linden Oaks, Suite 210 Rochester, NY, 14625 | $2,253,449,018 | 2906 | 41 | A Percentage of AUM, Fixed Fees, Performance Based |
| 2 | SAGE, RUTTY & CO., INC. 100 Corporate Woods, Suite 300 Rochester, NY, 14623 | $1,952,343,644 | 6280 | 25 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 3 | HOWE AND RUSLING, INC. 165 Culver Rd, Suite 100 Rochester, NY, 14620 | $1,460,434,355 | 2398 | 24 | A Percentage of AUM, Fixed Fees |
| 4 | FORTE CAPITAL LLC 400 Linden Oaks, Suite 310 Rochester, NY, 14625 | $1,139,537,472 | 2309 | 21 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 5 | NOVEM GROUP 350 Linden Oaks, Suite 140 Rochester, NY, 14625 | $1,072,749,714 | 4203 | 57 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 6 | WHITNEY & COMPANY 959 Panorama Trail S, Suite 190 Rochester, NY, 14625 | $794,075,267 | 1527 | 12 | A Percentage of AUM, Fixed Fees |
| 7 | HNP CAPITAL LLC 100 Chestnut St., 15th Floor, Rochester, NY, 14607 | $768,226,652 | 3011 | 14 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 8 | THE WATERFORD GROUP, LLC 1657 East Avenue, Suite 200 Rochester, NY, 14610 | $640,920,110 | 199 | 4 | A Percentage of AUM |
| 9 | BRIGHTON SECURITIES CORP. 1703 Monroe Avenue, Rochester, NY, 14618 | $549,240,673 | 2044 | 40 | A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based |
| 10 | SENECA FINANCIAL ADVISORS LLC 500 Linden Oaks, Suite 150 Rochester, NY, 14625 | $520,499,794 | 930 | 19 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 11 | HIGH FALLS ADVISORS, INC. 180 South Clinton Ave, Suite 300 Rochester, NY, 14604 | $451,421,521 | 1640 | 17 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 12 | EXCEL SECURITIES & ASSOCIATES,INC. 200 Canal View Blvd., Suite 204 Rochester, NY, 14623 | $344,257,941 | 2721 | 24 | A Percentage of AUM |
| 13 | PRENTICE WEALTH MANAGEMENT LLC 1150 Penfield Rd., Rochester, NY, 14625 | $295,262,571 | 1314 | 12 | A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees |
| 14 | INDIANO CAPITAL MANAGEMENT 120 Linden Oaks, Suite 201 Rochester, NY, 14625 | $285,637,646 | 117 | 2 | A Percentage of AUM |
| 15 | LIFEMARK SECURITIES CORP. 400 West Metro Park, Rochester, NY, 14623 | $256,337,850 | 1963 | 70 | A Percentage of AUM |
Information on Top Retirement Planning firms in Rochester, New York
QualificationsFirm CRD# 108023
Assets Under Management $2,253,449,018
No. Of Clients2906
Clients Per Financial Advisor71
COBBLESTONE CAPITAL ADVISORS, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2906 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 3254
Assets Under Management $1,952,343,644
No. Of Clients6280
Clients Per Financial Advisor251
SAGE, RUTTY & CO., INC. is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6280 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Selection of Other Advisors
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 104627
Assets Under Management $1,460,434,355
No. Of Clients2398
Clients Per Financial Advisor100
HOWE AND RUSLING, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2398 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
- Publication of periodicals or Newsleters
QualificationsFirm CRD# 109941
Assets Under Management $1,139,537,472
No. Of Clients2309
Clients Per Financial Advisor110
FORTE CAPITAL LLC is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2309 clients. The team consists of 21 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Educational Seminars/ Workshops
QualificationsFirm CRD# 158964
Assets Under Management $1,072,749,714
No. Of Clients4203
Clients Per Financial Advisor74
NOVEM GROUP is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4203 clients. The team consists of 57 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 117307
Assets Under Management $794,075,267
No. Of Clients1527
Clients Per Financial Advisor127
WHITNEY & COMPANY is a financial advisory firm situated in Rochester, New York. With a nearly $794M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1527 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 150333
Assets Under Management $768,226,652
No. Of Clients3011
Clients Per Financial Advisor215
HNP CAPITAL LLC is a financial advisory firm situated in Rochester, New York. With a nearly $768M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3011 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 155738
Assets Under Management $640,920,110
No. Of Clients199
Clients Per Financial Advisor50
THE WATERFORD GROUP, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $641M assets under management, the firm specializes in crafting personalized retirement planning solutions for 199 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 3875
Assets Under Management $549,240,673
No. Of Clients2044
Clients Per Financial Advisor51
BRIGHTON SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $549M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2044 clients. The team consists of 40 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Commission Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 152824
Assets Under Management $520,499,794
No. Of Clients930
Clients Per Financial Advisor49
SENECA FINANCIAL ADVISORS LLC is a financial advisory firm situated in Rochester, New York. With a nearly $520M assets under management, the firm specializes in crafting personalized retirement planning solutions for 930 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 108678
Assets Under Management $451,421,521
No. Of Clients1640
Clients Per Financial Advisor96
HIGH FALLS ADVISORS, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $451M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1640 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Educational Seminars/ Workshops
QualificationsFirm CRD# 16629
Assets Under Management $344,257,941
No. Of Clients2721
Clients Per Financial Advisor113
EXCEL SECURITIES & ASSOCIATES,INC. is a financial advisory firm situated in Rochester, New York. With a nearly $344M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2721 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 160052
Assets Under Management $295,262,571
No. Of Clients1314
Clients Per Financial Advisor110
PRENTICE WEALTH MANAGEMENT LLC is a financial advisory firm situated in Rochester, New York. With a nearly $295M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1314 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Subscription Fees
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Selection of Other Advisors
QualificationsFirm CRD# 122620
Assets Under Management $285,637,646
No. Of Clients117
Clients Per Financial Advisor59
INDIANO CAPITAL MANAGEMENT is a financial advisory firm situated in Rochester, New York. With a nearly $286M assets under management, the firm specializes in crafting personalized retirement planning solutions for 117 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 16204
Assets Under Management $256,337,850
No. Of Clients1963
Clients Per Financial Advisor28
LIFEMARK SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $256M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1963 clients. The team consists of 70 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Selection of Other Advisors
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Looking for more choices? Use our free match service to compare retirement planners serving your area.