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Find Retirement Advisors for Retirement Planning in Rochester, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Rochester, New York

Last Updated - May 13, 2024

Rochester has 5 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 36 non-vetted advisors in your local area. These retirement advisors in Rochester, New York have an average of 22 years of experience.

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List of Qualified Retirement Planning Advisors in Rochester, New York

advisor-photo
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Greg Schuler
CFP®, AIF®
OakWood Financial Services

Qualifications
CRD# 4375926
Firm CRD# 8032
Series 7, 65, 66

Minimum Assets Required
$300,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

advisor-photo

Qualifications
Firm CRD# 111167

Minimum Assets Required
Not Specified

Advisory Services:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Based

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Richard Dougherty
CFP®, AIF®
Echelon Wealth Advisors, LLC

Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning.

Compensation/Fee

Fee-Based, Hourly, Commissions, Based on Assets

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Snowden Lane Partners
CFP®, CRPC®, CPFA

Qualifications
CRD# 2522503
Firm CRD# 157299
Series 7, 65, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Based on Assets

advisor-photo
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Ted Borowiak
CFP®
Edelman Financial Engines, LLC

Qualifications
CRD# 5942209
Firm CRD# 104510
Series 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

Top 15 Retirement Planning firms in Rochester, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
COBBLESTONE CAPITAL ADVISORS, LLC
500 Linden Oaks, Suite 210
Rochester, NY, 14625
$2,253,449,018290641
A Percentage of AUM, Fixed Fees, Performance Based
2
SAGE, RUTTY & CO., INC.
100 Corporate Woods, Suite 300
Rochester, NY, 14623
$1,952,343,644628025
A Percentage of AUM, Hourly charges, Fixed Fees
3
HOWE AND RUSLING, INC.
165 Culver Rd, Suite 100
Rochester, NY, 14620
$1,460,434,355239824
A Percentage of AUM, Fixed Fees
4
FORTE CAPITAL LLC
400 Linden Oaks, Suite 310
Rochester, NY, 14625
$1,139,537,472230921
A Percentage of AUM, Hourly charges, Fixed Fees
5
NOVEM GROUP
350 Linden Oaks, Suite 140
Rochester, NY, 14625
$1,072,749,714420357
A Percentage of AUM, Hourly charges, Fixed Fees
6
WHITNEY & COMPANY
959 Panorama Trail S, Suite 190
Rochester, NY, 14625
$794,075,267152712
A Percentage of AUM, Fixed Fees
7
HNP CAPITAL LLC
100 Chestnut St., 15th Floor,
Rochester, NY, 14607
$768,226,652301114
A Percentage of AUM, Hourly charges, Fixed Fees
8
THE WATERFORD GROUP, LLC
1657 East Avenue, Suite 200
Rochester, NY, 14610
$640,920,1101994
A Percentage of AUM
9
BRIGHTON SECURITIES CORP.
1703 Monroe Avenue,
Rochester, NY, 14618
$549,240,673204440
A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based
10
SENECA FINANCIAL ADVISORS LLC
500 Linden Oaks, Suite 150
Rochester, NY, 14625
$520,499,79493019
A Percentage of AUM, Hourly charges, Fixed Fees
11
HIGH FALLS ADVISORS, INC.
180 South Clinton Ave, Suite 300
Rochester, NY, 14604
$451,421,521164017
A Percentage of AUM, Hourly charges, Fixed Fees
12
EXCEL SECURITIES & ASSOCIATES,INC.
200 Canal View Blvd., Suite 204
Rochester, NY, 14623
$344,257,941272124
A Percentage of AUM
13
PRENTICE WEALTH MANAGEMENT LLC
1150 Penfield Rd.,
Rochester, NY, 14625
$295,262,571131412
A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees
14
INDIANO CAPITAL MANAGEMENT
120 Linden Oaks, Suite 201
Rochester, NY, 14625
$285,637,6461172
A Percentage of AUM
15
LIFEMARK SECURITIES CORP.
400 West Metro Park,
Rochester, NY, 14623
$256,337,850196370
A Percentage of AUM

Information on Top Retirement Planning firms in Rochester, New York

QualificationsFirm CRD# 108023

Assets Under Management $2,253,449,018

No. Of Clients2906

Clients Per Financial Advisor71

COBBLESTONE CAPITAL ADVISORS, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2906 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 3254

Assets Under Management $1,952,343,644

No. Of Clients6280

Clients Per Financial Advisor251

SAGE, RUTTY & CO., INC. is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6280 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 104627

Assets Under Management $1,460,434,355

No. Of Clients2398

Clients Per Financial Advisor100

HOWE AND RUSLING, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2398 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 109941

Assets Under Management $1,139,537,472

No. Of Clients2309

Clients Per Financial Advisor110

FORTE CAPITAL LLC is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2309 clients. The team consists of 21 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 158964

Assets Under Management $1,072,749,714

No. Of Clients4203

Clients Per Financial Advisor74

NOVEM GROUP is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4203 clients. The team consists of 57 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 117307

Assets Under Management $794,075,267

No. Of Clients1527

Clients Per Financial Advisor127

WHITNEY & COMPANY is a financial advisory firm situated in Rochester, New York. With a nearly $794M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1527 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 150333

Assets Under Management $768,226,652

No. Of Clients3011

Clients Per Financial Advisor215

HNP CAPITAL LLC is a financial advisory firm situated in Rochester, New York. With a nearly $768M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3011 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 155738

Assets Under Management $640,920,110

No. Of Clients199

Clients Per Financial Advisor50

THE WATERFORD GROUP, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $641M assets under management, the firm specializes in crafting personalized retirement planning solutions for 199 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 3875

Assets Under Management $549,240,673

No. Of Clients2044

Clients Per Financial Advisor51

BRIGHTON SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $549M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2044 clients. The team consists of 40 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Commission Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 152824

Assets Under Management $520,499,794

No. Of Clients930

Clients Per Financial Advisor49

SENECA FINANCIAL ADVISORS LLC is a financial advisory firm situated in Rochester, New York. With a nearly $520M assets under management, the firm specializes in crafting personalized retirement planning solutions for 930 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 108678

Assets Under Management $451,421,521

No. Of Clients1640

Clients Per Financial Advisor96

HIGH FALLS ADVISORS, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $451M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1640 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 16629

Assets Under Management $344,257,941

No. Of Clients2721

Clients Per Financial Advisor113

EXCEL SECURITIES & ASSOCIATES,INC. is a financial advisory firm situated in Rochester, New York. With a nearly $344M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2721 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 160052

Assets Under Management $295,262,571

No. Of Clients1314

Clients Per Financial Advisor110

PRENTICE WEALTH MANAGEMENT LLC is a financial advisory firm situated in Rochester, New York. With a nearly $295M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1314 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Subscription Fees
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 122620

Assets Under Management $285,637,646

No. Of Clients117

Clients Per Financial Advisor59

INDIANO CAPITAL MANAGEMENT is a financial advisory firm situated in Rochester, New York. With a nearly $286M assets under management, the firm specializes in crafting personalized retirement planning solutions for 117 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 16204

Assets Under Management $256,337,850

No. Of Clients1963

Clients Per Financial Advisor28

LIFEMARK SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $256M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1963 clients. The team consists of 70 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
View Full Profile

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