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Find Retirement Advisors for Retirement Planning in Rochester, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Rochester, New York

Last Updated - April 25, 2025

Rochester has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 31 non-vetted advisors in your local area. These retirement advisors in Rochester, New York have an average of 12 years of experience.

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List of Qualified Retirement Planning Advisors in Rochester, New York

advisor
vector.svg VERIFIED

Richard Dougherty
CFP®, AIF®
Echelon Wealth Advisors, LLC

Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning

Compensation/Fee

Fee-Based, Hourly, Commissions, Based on Assets

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advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

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Top 15 Retirement Planning firms in Rochester, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

500 Linden Oaks, Suite 210
Rochester, NY, 14625
$2,577,480,524316341
A percentage of AUM, Fixed fees, Performance Based
2

100 Corporate Woods, Suite 300
Rochester, NY, 14623
$2,465,463,619693439
A percentage of AUM, Hourly charges, Fixed fees
3

165 Culver Rd, Suite 100
Rochester, NY, 14620
$2,026,253,586304524
A percentage of AUM, Fixed fees
4

400 Linden Oaks, Suite 310
Rochester, NY, 14625
$1,452,382,644218020
A percentage of AUM, Hourly charges, Fixed fees
5

350 Linden Oaks, Suite 140
Rochester, NY, 14625
$1,170,631,357438150
A percentage of AUM, Hourly charges, Fixed fees
6

959 Panorama Trail S, Suite 190
Rochester, NY, 14625
$1,017,218,031162512
A percentage of AUM, Fixed fees
7

500 Linden Oaks, Suite 150
Rochester, NY, 14625
$693,608,122107219
A percentage of AUM, Hourly charges, Fixed fees
8

1703 Monroe Avenue,
Rochester, NY, 14618
$611,855,688210835
A percentage of AUM, Hourly charges, Fixed fees, Commission Based
9

180 South Clinton Ave, Suite 300
Rochester, NY, 14604
$520,584,654170417
A percentage of AUM, Hourly charges, Fixed fees
10

1150 Penfield Rd.,
Rochester, NY, 14625
$467,163,139185314
A percentage of AUM, Hourly charges, Subscription fees, Fixed fees
11

200 Canal View Blvd., Suite 204
Rochester, NY, 14623
$409,080,530179924
A percentage of AUM
12

400 Linden Oaks, Suite 120
Rochester, NY, 14625
$340,850,82011697
A percentage of AUM, Hourly charges
13

120 Linden Oaks, Suite 201
Rochester, NY, 14625
$286,350,1711112
A percentage of AUM
14

2255 Buffalo Road,
Rochester, NY, 14624
$262,396,999110
A percentage of AUM
15

400 West Metro Park,
Rochester, NY, 14623
$246,107,839123186
A percentage of AUM, Hourly charges, Fixed fees

Information on Top Retirement Planning firms in Rochester, New York

QualificationsFirm CRD# 108023

Assets Under Management $2,577,480,524

No. Of Clients3163

Clients Per Financial Advisor77

COBBLESTONE CAPITAL ADVISORS, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3163 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Performance Based

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
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QualificationsFirm CRD# 3254

Assets Under Management $2,465,463,619

No. Of Clients6934

Clients Per Financial Advisor178

SAGE, RUTTY & CO., INC. is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6934 clients. The team consists of 39 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Publication of periodicals and newsletters
  • Education seminars/workshops
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QualificationsFirm CRD# 104627

Assets Under Management $2,026,253,586

No. Of Clients3045

Clients Per Financial Advisor127

HOWE AND RUSLING, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3045 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Publication of periodicals and newsletters
  • Other (CONSULTING)
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QualificationsFirm CRD# 109941

Assets Under Management $1,452,382,644

No. Of Clients2180

Clients Per Financial Advisor109

FORTE CAPITAL LLC is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2180 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Education seminars/workshops
  • Other (INVESTMENT CONSULTING SERVICES)
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QualificationsFirm CRD# 158964

Assets Under Management $1,170,631,357

No. Of Clients4381

Clients Per Financial Advisor88

NOVEM GROUP is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4381 clients. The team consists of 50 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
  • Selection for other advisors
  • Publication of periodicals and newsletters
  • Education seminars/workshops
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QualificationsFirm CRD# 117307

Assets Under Management $1,017,218,031

No. Of Clients1625

Clients Per Financial Advisor135

WHITNEY & COMPANY is a financial advisory firm situated in Rochester, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1625 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
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QualificationsFirm CRD# 152824

Assets Under Management $693,608,122

No. Of Clients1072

Clients Per Financial Advisor56

SENECA FINANCIAL ADVISORS LLC is a financial advisory firm situated in Rochester, New York. With a nearly $694M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1072 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
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QualificationsFirm CRD# 3875

Assets Under Management $611,855,688

No. Of Clients2108

Clients Per Financial Advisor60

BRIGHTON SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $612M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2108 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Commission Based

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
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QualificationsFirm CRD# 108678

Assets Under Management $520,584,654

No. Of Clients1704

Clients Per Financial Advisor100

HIGH FALLS ADVISORS, INC. is a financial advisory firm situated in Rochester, New York. With a nearly $521M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1704 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Education seminars/workshops
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QualificationsFirm CRD# 160052

Assets Under Management $467,163,139

No. Of Clients1853

Clients Per Financial Advisor132

PRENTICE WEALTH MANAGEMENT LLC is a financial advisory firm situated in Rochester, New York. With a nearly $467M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1853 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Subscription fees
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
  • Selection for other advisors
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QualificationsFirm CRD# 16629

Assets Under Management $409,080,530

No. Of Clients1799

Clients Per Financial Advisor75

ASHTON THOMAS SECURITIES, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $409M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1799 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
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QualificationsFirm CRD# 309760

Assets Under Management $340,850,820

No. Of Clients1169

Clients Per Financial Advisor167

RISE ADVISORS, LLC is a financial advisory firm situated in Rochester, New York. With a nearly $341M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1169 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals and newsletters
  • Education seminars/workshops
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QualificationsFirm CRD# 122620

Assets Under Management $286,350,171

No. Of Clients111

Clients Per Financial Advisor56

INDIANO CAPITAL MANAGEMENT is a financial advisory firm situated in Rochester, New York. With a nearly $286M assets under management, the firm specializes in crafting personalized retirement planning solutions for 111 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
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QualificationsFirm CRD# 154387

Assets Under Management $262,396,999

No. Of Clients1

Clients Per Financial Advisor0

BEXIL ADVISERS LLC is a financial advisory firm situated in Rochester, New York. With a nearly $262M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for investment companies
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QualificationsFirm CRD# 16204

Assets Under Management $246,107,839

No. Of Clients1231

Clients Per Financial Advisor14

LIFEMARK SECURITIES CORP. is a financial advisory firm situated in Rochester, New York. With a nearly $246M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1231 clients. The team consists of 86 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
View Full Profile

Retirement Planners Near You

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