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Find Retirement Advisors for Retirement Planning in New York, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in New York, New York
Last Updated - March 12, 2025New York has 19 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 1912 non-vetted advisors in your local area. These retirement advisors in New York, New York have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in New York, New York
VERIFIEDPeter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDDan Brady
Savvy Advisors
Qualifications
CRD# 2172300
Firm CRD# 318493
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDLouis Green
CFP®, CPWA®, CFA®
Savvy Advisors
Qualifications
CRD# 2790531
Firm CRD# 318493
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDQualifications
CRD# 5127697
Firm CRD# 10409
Series 7, 9, 10, 24, 52, 53, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDAnthony Nardi
CFP®, CIMA®
Kingswood US
Qualifications
CRD# 6316932
Firm CRD# 288898
Series 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDAnthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDPeter Gellman
Palmerston Group Advisors, LLC
Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66
Minimum Assets Required
$400,000
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDJim Kilcommons
CFP®
Princeton Global
Qualifications
CRD# 1340382
Firm CRD# 146644
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Compensation/Fee
Fee-Based, Hourly, Based on Assets
VERIFIEDQualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in New York, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 14 Wall Street, 20th Floor New York, NY, 10005 | $11,491,898,634,658 | 32 | 2 | A Percentage of AUM, Hourly charges |
| 2 | 383 Madison Avenue, New York, NY, 10179-0001 | $2,011,986,210,191 | 52157 | 3116 | A Percentage of AUM, Fixed Fees, Performance Based |
| 3 | 200 West Street, New York, NY, 10282 | $1,577,579,815,722 | 171341 | 1351 | A Percentage of AUM, Fixed Fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A) |
| 4 | 50 Hudson Yards, New York, NY, 10001 | $1,163,046,943,604 | 2220 | 6491 | A Percentage of AUM, Fixed Fees, Performance Based |
| 5 | One Bryant Park, New York, NY, 10036 | $1,093,689,238,206 | 2864234 | 36687 | A Percentage of AUM, Fixed Fees, Commission Based |
| 6 | 50 Hudson Yards, New York, NY, 10001 | $745,826,453,479 | 322 | 256 | A Percentage of AUM |
| 7 | 522 Fifth Avenue, New York, NY, 10036 | $490,556,404,670 | 26817 | 551 | A Percentage of AUM, Fixed Fees, Performance Based |
| 8 | 9 West 57th Street, 41st Floor New York, NY, 10019 | $426,767,125,224 | 753 | 2540 | A Percentage of AUM, Performance Based, Other (CARRIED INTEREST) |
| 9 | 399 Park Avenue, New York, NY, 10022 | $390,617,153,000 | 14 | 4810 | A Percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES) |
| 10 | 240 Greenwich Street, New York, NY, 10286 | $360,519,054,249 | 134 | 113 | A Percentage of AUM |
| 11 | 730 Third Ave, 5th Flr New York, NY, 10017-3206 | $341,290,973,468 | 138 | 407 | A Percentage of AUM, Fixed Fees, Performance Based, Other (INVESTED CAPITAL) |
| 12 | 1290 Avenue Of The Americas, New York, NY, 10104 | $315,321,148,238 | 40303 | 1596 | A Percentage of AUM, Fixed Fees, Performance Based |
| 13 | 787 7th Avenue, New York, NY, 10019 | $300,881,452,905 | 301908 | 380 | A Percentage of AUM, Fixed Fees, Performance Based |
| 14 | 51 Madison Avenue, New York, NY, 10010 | $291,885,443,528 | 113 | 307 | A Percentage of AUM, Fixed Fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS) |
| 15 | 30 Hudson Yards, New York, NY, 10001 | $289,898,481,445 | 122 | 1635 | A Percentage of AUM, Performance Based |
Information on Top Retirement Planning firms in New York, New York
QualificationsFirm CRD# 316306
Assets Under Management $11,491,898,634,658
No. Of Clients32
Clients Per Financial Advisor16
VISTA FINANCIAL ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $11T assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 107038
Assets Under Management $2,011,986,210,191
No. Of Clients52157
Clients Per Financial Advisor17
J.P. MORGAN INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 52157 clients. The team consists of 3116 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 107738
Assets Under Management $1,577,579,815,722
No. Of Clients171341
Clients Per Financial Advisor127
GOLDMAN SACHS ASSET MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 171341 clients. The team consists of 1351 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 107105
Assets Under Management $1,163,046,943,604
No. Of Clients2220
Clients Per Financial Advisor0
BLACKROCK FINANCIAL MANAGEMENT, INC is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2220 clients. The team consists of 6491 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 7691
Assets Under Management $1,093,689,238,206
No. Of Clients2864234
Clients Per Financial Advisor78
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2864234 clients. The team consists of 36687 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Commission Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 106614
Assets Under Management $745,826,453,479
No. Of Clients322
Clients Per Financial Advisor1
BLACKROCK ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $746B assets under management, the firm specializes in crafting personalized retirement planning solutions for 322 clients. The team consists of 256 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 110353
Assets Under Management $490,556,404,670
No. Of Clients26817
Clients Per Financial Advisor49
MORGAN STANLEY INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $491B assets under management, the firm specializes in crafting personalized retirement planning solutions for 26817 clients. The team consists of 551 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 143161
Assets Under Management $426,767,125,224
No. Of Clients753
Clients Per Financial Advisor0
APOLLO CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $427B assets under management, the firm specializes in crafting personalized retirement planning solutions for 753 clients. The team consists of 2540 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (CARRIED INTEREST)
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 158117
Assets Under Management $390,617,153,000
No. Of Clients14
Clients Per Financial Advisor0
MILLENNIUM MANAGEMENT LLC is a financial advisory firm situated in New York, New York. With a nearly $391B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14 clients. The team consists of 4810 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (REIMBURSEMENT OF EXPENSES)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 105642
Assets Under Management $360,519,054,249
No. Of Clients134
Clients Per Financial Advisor1
BNY MELLON INVESTMENT ADVISER, INC. is a financial advisory firm situated in New York, New York. With a nearly $361B assets under management, the firm specializes in crafting personalized retirement planning solutions for 134 clients. The team consists of 113 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 107157
Assets Under Management $341,290,973,468
No. Of Clients138
Clients Per Financial Advisor0
TEACHERS ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $341B assets under management, the firm specializes in crafting personalized retirement planning solutions for 138 clients. The team consists of 407 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (INVESTED CAPITAL)
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 124687
Assets Under Management $315,321,148,238
No. Of Clients40303
Clients Per Financial Advisor25
NEUBERGER BERMAN INVESTMENT ADVISERS LLC is a financial advisory firm situated in New York, New York. With a nearly $315B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40303 clients. The team consists of 1596 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 106838
Assets Under Management $300,881,452,905
No. Of Clients301908
Clients Per Financial Advisor794
UBS ASSET MANAGEMENT (AMERICAS) INC. is a financial advisory firm situated in New York, New York. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 301908 clients. The team consists of 380 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 169553
Assets Under Management $291,885,443,528
No. Of Clients113
Clients Per Financial Advisor0
NYL INVESTORS LLC is a financial advisory firm situated in New York, New York. With a nearly $292B assets under management, the firm specializes in crafting personalized retirement planning solutions for 113 clients. The team consists of 307 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 144533
Assets Under Management $289,898,481,445
No. Of Clients122
Clients Per Financial Advisor0
KOHLBERG KRAVIS ROBERTS & CO. L.P. is a financial advisory firm situated in New York, New York. With a nearly $290B assets under management, the firm specializes in crafting personalized retirement planning solutions for 122 clients. The team consists of 1635 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Publication of periodicals or Newsleters
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