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Find Retirement Advisors for Retirement Planning in New York, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in New York, New York

Last Updated - May 11, 2024

New York has 19 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 1912 non-vetted advisors in your local area. These retirement advisors in New York, New York have an average of 18 years of experience.

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List of Qualified Retirement Planning Advisors in New York, New York

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Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC

Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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Walter Varian
Edelman Financial Engines, LLC

Qualifications
CRD# 5322696
Firm CRD# 104510
Series 65

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

advisor-photo

Qualifications
Firm CRD# 302050

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

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Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®

Qualifications
Firm CRD# 110130
Series 65, 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

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Peter Marzullo
Wells Fargo Clearing Services, LLC

Qualifications
CRD# 3208703
Firm CRD# 19616
Series 7

Minimum Assets Required
$0

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

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Future You Wealth LLC
CFA®

Qualifications
CRD# 305173
Firm CRD# 305173
Series 3, 7, 63, 65, 66

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management.

Compensation/Fee

Fee-Only, Based on Assets

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Hazel Secco
CFP®, CDFA®
Align Financial Solutions LLC

Qualifications
CRD# 6233372
Firm CRD# 6413
Series 6, 7, 63, 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

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Greg Colonna
CFP®
Edelman Financial Engines, LLC

Qualifications
CRD# 4819344
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

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Frank Lepore
Bleakley Financial Group

Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee

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Michael Klein
CFP®
Bleakley Financial Group

Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®

Qualifications
CRD# 2063878
Firm CRD# 125838

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

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Matt Cuiffo
CFP®
Edelman Financial Engines, LLC

Qualifications
CRD# 2867751
Firm CRD# 104510
Series 65, 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

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Alex Tirso
CFP®, CIMA®, CRPC®
Ramapo Wealth Advisors

Qualifications
CRD# 6130816
Firm CRD# 283004
Series 7, 66

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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Christopher Badaracco
CFP®, EA
Rose Wealth Advisors

Qualifications
CRD# 7076172
Firm CRD# 7076172

Minimum Assets Required
$500,000

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Hourly, Flat Fee, Based on Assets

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Masa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth

Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Only, Based on Assets

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Jennifer Keiling
CRPC®
Edelman Financial Engines, LLC

Qualifications
CRD# 5311689
Firm CRD# 104510
Series 65

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

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Charles Helme
BH Asset Management, LLC

Qualifications
CRD# 712007
Firm CRD# 152117
Series 65

Minimum Assets Required
$500,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.

Compensation/Fee

Fee-Only, Based on Assets

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Peter Gellman
Palmerston Group Advisors, LLC

Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66

Minimum Assets Required
$400,000

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

Top 15 Retirement Planning firms in New York, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
VISTA FINANCIAL ADVISORS, LLC
14 Wall Street, 20th Floor
New York, NY, 10005
$11,491,898,634,658322
A Percentage of AUM, Hourly charges
2
J.P. MORGAN INVESTMENT MANAGEMENT INC.
383 Madison Avenue,
New York, NY, 10179-0001
$2,011,986,210,191521573116
A Percentage of AUM, Fixed Fees, Performance Based
3
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
200 West Street,
New York, NY, 10282
$1,577,579,815,7221713411351
A Percentage of AUM, Fixed Fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)
4
BLACKROCK FINANCIAL MANAGEMENT, INC
50 Hudson Yards,
New York, NY, 10001
$1,163,046,943,60422206491
A Percentage of AUM, Fixed Fees, Performance Based
5
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
One Bryant Park,
New York, NY, 10036
$1,093,689,238,206286423436687
A Percentage of AUM, Fixed Fees, Commission Based
6
BLACKROCK ADVISORS, LLC
50 Hudson Yards,
New York, NY, 10001
$745,826,453,479322256
A Percentage of AUM
7
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
522 Fifth Avenue,
New York, NY, 10036
$490,556,404,67026817551
A Percentage of AUM, Fixed Fees, Performance Based
8
APOLLO CAPITAL MANAGEMENT, L.P.
9 West 57th Street, 41st Floor
New York, NY, 10019
$426,767,125,2247532540
A Percentage of AUM, Performance Based, Other (CARRIED INTEREST)
9
MILLENNIUM MANAGEMENT LLC
399 Park Avenue,
New York, NY, 10022
$390,617,153,000144810
A Percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES)
10
BNY MELLON INVESTMENT ADVISER, INC.
240 Greenwich Street,
New York, NY, 10286
$360,519,054,249134113
A Percentage of AUM
11
TEACHERS ADVISORS, LLC
730 Third Ave, 5th Flr
New York, NY, 10017-3206
$341,290,973,468138407
A Percentage of AUM, Fixed Fees, Performance Based, Other (INVESTED CAPITAL)
12
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
1290 Avenue Of The Americas,
New York, NY, 10104
$315,321,148,238403031596
A Percentage of AUM, Fixed Fees, Performance Based
13
UBS ASSET MANAGEMENT (AMERICAS) INC.
787 7th Avenue,
New York, NY, 10019
$300,881,452,905301908380
A Percentage of AUM, Fixed Fees, Performance Based
14
NYL INVESTORS LLC
51 Madison Avenue,
New York, NY, 10010
$291,885,443,528113307
A Percentage of AUM, Fixed Fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)
15
KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 Hudson Yards,
New York, NY, 10001
$289,898,481,4451221635
A Percentage of AUM, Performance Based

Information on Top Retirement Planning firms in New York, New York

QualificationsFirm CRD# 316306

Assets Under Management $11,491,898,634,658

No. Of Clients32

Clients Per Financial Advisor16

VISTA FINANCIAL ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $11T assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 107038

Assets Under Management $2,011,986,210,191

No. Of Clients52157

Clients Per Financial Advisor17

J.P. MORGAN INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 52157 clients. The team consists of 3116 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 107738

Assets Under Management $1,577,579,815,722

No. Of Clients171341

Clients Per Financial Advisor127

GOLDMAN SACHS ASSET MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 171341 clients. The team consists of 1351 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 107105

Assets Under Management $1,163,046,943,604

No. Of Clients2220

Clients Per Financial Advisor0

BLACKROCK FINANCIAL MANAGEMENT, INC is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2220 clients. The team consists of 6491 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 7691

Assets Under Management $1,093,689,238,206

No. Of Clients2864234

Clients Per Financial Advisor78

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2864234 clients. The team consists of 36687 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Commission Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 106614

Assets Under Management $745,826,453,479

No. Of Clients322

Clients Per Financial Advisor1

BLACKROCK ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $746B assets under management, the firm specializes in crafting personalized retirement planning solutions for 322 clients. The team consists of 256 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 110353

Assets Under Management $490,556,404,670

No. Of Clients26817

Clients Per Financial Advisor49

MORGAN STANLEY INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $491B assets under management, the firm specializes in crafting personalized retirement planning solutions for 26817 clients. The team consists of 551 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 143161

Assets Under Management $426,767,125,224

No. Of Clients753

Clients Per Financial Advisor0

APOLLO CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $427B assets under management, the firm specializes in crafting personalized retirement planning solutions for 753 clients. The team consists of 2540 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (CARRIED INTEREST)

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 158117

Assets Under Management $390,617,153,000

No. Of Clients14

Clients Per Financial Advisor0

MILLENNIUM MANAGEMENT LLC is a financial advisory firm situated in New York, New York. With a nearly $391B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14 clients. The team consists of 4810 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (REIMBURSEMENT OF EXPENSES)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 105642

Assets Under Management $360,519,054,249

No. Of Clients134

Clients Per Financial Advisor1

BNY MELLON INVESTMENT ADVISER, INC. is a financial advisory firm situated in New York, New York. With a nearly $361B assets under management, the firm specializes in crafting personalized retirement planning solutions for 134 clients. The team consists of 113 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 107157

Assets Under Management $341,290,973,468

No. Of Clients138

Clients Per Financial Advisor0

TEACHERS ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $341B assets under management, the firm specializes in crafting personalized retirement planning solutions for 138 clients. The team consists of 407 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other (INVESTED CAPITAL)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 124687

Assets Under Management $315,321,148,238

No. Of Clients40303

Clients Per Financial Advisor25

NEUBERGER BERMAN INVESTMENT ADVISERS LLC is a financial advisory firm situated in New York, New York. With a nearly $315B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40303 clients. The team consists of 1596 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 106838

Assets Under Management $300,881,452,905

No. Of Clients301908

Clients Per Financial Advisor794

UBS ASSET MANAGEMENT (AMERICAS) INC. is a financial advisory firm situated in New York, New York. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 301908 clients. The team consists of 380 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 169553

Assets Under Management $291,885,443,528

No. Of Clients113

Clients Per Financial Advisor0

NYL INVESTORS LLC is a financial advisory firm situated in New York, New York. With a nearly $292B assets under management, the firm specializes in crafting personalized retirement planning solutions for 113 clients. The team consists of 307 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 144533

Assets Under Management $289,898,481,445

No. Of Clients122

Clients Per Financial Advisor0

KOHLBERG KRAVIS ROBERTS & CO. L.P. is a financial advisory firm situated in New York, New York. With a nearly $290B assets under management, the firm specializes in crafting personalized retirement planning solutions for 122 clients. The team consists of 1635 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Publication of periodicals or Newsleters
View Full Profile

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