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Find Retirement Advisors for Retirement Planning in New York, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in New York, New York
Last Updated - May 15, 2025New York has 17 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 1919 non-vetted advisors in your local area. These retirement advisors in New York, New York have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in New York, New York
VERIFIEDPeter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Address
- 340 Madison Avenue,
New York, NY 10173 See Details - 900 South Avenue,
Suite 203,
Staten Island, NY 10314 See Details - 51 John F Kennedy Parkway,
Suite 270,
Short Hills, NJ 07078 See Details - 1130 RXR Plaza,
Suite 1130,
Uniondale, NY 11556 See Details - 10 Bank Street,
Suite 1215,
White Plains, NY 10606 See Details - 328 Newman Springs Road,
Suite 1,
Red Bank, NJ 07701 See Details
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDLouis Green
CFP®, CPWA®, CFA®
Savvy Advisors
Qualifications
CRD# 2790531
Firm CRD# 318493
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDDoug Frew
CFP®, ChFC®, AWMA®
BroadFront Capital Management
Qualifications
CRD# 6030529
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDAnthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDPeter Gellman
Palmerston Group Advisors, LLC
Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66
Minimum Assets Required
$400,000
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDJim Kilcommons
CFP®
Princeton Global
Qualifications
CRD# 1340382
Firm CRD# 146644
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Compensation/Fee
Fee-Based, Hourly, Based on Assets
VERIFIEDQualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
Since 1998
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Top 15 Retirement Planning firms in New York, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 383 Madison Avenue, New York, NY, 10179-0001 | $2,549,092,782,514 | 92898 | 3167 | A percentage of AUM, Fixed fees, Performance Based |
| 2 | 200 West Street, New York, NY, 10282 | $1,661,286,615,154 | 189311 | 1305 | A percentage of AUM, Fixed fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A) |
| 3 | 50 Hudson Yards, New York, NY, 10001 | $1,288,497,806,439 | 2184 | 6407 | A percentage of AUM, Fixed fees, Performance Based |
| 4 | One Bryant Park, New York, NY, 10036 | $1,271,593,679,276 | 2911578 | 34934 | A percentage of AUM, Fixed fees, Commission Based |
| 5 | 50 Hudson Yards, New York, NY, 10001 | $869,677,370,186 | 306 | 221 | A percentage of AUM |
| 6 | 1585 Broadway, New York, NY, 10036 | $535,031,832,553 | 25406 | 492 | A percentage of AUM, Fixed fees, Performance Based |
| 7 | 399 Park Avenue, New York, NY, 10022 | $505,942,442,915 | 16 | 5550 | A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES) |
| 8 | 9 West 57th Street, 41st Floor New York, NY, 10019 | $504,069,852,027 | 842 | 2909 | A percentage of AUM, Performance Based, Other (CARRIED INTEREST) |
| 9 | 787 7th Avenue, New York, NY, 10019 | $477,863,691,247 | 353642 | 823 | A percentage of AUM, Fixed fees, Performance Based |
| 10 | 730 Third Ave, 5th Flr New York, NY, 10017-3206 | $368,621,852,285 | 139 | 398 | A percentage of AUM, Fixed fees, Performance Based, Other (INVESTED CAPITAL) |
| 11 | 240 Greenwich Street, New York, NY, 10286 | $339,697,579,697 | 117 | 96 | A percentage of AUM |
| 12 | 1290 Avenue Of The Americas, New York, NY, 10104 | $337,283,181,637 | 41354 | 1668 | A percentage of AUM, Fixed fees, Performance Based |
| 13 | 30 Hudson Yards, New York, NY, 10001 | $307,733,342,981 | 125 | 1635 | A percentage of AUM, Performance Based |
| 14 | 51 Madison Avenue, New York, NY, 10010 | $300,897,738,311 | 112 | 312 | A percentage of AUM, Fixed fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS) |
| 15 | 383 Madison, Floor 5 New York, NY, 10179-0001 | $292,912,547,772 | 941857 | 745 | A percentage of AUM, Performance Based, Other (PYMT/REIMB OF FULLY-LOADED COSTS FOR PROVIDING INVST SERVICES) |
Information on Top Retirement Planning firms in New York, New York
QualificationsFirm CRD# 107038
Assets Under Management $2,549,092,782,514
No. Of Clients92898
Clients Per Financial Advisor29
J.P. MORGAN INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $3T assets under management, the firm specializes in crafting personalized retirement planning solutions for 92898 clients. The team consists of 3167 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 107738
Assets Under Management $1,661,286,615,154
No. Of Clients189311
Clients Per Financial Advisor145
GOLDMAN SACHS ASSET MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 189311 clients. The team consists of 1305 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 107105
Assets Under Management $1,288,497,806,439
No. Of Clients2184
Clients Per Financial Advisor0
BLACKROCK FINANCIAL MANAGEMENT, INC is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2184 clients. The team consists of 6407 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 7691
Assets Under Management $1,271,593,679,276
No. Of Clients2911578
Clients Per Financial Advisor83
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2911578 clients. The team consists of 34934 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Commission Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Education seminars/workshops
- Other (PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D)
QualificationsFirm CRD# 106614
Assets Under Management $869,677,370,186
No. Of Clients306
Clients Per Financial Advisor1
BLACKROCK ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $870B assets under management, the firm specializes in crafting personalized retirement planning solutions for 306 clients. The team consists of 221 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 110353
Assets Under Management $535,031,832,553
No. Of Clients25406
Clients Per Financial Advisor52
MORGAN STANLEY INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $535B assets under management, the firm specializes in crafting personalized retirement planning solutions for 25406 clients. The team consists of 492 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 158117
Assets Under Management $505,942,442,915
No. Of Clients16
Clients Per Financial Advisor0
MILLENNIUM MANAGEMENT LLC is a financial advisory firm situated in New York, New York. With a nearly $506B assets under management, the firm specializes in crafting personalized retirement planning solutions for 16 clients. The team consists of 5550 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (REIMBURSEMENT OF EXPENSES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 143161
Assets Under Management $504,069,852,027
No. Of Clients842
Clients Per Financial Advisor0
APOLLO CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $504B assets under management, the firm specializes in crafting personalized retirement planning solutions for 842 clients. The team consists of 2909 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (CARRIED INTEREST)
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 106838
Assets Under Management $477,863,691,247
No. Of Clients353642
Clients Per Financial Advisor430
UBS ASSET MANAGEMENT (AMERICAS) LLC is a financial advisory firm situated in New York, New York. With a nearly $478B assets under management, the firm specializes in crafting personalized retirement planning solutions for 353642 clients. The team consists of 823 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 107157
Assets Under Management $368,621,852,285
No. Of Clients139
Clients Per Financial Advisor0
TEACHERS ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $369B assets under management, the firm specializes in crafting personalized retirement planning solutions for 139 clients. The team consists of 398 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (INVESTED CAPITAL)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Other (INVESTMENT ADVISORY, SUB-ADVISORY & SUPERVISORIAL SERVICES TO CDO & CLO SPECIAL PURPOSE ENTITIES)
QualificationsFirm CRD# 105642
Assets Under Management $339,697,579,697
No. Of Clients117
Clients Per Financial Advisor1
BNY MELLON INVESTMENT ADVISER, INC. is a financial advisory firm situated in New York, New York. With a nearly $340B assets under management, the firm specializes in crafting personalized retirement planning solutions for 117 clients. The team consists of 96 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 124687
Assets Under Management $337,283,181,637
No. Of Clients41354
Clients Per Financial Advisor25
NEUBERGER BERMAN INVESTMENT ADVISERS LLC is a financial advisory firm situated in New York, New York. With a nearly $337B assets under management, the firm specializes in crafting personalized retirement planning solutions for 41354 clients. The team consists of 1668 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Education seminars/workshops
- Other (CONSULTING AND LICENSING OF PROPRIETARY ANALYTIC INVESTMENT MODELS)
QualificationsFirm CRD# 144533
Assets Under Management $307,733,342,981
No. Of Clients125
Clients Per Financial Advisor0
KOHLBERG KRAVIS ROBERTS & CO. L.P. is a financial advisory firm situated in New York, New York. With a nearly $308B assets under management, the firm specializes in crafting personalized retirement planning solutions for 125 clients. The team consists of 1635 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Publication of periodicals and newsletters
QualificationsFirm CRD# 169553
Assets Under Management $300,897,738,311
No. Of Clients112
Clients Per Financial Advisor0
NYL INVESTORS LLC is a financial advisory firm situated in New York, New York. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 112 clients. The team consists of 312 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 110186
Assets Under Management $292,912,547,772
No. Of Clients941857
Clients Per Financial Advisor1264
J.P. MORGAN PRIVATE INVESTMENTS INC. is a financial advisory firm situated in New York, New York. With a nearly $293B assets under management, the firm specializes in crafting personalized retirement planning solutions for 941857 clients. The team consists of 745 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (PYMT/REIMB OF FULLY-LOADED COSTS FOR PROVIDING INVST SERVICES)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Other (MANAGER RESEARCH SERVICES)
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