Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in New York, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
New York has 22 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 2490 non-vetted advisors in your local area. These retirement advisors in New York have an average of 19 years of experience.
Jonathan Bartholomew
AIF®
Rock Ridge Wealth LLC
Qualifications
CRD# 4586194
Firm CRD# 313914
Series 6, 7, 24, 63, 65
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Only, Hourly, Flat Fee, Based on Assets
Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based, Commissions, Flat Fee, Based on Assets
Richard Dougherty
CFP®, AIF®
Echelon Wealth Advisors, LLC
Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66
Minimum Assets Required
$250,000
Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning
Fee-Based, Hourly, Commissions, Based on Assets
Anthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Fee-Only, Flat Fee, Based on Assets
Dan Brady
Savvy Advisors
Qualifications
CRD# 2172300
Firm CRD# 318493
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Only, Flat Fee, Based on Assets
Dino Pagiazitis
Integrity Point Advisors
Qualifications
CRD# 5432187
Firm CRD# 250787
Series 63, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Only, Flat Fee, Based on Assets
Gregory Jennings
OMC Financial Services, Ltd.
Qualifications
CRD# 2169365
Firm CRD# 110528
Series 6, 7, 63, 66
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts
Fee-Only, Based on Assets
Louis Green
CFP®, CPWA®, CFA®
Savvy Advisors
Qualifications
CRD# 2790531
Firm CRD# 318493
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Only, Hourly, Flat Fee, Based on Assets
Excelsior Wealth Partners
CFP®, CLU®
Qualifications
CRD# 4199324
Firm CRD# NA
Series 6, 7, 26, 63, 65
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based, Based on Assets
John Patsy
CLTC®, CFP®, RICP®
LPL Financial
Qualifications
CRD# 2772152
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$50,000
Not Specified
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Nicholas J Efthemis
CFP®, CRPS®
Emergent Wealth Advisors, LLC
Qualifications
CRD# 2821400
Firm CRD# 6363
Series 7, 65, 66
Minimum Assets Required
$100,000
Not Specified
Fee-Only, Flat Fee, Based on Assets
Qualifications
CRD# 5127697
Firm CRD# 10409
Series 7, 9, 10, 24, 52, 53, 66
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
John Traut
AWMA®
Lpl
Qualifications
CRD# 6676325
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$10,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Fee-Based, Commissions, Flat Fee, Based on Assets
Bryant Asset Management
CFA®, CHARTERED FINANCIAL ANALYST
Qualifications
CRD# 5524806
Firm CRD# 8032
Series 6, 7, 24, 51, 63
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Commissions, Flat Fee, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified
Fee-Only, Based on Assets
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Fee-Only, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified
Fee-Only, Based on Assets
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Fee-Only, Flat Fee, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified
Fee-Only, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified
Fee-Only, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | 383 Madison Avenue, New York, NY, 10179-0001 | $2,549,092,782,514 | 92898 | 3167 | A percentage of AUM, Fixed fees, Performance Based |
2 | 200 West Street, New York, NY, 10282 | $1,661,286,615,154 | 189311 | 1305 | A percentage of AUM, Fixed fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A) |
3 | 2000 Westchester Avenue, Purchase, NY, 10577-2530 | $1,402,425,838,334 | 2405783 | 29300 | A percentage of AUM, Fixed fees, Commission Based, Performance Based, Other (SEE SCHEDULE D MISCELLANEOUS) |
4 | 50 Hudson Yards, New York, NY, 10001 | $1,288,497,806,439 | 2184 | 6407 | A percentage of AUM, Fixed fees, Performance Based |
5 | One Bryant Park, New York, NY, 10036 | $1,271,593,679,276 | 2911578 | 34934 | A percentage of AUM, Fixed fees, Commission Based |
6 | 50 Hudson Yards, New York, NY, 10001 | $869,677,370,186 | 306 | 221 | A percentage of AUM |
7 | 1585 Broadway, New York, NY, 10036 | $535,031,832,553 | 25406 | 492 | A percentage of AUM, Fixed fees, Performance Based |
8 | 399 Park Avenue, New York, NY, 10022 | $505,942,442,915 | 16 | 5550 | A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES) |
9 | 9 West 57th Street, 41st Floor New York, NY, 10019 | $504,069,852,027 | 842 | 2909 | A percentage of AUM, Performance Based, Other (CARRIED INTEREST) |
10 | 787 7th Avenue, New York, NY, 10019 | $477,863,691,247 | 353642 | 823 | A percentage of AUM, Fixed fees, Performance Based |
11 | 730 Third Ave, 5th Flr New York, NY, 10017-3206 | $368,621,852,285 | 139 | 398 | A percentage of AUM, Fixed fees, Performance Based, Other (INVESTED CAPITAL) |
12 | 240 Greenwich Street, New York, NY, 10286 | $339,697,579,697 | 117 | 96 | A percentage of AUM |
13 | 1290 Avenue Of The Americas, New York, NY, 10104 | $337,283,181,637 | 41354 | 1668 | A percentage of AUM, Fixed fees, Performance Based |
14 | 30 Hudson Yards, New York, NY, 10001 | $307,733,342,981 | 125 | 1635 | A percentage of AUM, Performance Based |
15 | 51 Madison Avenue, New York, NY, 10010 | $300,897,738,311 | 112 | 312 | A percentage of AUM, Fixed fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS) |
QualificationsFirm CRD# 107038
Assets Under Management $2,549,092,782,514
No. Of Clients92898
Clients Per Financial Advisor29
J.P. MORGAN INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $3T assets under management, the firm specializes in crafting personalized retirement planning solutions for 92898 clients. The team consists of 3167 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107738
Assets Under Management $1,661,286,615,154
No. Of Clients189311
Clients Per Financial Advisor145
GOLDMAN SACHS ASSET MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 189311 clients. The team consists of 1305 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 149777
Assets Under Management $1,402,425,838,334
No. Of Clients2405783
Clients Per Financial Advisor82
MORGAN STANLEY is a financial advisory firm situated in Purchase, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2405783 clients. The team consists of 29300 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107105
Assets Under Management $1,288,497,806,439
No. Of Clients2184
Clients Per Financial Advisor0
BLACKROCK FINANCIAL MANAGEMENT, INC is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2184 clients. The team consists of 6407 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 7691
Assets Under Management $1,271,593,679,276
No. Of Clients2911578
Clients Per Financial Advisor83
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2911578 clients. The team consists of 34934 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106614
Assets Under Management $869,677,370,186
No. Of Clients306
Clients Per Financial Advisor1
BLACKROCK ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $870B assets under management, the firm specializes in crafting personalized retirement planning solutions for 306 clients. The team consists of 221 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 110353
Assets Under Management $535,031,832,553
No. Of Clients25406
Clients Per Financial Advisor52
MORGAN STANLEY INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $535B assets under management, the firm specializes in crafting personalized retirement planning solutions for 25406 clients. The team consists of 492 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 158117
Assets Under Management $505,942,442,915
No. Of Clients16
Clients Per Financial Advisor0
MILLENNIUM MANAGEMENT LLC is a financial advisory firm situated in New York, New York. With a nearly $506B assets under management, the firm specializes in crafting personalized retirement planning solutions for 16 clients. The team consists of 5550 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 143161
Assets Under Management $504,069,852,027
No. Of Clients842
Clients Per Financial Advisor0
APOLLO CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $504B assets under management, the firm specializes in crafting personalized retirement planning solutions for 842 clients. The team consists of 2909 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106838
Assets Under Management $477,863,691,247
No. Of Clients353642
Clients Per Financial Advisor430
UBS ASSET MANAGEMENT (AMERICAS) LLC is a financial advisory firm situated in New York, New York. With a nearly $478B assets under management, the firm specializes in crafting personalized retirement planning solutions for 353642 clients. The team consists of 823 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107157
Assets Under Management $368,621,852,285
No. Of Clients139
Clients Per Financial Advisor0
TEACHERS ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $369B assets under management, the firm specializes in crafting personalized retirement planning solutions for 139 clients. The team consists of 398 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 105642
Assets Under Management $339,697,579,697
No. Of Clients117
Clients Per Financial Advisor1
BNY MELLON INVESTMENT ADVISER, INC. is a financial advisory firm situated in New York, New York. With a nearly $340B assets under management, the firm specializes in crafting personalized retirement planning solutions for 117 clients. The team consists of 96 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 124687
Assets Under Management $337,283,181,637
No. Of Clients41354
Clients Per Financial Advisor25
NEUBERGER BERMAN INVESTMENT ADVISERS LLC is a financial advisory firm situated in New York, New York. With a nearly $337B assets under management, the firm specializes in crafting personalized retirement planning solutions for 41354 clients. The team consists of 1668 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 144533
Assets Under Management $307,733,342,981
No. Of Clients125
Clients Per Financial Advisor0
KOHLBERG KRAVIS ROBERTS & CO. L.P. is a financial advisory firm situated in New York, New York. With a nearly $308B assets under management, the firm specializes in crafting personalized retirement planning solutions for 125 clients. The team consists of 1635 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 169553
Assets Under Management $300,897,738,311
No. Of Clients112
Clients Per Financial Advisor0
NYL INVESTORS LLC is a financial advisory firm situated in New York, New York. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 112 clients. The team consists of 312 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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