Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in New York, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
New York has 25 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 2496 non-vetted advisors in your local area. These retirement advisors in New York have an average of 21 years of experience.
Jonathan Bartholomew
AIF®
Rock Ridge Wealth LLC
Qualifications
CRD# 4586194
Firm CRD# 313914
Series 6, 7, 24, 63, 65
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Hourly, Flat Fee, Based on Assets
Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Commissions, Flat Fee, Based on Assets
Richard Dougherty
CFP®, AIF®
Echelon Wealth Advisors, LLC
Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66
Minimum Assets Required
$250,000
Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning.
Fee-Based, Hourly, Commissions, Based on Assets
Dan Brady
Savvy Advisors, Inc
Qualifications
CRD# 2172300
Firm CRD# 111111
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Flat Fee, Based on Assets
Dino Pagiazitis
Integrity Point Advisors
Qualifications
CRD# 5432187
Firm CRD# 250787
Series 63, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Flat Fee, Based on Assets
Gregory Jennings
OMC Financial Services, Ltd.
Qualifications
CRD# 2169365
Firm CRD# 110528
Series 66
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts.
Fee-Only, Based on Assets
J. Christopher (Chris) Aiello
JD
Aiello Wealth Management
Qualifications
CRD# 1763863
Firm CRD# 171070
Series 65
Minimum Assets Required
$15,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Flat Fee, Based on Assets
Louis Green
CFP®, CPWA®, CFA®
Savvy Advisors
Qualifications
CRD# 2790531
Firm CRD# 111111
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Hourly, Flat Fee, Based on Assets
Mark W. Cassidy
CRPC®
Prosperiant Wealth Management, LLC
Qualifications
CRD# 5683346
Firm CRD# 326731
Series 6, 7, 63, 66
Minimum Assets Required
$0
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Based on Assets
Excelsior Wealth Partners
CFP®, CLU®
Qualifications
CRD# 4199324
Firm CRD# NA
Series 6, 7, 26, 63, 65
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Based on Assets
John Patsy
CLTC®, CFP®, RICP®
LPL Financial
Qualifications
CRD# 2772152
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$50,000
Not Specified.
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Nicholas J Efthemis
CFP®, CRPS®
Emergent Wealth Advisors, LLC
Qualifications
CRD# 2821400
Firm CRD# 6363
Series 7, 65, 66
Minimum Assets Required
$100,000
Not Specified.
Fee-Only, Flat Fee, Based on Assets
Snowden Lane Partners
CFP®, CRPC®, CPFA
Qualifications
CRD# 2522503
Firm CRD# 157299
Series 7, 65, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Commissions, Based on Assets
Qualifications
CRD# 5127697
Firm CRD# 10409
Series 7, 9, 10, 24, 52, 53, 66
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Bryant Asset Management
CFA®, CHARTERED FINANCIAL ANALYST
Qualifications
CRD# 5524806
Firm CRD# 8032
Series 6, 7, 24, 51, 63
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Commissions, Flat Fee, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified.
Fee-Only, Based on Assets
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Fee-Based
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified.
Fee-Only, Based on Assets
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts.
Fee-Only, Flat Fee, Based on Assets
Qualifications
CRD# 305173
Firm CRD# 305173
Series 3, 7, 63, 65, 66
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management.
Fee-Only, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified.
Fee-Only, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified.
Fee-Only, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | VISTA FINANCIAL ADVISORS, LLC 14 Wall Street, 20th Floor New York, NY, 10005 | $11,491,898,634,658 | 32 | 2 | A Percentage of AUM, Hourly charges |
2 | J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue, New York, NY, 10179-0001 | $2,011,986,210,191 | 52157 | 3116 | A Percentage of AUM, Fixed Fees, Performance Based |
3 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street, New York, NY, 10282 | $1,577,579,815,722 | 171341 | 1351 | A Percentage of AUM, Fixed Fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A) |
4 | MORGAN STANLEY 2000 Westchester Avenue, Purchase, NY, 10577-2530 | $1,185,061,196,999 | 2233188 | 28000 | A Percentage of AUM, Fixed Fees, Commission Based, Other (SEE SCHEDULE D MISCELLANEOUS) |
5 | BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards, New York, NY, 10001 | $1,163,046,943,604 | 2220 | 6491 | A Percentage of AUM, Fixed Fees, Performance Based |
6 | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park, New York, NY, 10036 | $1,093,689,238,206 | 2864234 | 36687 | A Percentage of AUM, Fixed Fees, Commission Based |
7 | BLACKROCK ADVISORS, LLC 50 Hudson Yards, New York, NY, 10001 | $745,826,453,479 | 322 | 256 | A Percentage of AUM |
8 | MORGAN STANLEY INVESTMENT MANAGEMENT INC. 522 Fifth Avenue, New York, NY, 10036 | $490,556,404,670 | 26817 | 551 | A Percentage of AUM, Fixed Fees, Performance Based |
9 | APOLLO CAPITAL MANAGEMENT, L.P. 9 West 57th Street, 41st Floor New York, NY, 10019 | $426,767,125,224 | 753 | 2540 | A Percentage of AUM, Performance Based, Other (CARRIED INTEREST) |
10 | MILLENNIUM MANAGEMENT LLC 399 Park Avenue, New York, NY, 10022 | $390,617,153,000 | 14 | 4810 | A Percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES) |
11 | BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street, New York, NY, 10286 | $360,519,054,249 | 134 | 113 | A Percentage of AUM |
12 | TEACHERS ADVISORS, LLC 730 Third Ave, 5th Flr New York, NY, 10017-3206 | $341,290,973,468 | 138 | 407 | A Percentage of AUM, Fixed Fees, Performance Based, Other (INVESTED CAPITAL) |
13 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC 1290 Avenue Of The Americas, New York, NY, 10104 | $315,321,148,238 | 40303 | 1596 | A Percentage of AUM, Fixed Fees, Performance Based |
14 | UBS ASSET MANAGEMENT (AMERICAS) INC. 787 7th Avenue, New York, NY, 10019 | $300,881,452,905 | 301908 | 380 | A Percentage of AUM, Fixed Fees, Performance Based |
15 | NYL INVESTORS LLC 51 Madison Avenue, New York, NY, 10010 | $291,885,443,528 | 113 | 307 | A Percentage of AUM, Fixed Fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS) |
QualificationsFirm CRD# 316306
Assets Under Management $11,491,898,634,658
No. Of Clients32
Clients Per Financial Advisor16
VISTA FINANCIAL ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $11T assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107038
Assets Under Management $2,011,986,210,191
No. Of Clients52157
Clients Per Financial Advisor17
J.P. MORGAN INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 52157 clients. The team consists of 3116 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107738
Assets Under Management $1,577,579,815,722
No. Of Clients171341
Clients Per Financial Advisor127
GOLDMAN SACHS ASSET MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $2T assets under management, the firm specializes in crafting personalized retirement planning solutions for 171341 clients. The team consists of 1351 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 149777
Assets Under Management $1,185,061,196,999
No. Of Clients2233188
Clients Per Financial Advisor80
MORGAN STANLEY is a financial advisory firm situated in Purchase, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2233188 clients. The team consists of 28000 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107105
Assets Under Management $1,163,046,943,604
No. Of Clients2220
Clients Per Financial Advisor0
BLACKROCK FINANCIAL MANAGEMENT, INC is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2220 clients. The team consists of 6491 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 7691
Assets Under Management $1,093,689,238,206
No. Of Clients2864234
Clients Per Financial Advisor78
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a financial advisory firm situated in New York, New York. With a nearly $1T assets under management, the firm specializes in crafting personalized retirement planning solutions for 2864234 clients. The team consists of 36687 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106614
Assets Under Management $745,826,453,479
No. Of Clients322
Clients Per Financial Advisor1
BLACKROCK ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $746B assets under management, the firm specializes in crafting personalized retirement planning solutions for 322 clients. The team consists of 256 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 110353
Assets Under Management $490,556,404,670
No. Of Clients26817
Clients Per Financial Advisor49
MORGAN STANLEY INVESTMENT MANAGEMENT INC. is a financial advisory firm situated in New York, New York. With a nearly $491B assets under management, the firm specializes in crafting personalized retirement planning solutions for 26817 clients. The team consists of 551 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 143161
Assets Under Management $426,767,125,224
No. Of Clients753
Clients Per Financial Advisor0
APOLLO CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York, New York. With a nearly $427B assets under management, the firm specializes in crafting personalized retirement planning solutions for 753 clients. The team consists of 2540 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 158117
Assets Under Management $390,617,153,000
No. Of Clients14
Clients Per Financial Advisor0
MILLENNIUM MANAGEMENT LLC is a financial advisory firm situated in New York, New York. With a nearly $391B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14 clients. The team consists of 4810 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 105642
Assets Under Management $360,519,054,249
No. Of Clients134
Clients Per Financial Advisor1
BNY MELLON INVESTMENT ADVISER, INC. is a financial advisory firm situated in New York, New York. With a nearly $361B assets under management, the firm specializes in crafting personalized retirement planning solutions for 134 clients. The team consists of 113 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107157
Assets Under Management $341,290,973,468
No. Of Clients138
Clients Per Financial Advisor0
TEACHERS ADVISORS, LLC is a financial advisory firm situated in New York, New York. With a nearly $341B assets under management, the firm specializes in crafting personalized retirement planning solutions for 138 clients. The team consists of 407 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 124687
Assets Under Management $315,321,148,238
No. Of Clients40303
Clients Per Financial Advisor25
NEUBERGER BERMAN INVESTMENT ADVISERS LLC is a financial advisory firm situated in New York, New York. With a nearly $315B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40303 clients. The team consists of 1596 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106838
Assets Under Management $300,881,452,905
No. Of Clients301908
Clients Per Financial Advisor794
UBS ASSET MANAGEMENT (AMERICAS) INC. is a financial advisory firm situated in New York, New York. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 301908 clients. The team consists of 380 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 169553
Assets Under Management $291,885,443,528
No. Of Clients113
Clients Per Financial Advisor0
NYL INVESTORS LLC is a financial advisory firm situated in New York, New York. With a nearly $292B assets under management, the firm specializes in crafting personalized retirement planning solutions for 113 clients. The team consists of 307 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
Looking for more choices? Use our free match service to compare retirement planners serving your area.