NEUBERGER BERMAN INVESTMENT ADVISERS LLC

1290 Avenue Of The Americas
New York, New York 10104
Tel: 212-476-9000

About NEUBERGER BERMAN INVESTMENT ADVISERS LLC

NEUBERGER BERMAN INVESTMENT ADVISERS LLC, formally registered with the SEC as NEUBERGER BERMAN INVESTMENT ADVISERS LLC. The firm was established in 01/23/2003. They have over 11 offices throughout the country.

NEUBERGER BERMAN INVESTMENT ADVISERS LLC is a New York, New York based Financial Planning firm with nearly $337,283,181,637 assets under management, offering retirement planning & investment advisory services to 41354 clients. The firm is staffed with 1668 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	124687
SEC#	801-61757
Assets Managed by Firm	$337,283,181,637
No. of Clients	41354
No. of Advisors	1668

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Education seminars/workshops
Other (CONSULTING AND LICENSING OF PROPRIETARY ANALYTIC INVESTMENT MODELS)

Firm Client Information

	No. of Clients	AUM
Firm Total	41354	$337,283,181,637
Individuals (other than high net worth individuals)	23869	$8,751,720,806
High net worth individuals	13371	$48,117,127,797
Pension and profit sharing plans	758	$29,579,562,515
Charitable organizations	919	$5,392,204,556
Other investment advisers	10	$3,344,622,361
Corporations or other businesses	1794	$13,630,589,920

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BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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