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Richard Dougherty, CFP®, AIF®

Echelon Wealth Advisors, LLC

1159 Pittsford Victor Rd
Ste 220

Pittsford, NY 14534
(585) 3811861

The Art of Financial Planning

About Echelon Wealth Advisors, LLC

At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us with more than money; you trust us with your family's financial future. With that comes the responsibility to listen, always put your interests first, and provide you with the tools and resources to acheive your objectives.

We help our clients answer life's most important questions:

Will you have enough money to live independently for the rest of your life?

Do you understand how much retirement will cost and are you on track to meet your goals?

How do you efficiently leave your money to your family and not to the government?

We recognize there are no shortcuts in acheiving our clients objectives. By implementing consistent processes in everything we do, Echelon is committed to providing great value.

General Information

Firm Start Year

2003

No.of Employees

5-9

CRD#

5271824

Firm CRD#

134139 / 39543

Insurance License#

LA1144447

Name of Broker/Dealer

Cambridge Investment Research, Inc.

Name of Custodial Firm

Pershing, NFS, Charles Schwab, Fidelity

Years of Experience in Financial Services

12

Number of Years with Current Firm

11

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs

Services

Investment Types

Alternative Investments, Mutual Funds, Bonds, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via email, Via phone, At your home, At my office, At your office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Investment Fiduciary® (AIF), CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Accident, Variable Life, Long Term Care, Variable Annuity, Life, Annuity

Non-Financial Organization Memberships

Estate Planning Council of Rochester, Small Business Council of Rochester, Rochester Rotary

Firm Information

Assets Managed by Advisor

137,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Hourly

Education

Bachelor of Science - Business, Finance

St. John Fisher College
September 2003 - May 2007

Disclaimer

Registered Representative, Securities offered throught Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., A registered Investment Advisor. Cambridge and Westminster are not affiliated.