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Find Retirement Advisors for Retirement Planning in Brooklyn, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Brooklyn, New York
Last Updated - April 19, 2024Brooklyn has 17 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 16 non-vetted advisors in your local area. These retirement advisors in Brooklyn, New York have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in Brooklyn, New York
VERIFIED Qualifications
CRD# 305173
Firm CRD# 305173
Series 3, 7, 63, 65, 66
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDHazel Secco
CFP®, CDFA®
Align Financial Solutions LLC
Qualifications
CRD# 6233372
Firm CRD# 6413
Series 6, 7, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDPeter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDWalter Varian
Edelman Financial Engines, LLC
Qualifications
CRD# 5322696
Firm CRD# 104510
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDMatt Cuiffo
CFP®
Edelman Financial Engines, LLC
Qualifications
CRD# 2867751
Firm CRD# 104510
Series 65, 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDMichael Klein
CFP®
Bleakley Financial Group
Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDHIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®
Qualifications
CRD# 2063878
Firm CRD# 125838
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDJennifer Keiling
CRPC®
Edelman Financial Engines, LLC
Qualifications
CRD# 5311689
Firm CRD# 104510
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDChristopher Badaracco
CFP®, EA
Rose Wealth Advisors
Qualifications
CRD# 7076172
Firm CRD# 7076172
Minimum Assets Required
$500,000
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
VERIFIEDPeter Gellman
Palmerston Group Advisors, LLC
Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66
Minimum Assets Required
$400,000
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDMasa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth
Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDCharles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDJim Bernstein
QEX Asset Management
Qualifications
CRD# 1673790
Firm CRD# 325326
Series 65
Minimum Assets Required
$50,000
Advisory Services:
Portfolio Management, Wealth Management, Money Management, Risk Management, Investment Advice & Management.
Compensation/Fee
Fee-Only, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Brooklyn, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | LEFT LANE CAPITAL 10 Grand Street, 21st Floor Brooklyn, NY, 11249 | $2,481,222,415 | 15 | 41 | A Percentage of AUM, Performance Based |
| 2 | KORA MANAGEMENT LP 10 Jay Street, Suite 6a Brooklyn, NY, 11201-1136 | $1,192,153,255 | 8 | 35 | A Percentage of AUM, Performance Based |
| 3 | VOLT INVESTMENT HOLDINGS LLC 55 Prospect Street, Suite 310 Brooklyn, NY, 11201 | $719,354,000 | 25 | 5 | A Percentage of AUM, Performance Based |
| 4 | EQUINUM, LLC 3611 14th Avenue, Suite 221, Brooklyn, NY, 11218 | $342,431,988 | 105 | 6 | A Percentage of AUM |
| 5 | BROOKLYN INVESTMENT GROUP, LLC 370 Jay Street, 7th Floor Brooklyn, NY, 11201 | $223,536,293 | 41 | 13 | A Percentage of AUM, Fixed Fees |
| 6 | BREWSTER FINANCIAL PLANNING LLC 641 President Street, Suite 106 Brooklyn, NY, 11215 | $151,275,712 | 555 | 4 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 7 | BROOKLYN FI, LLC 33 Nassau Ave, Brooklyn, NY, 11222 | $151,074,216 | 910 | 10 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 8 | GENERAL EQUITY HOLDINGS LP 45 Main Street,, Suite 411 Brooklyn, NY, 11201 | $111,790,323 | 3 | 3 | A Percentage of AUM, Performance Based |
| 9 | KDT ADVISORS, LLC 175 Pearl St., Floors 1 - 3 Brooklyn, NY, 11201 | $80,500,000 | 52 | 5 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 10 | WALNUT INVESTMENT SERVICES LLC 1018 8th Avenue, Brooklyn, NY, 11215 | $63,650,000 | 312 | 2 | A Percentage of AUM, Hourly charges |
| 11 | YEARWOOD YOUNG ADVISORS 68 3rd Street, Brooklyn, NY, 11231 | $49,022,211 | 24 | 1 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 12 | SQUARE WAVE CAPITAL 55 Prospect Street, Suite 310 Brooklyn, NY, 11201 | $38,458,071 | 2 | 3 | A Percentage of AUM, Performance Based |
| 13 | META INVESTMENT MANAGEMENT COMPANY LLC 240 Kent Avenue, Suite K2-B40b Brooklyn, NY, 11249 | $3,067,807 | 6 | 1 | A Percentage of AUM |
| 14 | TREASURY INTERACTIVE INVESTMENT ADVISERS LLC 68 Jay Street, Suite 201 Brooklyn, NY, 11201 | $0 | 0 | 2 | Fixed Fees |
| 15 | MARIDEA WEALTH MANAGEMENT 2 N 6th Pl Apt 27j, Brooklyn, NY, 11249 | $0 | 0 | 2 | A Percentage of AUM, Hourly charges |
Information on Top Retirement Planning firms in Brooklyn, New York
QualificationsFirm CRD# 309286
Assets Under Management $2,481,222,415
No. Of Clients15
Clients Per Financial Advisor0
LEFT LANE CAPITAL is a financial advisory firm situated in Brooklyn, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 172534
Assets Under Management $1,192,153,255
No. Of Clients8
Clients Per Financial Advisor0
KORA MANAGEMENT LP is a financial advisory firm situated in Brooklyn, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 306923
Assets Under Management $719,354,000
No. Of Clients25
Clients Per Financial Advisor5
VOLT INVESTMENT HOLDINGS LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $719M assets under management, the firm specializes in crafting personalized retirement planning solutions for 25 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 304350
Assets Under Management $342,431,988
No. Of Clients105
Clients Per Financial Advisor18
EQUINUM, LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $342M assets under management, the firm specializes in crafting personalized retirement planning solutions for 105 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Selection of Other Advisors
QualificationsFirm CRD# 316475
Assets Under Management $223,536,293
No. Of Clients41
Clients Per Financial Advisor3
BROOKLYN INVESTMENT GROUP, LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $224M assets under management, the firm specializes in crafting personalized retirement planning solutions for 41 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 125291
Assets Under Management $151,275,712
No. Of Clients555
Clients Per Financial Advisor139
BREWSTER FINANCIAL PLANNING LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $151M assets under management, the firm specializes in crafting personalized retirement planning solutions for 555 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 292115
Assets Under Management $151,074,216
No. Of Clients910
Clients Per Financial Advisor91
BROOKLYN FI, LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $151M assets under management, the firm specializes in crafting personalized retirement planning solutions for 910 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Educational Seminars/ Workshops
QualificationsFirm CRD# 287823
Assets Under Management $111,790,323
No. Of Clients3
Clients Per Financial Advisor1
GENERAL EQUITY HOLDINGS LP is a financial advisory firm situated in Brooklyn, New York. With a nearly $112M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 289816
Assets Under Management $80,500,000
No. Of Clients52
Clients Per Financial Advisor10
KDT ADVISORS, LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $81M assets under management, the firm specializes in crafting personalized retirement planning solutions for 52 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 113666
Assets Under Management $63,650,000
No. Of Clients312
Clients Per Financial Advisor156
WALNUT INVESTMENT SERVICES LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $64M assets under management, the firm specializes in crafting personalized retirement planning solutions for 312 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 307719
Assets Under Management $49,022,211
No. Of Clients24
Clients Per Financial Advisor24
YEARWOOD YOUNG ADVISORS is a financial advisory firm situated in Brooklyn, New York. With a nearly $49M assets under management, the firm specializes in crafting personalized retirement planning solutions for 24 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 318517
Assets Under Management $38,458,071
No. Of Clients2
Clients Per Financial Advisor1
SQUARE WAVE CAPITAL is a financial advisory firm situated in Brooklyn, New York. With a nearly $38M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 312540
Assets Under Management $3,067,807
No. Of Clients6
Clients Per Financial Advisor6
META INVESTMENT MANAGEMENT COMPANY LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $3M assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 327585
Assets Under Management $0
No. Of Clients0
Clients Per Financial Advisor0
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC is a financial advisory firm situated in Brooklyn, New York. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Educational Seminars/ Workshops
QualificationsFirm CRD# 325523
Assets Under Management $0
No. Of Clients0
Clients Per Financial Advisor0
MARIDEA WEALTH MANAGEMENT is a financial advisory firm situated in Brooklyn, New York. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
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Looking for more choices? Use our free match service to compare retirement planners serving your area.