Directory of Professional Retirement Planners
National Coverage
Local Professionals
matched to your specific needs
No obligation to hire
Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
Find Retirement Advisors for Retirement Planning in Charlotte, North Carolina
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Charlotte, North Carolina
Last Updated - April 24, 2025Charlotte has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 85 non-vetted advisors in your local area. These retirement advisors in Charlotte, North Carolina have an average of 21 years of experience.
HELP ME FIND MY PLANNER
List of Qualified Retirement Planning Advisors in Charlotte, North Carolina
VERIFIEDTony Montanari
CIMA®
ACM Wealth Management
Qualifications
CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
VERIFIEDRoss Kirwan
MBA, CFP®
Carnegie Private Wealth
Qualifications
CRD# 5364235
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Charlotte, North Carolina (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $429,024,440,167 | 9416 | 1015 | A percentage of AUM, Fixed fees, Performance Based |
| 2 | 300 S. Tryon Street, Suite 2500 Charlotte, NC, 28202 | $307,726,562,224 | 343 | 985 | A percentage of AUM, Fixed fees, Performance Based |
| 3 | 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $300,798,686,558 | 8078 | 513 | A percentage of AUM, Performance Based |
| 4 | 11225 North Community House Rd, Charlotte, NC, 28277 | $137,561,001,775 | 6685 | 31 | A percentage of AUM, Other (FOR SERVICES DESCRIBED IN ITEM 5 (G)(12), THERE IS NO FEE.) |
| 5 | 4350 Congress Street, Suite 1000 Charlotte, NC, 28209 | $66,746,472,114 | 3215 | 181 | A percentage of AUM, Fixed fees, Performance Based |
| 6 | 550 South Tryon Street, 40th Floor Charlotte, NC, 28202 | $43,998,251,201 | 20338 | 251 | A percentage of AUM, Fixed fees |
| 7 | 9335 Harris Corners Parkway, Suite 150 Charlotte, NC, 28269 | $33,737,582,682 | 219477 | 60 | A percentage of AUM, Fixed fees, Other (SET-UP FEES AND RELATED SERVICES) |
| 8 | 6302 Fairview Road, Suite 520 Charlotte, NC, 28210 | $14,681,685,404 | 2 | 3 | Fixed fees, Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL) |
| 9 | 11215 N. Community House Rd., Ste. 775 Charlotte, NC, 28277 | $12,826,908,245 | 52309 | 230 | A percentage of AUM, Hourly charges, Fixed fees |
| 10 | 224 W Tremont Avenue, Charlotte, NC, 28203 | $11,558,231,568 | 33 | 72 | A percentage of AUM, Performance Based |
| 11 | 2825 South Blvd, Suite 500 Charlotte, NC, 28209 | $10,771,561,842 | 40484 | 50 | A percentage of AUM, Fixed fees |
| 12 | 101 S. Tryon Street, Suite 3400 Charlotte, NC, 28280 | $7,634,744,615 | 33 | 58 | A percentage of AUM, Fixed fees, Performance Based |
| 13 | 301 South College Street, #3800 Charlotte, NC, 28202-6002 | $7,583,000,000 | 234 | 26 | A percentage of AUM |
| 14 | 2151 Hawkins Street, Suite 1100 Charlotte, NC, 28203 | $7,143,965,742 | 6 | 117 | A percentage of AUM, Performance Based |
| 15 | 6210 Ardrey Kell Road, Ste 300 Charlotte, NC, 28277 | $4,466,593,018 | 3367 | 74 | A percentage of AUM, Fixed fees |
Information on Top Retirement Planning firms in Charlotte, North Carolina
QualificationsFirm CRD# 104973
Assets Under Management $429,024,440,167
No. Of Clients9416
Clients Per Financial Advisor9
ALLSPRING GLOBAL INVESTMENTS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $429B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9416 clients. The team consists of 1015 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 106006
Assets Under Management $307,726,562,224
No. Of Clients343
Clients Per Financial Advisor0
BARINGS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $308B assets under management, the firm specializes in crafting personalized retirement planning solutions for 343 clients. The team consists of 985 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 110841
Assets Under Management $300,798,686,558
No. Of Clients8078
Clients Per Financial Advisor16
ALLSPRING FUNDS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8078 clients. The team consists of 513 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 107312
Assets Under Management $137,561,001,775
No. Of Clients6685
Clients Per Financial Advisor216
BRIGHTHOUSE INVESTMENT ADVISERS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $138B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6685 clients. The team consists of 31 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Other (FOR SERVICES DESCRIBED IN ITEM 5 (G)(12)
- THERE IS NO FEE.)
Financial Planning Services
- Portfolio management for investment companies
- Selection for other advisors
- Other (ASSET ALLOCATION SERVICES FOLLOWING THE RECOMMENDATIONS OF AN INDEPENDENT THIRD-PARTY CONSULTANT.)
QualificationsFirm CRD# 135405
Assets Under Management $66,746,472,114
No. Of Clients3215
Clients Per Financial Advisor18
STERLING CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $67B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3215 clients. The team consists of 181 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Other (WRAP & MODEL PROGRAMS)
QualificationsFirm CRD# 133204
Assets Under Management $43,998,251,201
No. Of Clients20338
Clients Per Financial Advisor81
WELLS FARGO INVESTMENT INSTITUTE, INC. is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $44B assets under management, the firm specializes in crafting personalized retirement planning solutions for 20338 clients. The team consists of 251 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
QualificationsFirm CRD# 158744
Assets Under Management $33,737,582,682
No. Of Clients219477
Clients Per Financial Advisor3658
ALIGHT FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $34B assets under management, the firm specializes in crafting personalized retirement planning solutions for 219477 clients. The team consists of 60 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Other (SET-UP FEES AND RELATED SERVICES)
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Education seminars/workshops
QualificationsFirm CRD# 164273
Assets Under Management $14,681,685,404
No. Of Clients2
Clients Per Financial Advisor1
ALUMINA INVESTMENT MANAGEMENT is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $15B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Fixed fees
- Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL)
Financial Planning Services
- Portfolio management for businesses or institutional clients
- Other (INVESTMENT CONSULTATION AND ANALYSIS)
QualificationsFirm CRD# 168267
Assets Under Management $12,826,908,245
No. Of Clients52309
Clients Per Financial Advisor227
INDEPENDENT ADVISOR ALLIANCE, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $13B assets under management, the firm specializes in crafting personalized retirement planning solutions for 52309 clients. The team consists of 230 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Publication of periodicals and newsletters
- Education seminars/workshops
QualificationsFirm CRD# 157772
Assets Under Management $11,558,231,568
No. Of Clients33
Clients Per Financial Advisor0
GLOBAL ENDOWMENT MANAGEMENT, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $12B assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 72 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 143593
Assets Under Management $10,771,561,842
No. Of Clients40484
Clients Per Financial Advisor810
ADHESION WEALTH ADVISOR SOLUTIONS is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40484 clients. The team consists of 50 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 157421
Assets Under Management $7,634,744,615
No. Of Clients33
Clients Per Financial Advisor1
RIDGEMONT PARTNERS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 58 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 106234
Assets Under Management $7,583,000,000
No. Of Clients234
Clients Per Financial Advisor9
WEDGE CAPITAL MANAGEMENT LLP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 234 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 284477
Assets Under Management $7,143,965,742
No. Of Clients6
Clients Per Financial Advisor0
ASANA PARTNERS, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 117 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 109552
Assets Under Management $4,466,593,018
No. Of Clients3367
Clients Per Financial Advisor46
HORIZON INVESTMENTS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3367 clients. The team consists of 74 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Other (CONSULT FOR OTHER FINANCIAL PROFESSIONALS)
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
- Retirement Planners in Apex, North Carolina
- Retirement Planners in Asheville, North Carolina
- Retirement Planners in Cashiers, North Carolina
- Retirement Planners in Charlotte, North Carolina
- Retirement Planners in Durham, North Carolina
- Retirement Planners in Greensboro, North Carolina
- Retirement Planners in Hickory, North Carolina
- Retirement Planners in Leland, North Carolina
- Retirement Planners in Lenoir, North Carolina
- Retirement Planners in New Bern, North Carolina
- Retirement Planners in Raleigh, North Carolina
- Retirement Planners in Wilmington, North Carolina
Looking for more choices? Use our free match service to compare retirement planners serving your area.