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Find Retirement Advisors for Retirement Planning in Charlotte, North Carolina

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Charlotte, North Carolina

Last Updated - May 11, 2024

Charlotte has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 79 non-vetted advisors in your local area. These retirement advisors in Charlotte, North Carolina have an average of 17 years of experience.

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List of Qualified Retirement Planning Advisors in Charlotte, North Carolina

advisor-photo
vector.svg VERIFIED

Tony Montanari
CIMA®
ACM Wealth Management

Qualifications
CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Top 15 Retirement Planning firms in Charlotte, North Carolina (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
ALLSPRING GLOBAL INVESTMENTS, LLC
1415 Vantage Park Drive, 3rd Floor
Charlotte, NC, 28203
$367,167,074,9764060932
A Percentage of AUM, Fixed Fees, Commission Based, Performance Based
2
BARINGS LLC
300 S. Tryon Street, Suite 2500
Charlotte, NC, 28202
$273,040,118,3223331029
A Percentage of AUM, Fixed Fees, Performance Based
3
ALLSPRING FUNDS MANAGEMENT, LLC
1415 Vantage Park Drive, 3rd Floor
Charlotte, NC, 28203
$235,232,798,8907030418
A Percentage of AUM, Performance Based
4
STERLING CAPITAL MANAGEMENT LLC
4350 Congress Street, Suite 1000
Charlotte, NC, 28209
$62,841,626,9483390180
A Percentage of AUM, Fixed Fees, Performance Based
5
WELLS FARGO INVESTMENT INSTITUTE, INC.
550 South Tryon Street, 40th Floor
Charlotte, NC, 28202
$38,123,578,79424240264
A Percentage of AUM, Fixed Fees
6
ALIGHT FINANCIAL ADVISORS, LLC
4828 Parkway Plaza Blvd, Suite 100
Charlotte, NC, 28217
$30,803,228,22223873560
A Percentage of AUM, Fixed Fees, Other (SET-UP FEES AND RELATED SERVICES)
7
ALUMINA INVESTMENT MANAGEMENT
6302 Fairview Road, Suite 520
Charlotte, NC, 28210
$10,797,568,44523
Fixed Fees, Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL)
8
GLOBAL ENDOWMENT MANAGEMENT, LP
224 W Tremont Avenue,
Charlotte, NC, 28203
$10,580,525,7163077
A Percentage of AUM, Fixed Fees, Performance Based
9
INDEPENDENT ADVISOR ALLIANCE, LLC
11215 N. Community House Rd., Ste. 775
Charlotte, NC, 28277
$10,095,700,13047432227
A Percentage of AUM, Hourly charges, Fixed Fees
10
RIDGEMONT PARTNERS MANAGEMENT, LLC
101 S. Tryon Street, Suite 3400
Charlotte, NC, 28280
$9,676,520,1912954
A Percentage of AUM, Fixed Fees, Performance Based
11
ADHESION WEALTH ADVISOR SOLUTIONS
5925 Carnegie Blvd, Suite 500
Charlotte, NC, 28209
$8,342,573,0563415345
A Percentage of AUM
12
WEDGE CAPITAL MANAGEMENT LLP
301 South College Street, #3800
Charlotte, NC, 28202-6002
$7,930,000,00024626
A Percentage of AUM
13
ASANA PARTNERS, LP
1616 Camden Road, Suite 210
Charlotte, NC, 28203
$6,904,879,7837105
A Percentage of AUM, Performance Based
14
HORIZON INVESTMENTS LLC
6210 Ardrey Kell Road, Ste 300
Charlotte, NC, 28277
$3,816,815,479341472
A Percentage of AUM, Fixed Fees
15
PAMLICO CAPITAL
150 N. College Street, Suite 2400
Charlotte, NC, 28202-2397
$3,424,690,531635
A Percentage of AUM, Performance Based

Information on Top Retirement Planning firms in Charlotte, North Carolina

QualificationsFirm CRD# 104973

Assets Under Management $367,167,074,976

No. Of Clients4060

Clients Per Financial Advisor4

ALLSPRING GLOBAL INVESTMENTS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $367B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4060 clients. The team consists of 932 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Commission Based
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 106006

Assets Under Management $273,040,118,322

No. Of Clients333

Clients Per Financial Advisor0

BARINGS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $273B assets under management, the firm specializes in crafting personalized retirement planning solutions for 333 clients. The team consists of 1029 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 110841

Assets Under Management $235,232,798,890

No. Of Clients7030

Clients Per Financial Advisor17

ALLSPRING FUNDS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $235B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7030 clients. The team consists of 418 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 135405

Assets Under Management $62,841,626,948

No. Of Clients3390

Clients Per Financial Advisor19

STERLING CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $63B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3390 clients. The team consists of 180 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 133204

Assets Under Management $38,123,578,794

No. Of Clients24240

Clients Per Financial Advisor92

WELLS FARGO INVESTMENT INSTITUTE, INC. is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $38B assets under management, the firm specializes in crafting personalized retirement planning solutions for 24240 clients. The team consists of 264 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 158744

Assets Under Management $30,803,228,222

No. Of Clients238735

Clients Per Financial Advisor3979

ALIGHT FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $31B assets under management, the firm specializes in crafting personalized retirement planning solutions for 238735 clients. The team consists of 60 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (SET-UP FEES AND RELATED SERVICES)

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 164273

Assets Under Management $10,797,568,445

No. Of Clients2

Clients Per Financial Advisor1

ALUMINA INVESTMENT MANAGEMENT is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Fixed Fees
  • Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL)

Financial Planning Services

  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 157772

Assets Under Management $10,580,525,716

No. Of Clients30

Clients Per Financial Advisor0

GLOBAL ENDOWMENT MANAGEMENT, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 30 clients. The team consists of 77 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 168267

Assets Under Management $10,095,700,130

No. Of Clients47432

Clients Per Financial Advisor209

INDEPENDENT ADVISOR ALLIANCE, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47432 clients. The team consists of 227 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 157421

Assets Under Management $9,676,520,191

No. Of Clients29

Clients Per Financial Advisor1

RIDGEMONT PARTNERS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 29 clients. The team consists of 54 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 143593

Assets Under Management $8,342,573,056

No. Of Clients34153

Clients Per Financial Advisor759

ADHESION WEALTH ADVISOR SOLUTIONS is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 34153 clients. The team consists of 45 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 106234

Assets Under Management $7,930,000,000

No. Of Clients246

Clients Per Financial Advisor9

WEDGE CAPITAL MANAGEMENT LLP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 246 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 284477

Assets Under Management $6,904,879,783

No. Of Clients7

Clients Per Financial Advisor0

ASANA PARTNERS, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 109552

Assets Under Management $3,816,815,479

No. Of Clients3414

Clients Per Financial Advisor47

HORIZON INVESTMENTS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3414 clients. The team consists of 72 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
View Full Profile

QualificationsFirm CRD# 157532

Assets Under Management $3,424,690,531

No. Of Clients6

Clients Per Financial Advisor0

PAMLICO CAPITAL is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

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