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Find Retirement Advisors for Retirement Planning in Charlotte, North Carolina
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Charlotte, North Carolina
Last Updated - October 2, 2024Charlotte has 1 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 79 non-vetted advisors in your local area. These retirement advisors in Charlotte, North Carolina have an average of 26 years of experience.
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List of Qualified Retirement Planning Advisors in Charlotte, North Carolina
VERIFIEDTony Montanari
CIMA®
ACM Wealth Management
Qualifications
CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Charlotte, North Carolina (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | ALLSPRING GLOBAL INVESTMENTS, LLC 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $367,167,074,976 | 4060 | 932 | A Percentage of AUM, Fixed Fees, Commission Based, Performance Based |
| 2 | BARINGS LLC 300 S. Tryon Street, Suite 2500 Charlotte, NC, 28202 | $273,040,118,322 | 333 | 1029 | A Percentage of AUM, Fixed Fees, Performance Based |
| 3 | ALLSPRING FUNDS MANAGEMENT, LLC 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $235,232,798,890 | 7030 | 418 | A Percentage of AUM, Performance Based |
| 4 | STERLING CAPITAL MANAGEMENT LLC 4350 Congress Street, Suite 1000 Charlotte, NC, 28209 | $62,841,626,948 | 3390 | 180 | A Percentage of AUM, Fixed Fees, Performance Based |
| 5 | WELLS FARGO INVESTMENT INSTITUTE, INC. 550 South Tryon Street, 40th Floor Charlotte, NC, 28202 | $38,123,578,794 | 24240 | 264 | A Percentage of AUM, Fixed Fees |
| 6 | ALIGHT FINANCIAL ADVISORS, LLC 4828 Parkway Plaza Blvd, Suite 100 Charlotte, NC, 28217 | $30,803,228,222 | 238735 | 60 | A Percentage of AUM, Fixed Fees, Other (SET-UP FEES AND RELATED SERVICES) |
| 7 | ALUMINA INVESTMENT MANAGEMENT 6302 Fairview Road, Suite 520 Charlotte, NC, 28210 | $10,797,568,445 | 2 | 3 | Fixed Fees, Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL) |
| 8 | GLOBAL ENDOWMENT MANAGEMENT, LP 224 W Tremont Avenue, Charlotte, NC, 28203 | $10,580,525,716 | 30 | 77 | A Percentage of AUM, Fixed Fees, Performance Based |
| 9 | INDEPENDENT ADVISOR ALLIANCE, LLC 11215 N. Community House Rd., Ste. 775 Charlotte, NC, 28277 | $10,095,700,130 | 47432 | 227 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 10 | RIDGEMONT PARTNERS MANAGEMENT, LLC 101 S. Tryon Street, Suite 3400 Charlotte, NC, 28280 | $9,676,520,191 | 29 | 54 | A Percentage of AUM, Fixed Fees, Performance Based |
| 11 | ADHESION WEALTH ADVISOR SOLUTIONS 5925 Carnegie Blvd, Suite 500 Charlotte, NC, 28209 | $8,342,573,056 | 34153 | 45 | A Percentage of AUM |
| 12 | WEDGE CAPITAL MANAGEMENT LLP 301 South College Street, #3800 Charlotte, NC, 28202-6002 | $7,930,000,000 | 246 | 26 | A Percentage of AUM |
| 13 | ASANA PARTNERS, LP 1616 Camden Road, Suite 210 Charlotte, NC, 28203 | $6,904,879,783 | 7 | 105 | A Percentage of AUM, Performance Based |
| 14 | HORIZON INVESTMENTS LLC 6210 Ardrey Kell Road, Ste 300 Charlotte, NC, 28277 | $3,816,815,479 | 3414 | 72 | A Percentage of AUM, Fixed Fees |
| 15 | PAMLICO CAPITAL 150 N. College Street, Suite 2400 Charlotte, NC, 28202-2397 | $3,424,690,531 | 6 | 35 | A Percentage of AUM, Performance Based |
Information on Top Retirement Planning firms in Charlotte, North Carolina
QualificationsFirm CRD# 104973
Assets Under Management $367,167,074,976
No. Of Clients4060
Clients Per Financial Advisor4
ALLSPRING GLOBAL INVESTMENTS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $367B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4060 clients. The team consists of 932 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Commission Based
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 106006
Assets Under Management $273,040,118,322
No. Of Clients333
Clients Per Financial Advisor0
BARINGS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $273B assets under management, the firm specializes in crafting personalized retirement planning solutions for 333 clients. The team consists of 1029 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 110841
Assets Under Management $235,232,798,890
No. Of Clients7030
Clients Per Financial Advisor17
ALLSPRING FUNDS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $235B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7030 clients. The team consists of 418 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 135405
Assets Under Management $62,841,626,948
No. Of Clients3390
Clients Per Financial Advisor19
STERLING CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $63B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3390 clients. The team consists of 180 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 133204
Assets Under Management $38,123,578,794
No. Of Clients24240
Clients Per Financial Advisor92
WELLS FARGO INVESTMENT INSTITUTE, INC. is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $38B assets under management, the firm specializes in crafting personalized retirement planning solutions for 24240 clients. The team consists of 264 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
- Publication of periodicals or Newsleters
QualificationsFirm CRD# 158744
Assets Under Management $30,803,228,222
No. Of Clients238735
Clients Per Financial Advisor3979
ALIGHT FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $31B assets under management, the firm specializes in crafting personalized retirement planning solutions for 238735 clients. The team consists of 60 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Other (SET-UP FEES AND RELATED SERVICES)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Educational Seminars/ Workshops
QualificationsFirm CRD# 164273
Assets Under Management $10,797,568,445
No. Of Clients2
Clients Per Financial Advisor1
ALUMINA INVESTMENT MANAGEMENT is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Fixed Fees
- Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL)
Financial Planning Services
- Portfolio Management for Business
QualificationsFirm CRD# 157772
Assets Under Management $10,580,525,716
No. Of Clients30
Clients Per Financial Advisor0
GLOBAL ENDOWMENT MANAGEMENT, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 30 clients. The team consists of 77 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 168267
Assets Under Management $10,095,700,130
No. Of Clients47432
Clients Per Financial Advisor209
INDEPENDENT ADVISOR ALLIANCE, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47432 clients. The team consists of 227 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 157421
Assets Under Management $9,676,520,191
No. Of Clients29
Clients Per Financial Advisor1
RIDGEMONT PARTNERS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 29 clients. The team consists of 54 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 143593
Assets Under Management $8,342,573,056
No. Of Clients34153
Clients Per Financial Advisor759
ADHESION WEALTH ADVISOR SOLUTIONS is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 34153 clients. The team consists of 45 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Business
QualificationsFirm CRD# 106234
Assets Under Management $7,930,000,000
No. Of Clients246
Clients Per Financial Advisor9
WEDGE CAPITAL MANAGEMENT LLP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 246 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 284477
Assets Under Management $6,904,879,783
No. Of Clients7
Clients Per Financial Advisor0
ASANA PARTNERS, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 109552
Assets Under Management $3,816,815,479
No. Of Clients3414
Clients Per Financial Advisor47
HORIZON INVESTMENTS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3414 clients. The team consists of 72 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
QualificationsFirm CRD# 157532
Assets Under Management $3,424,690,531
No. Of Clients6
Clients Per Financial Advisor0
PAMLICO CAPITAL is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
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Looking for more choices? Use our free match service to compare retirement planners serving your area.