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Find Retirement Advisors for Retirement Planning in Raleigh, North Carolina

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Raleigh, North Carolina

Last Updated - July 10, 2024

Raleigh has 5 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 46 non-vetted advisors in your local area. These retirement advisors in Raleigh, North Carolina have an average of 33 years of experience.

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List of Qualified Retirement Planning Advisors in Raleigh, North Carolina

advisor-photo

Qualifications
Firm CRD# 6519874

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

advisor-photo
vector.svg VERIFIED

Kenneth Nelson
AIFA®, CRPS®, CRPC®, AIF®
Nelson Wealth Advisors

Qualifications
CRD# 1780923
Firm CRD# 30613
Series 7, 9, 10, 24, 63, 65

Minimum Assets Required
$0

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Coach Pete D'Arruda
RFC®, RICP®, MRFC
Capital Financial Advisory Group, LLC

Qualifications
CRD# 2756672
Firm CRD# 144374
Series 65

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Tom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC®
Northwestern Mutual -Tom Morris

Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Allworth Financial
CFP®

Qualifications
Firm CRD# 111167

Minimum Assets Required
Not Specified

Advisory Services:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Based

Top 15 Retirement Planning firms in Raleigh, North Carolina (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
CAPTRUST
4208 Six Forks Rd, Suite 1700
Raleigh, NC, 27609
$714,587,898,072762541338
A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based
2
QHP CAPITAL, L.P.
4509 Creedmoor Road, Ste. 403
Raleigh, NC, 27612
$2,368,083,0001119
A Percentage of AUM, Other (CARRIED INTEREST)
3
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
100 E. Six Forks Road, Suite 200
Raleigh, NC, 27609
$1,842,974,7419990116
A Percentage of AUM, Hourly charges, Fixed Fees
4
NOVAQUEST CAPITAL MANAGEMENT, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh, NC, 27609-5769
$1,785,068,0003929
A Percentage of AUM, Other (CARRIED INTEREST)
5
FIRST CITIZENS INVESTOR SERVICES, INC.
4300 Six Forks Rd,
Raleigh, NC, 27609
$1,526,535,7785949250
A Percentage of AUM, Fixed Fees
6
CURI CAPITAL
700 Spring Forest Road, Suite 235
Raleigh, NC, 27609
$1,403,785,530174623
A Percentage of AUM, Fixed Fees
7
GUARDIAN WEALTH ADVISORS, LLC
4270 The Circle At North Hills Street, Suite 200
Raleigh, NC, 27609
$1,350,674,710311939
A Percentage of AUM, Hourly charges, Fixed Fees
8
HALIFAX INVESTMENT MANAGEMENT, L.L.C.
3605 Glenwood Avenue, Suite 490
Raleigh, NC, 27612
$1,261,722,116520
A Percentage of AUM, Performance Based, Other (CONSULTING)
9
HCG FUND MANAGEMENT LP
133 Fayetteville Street, 3rd Floor
Raleigh, NC, 27601
$1,041,792,8471026
A Percentage of AUM, Fixed Fees, Performance Based
10
TRIANGLE WEALTH MANAGEMENT
1301 Annapolis Drive,
Raleigh, NC, 27608
$967,800,990108614
A Percentage of AUM
11
TIVERTON ADVISORS, LLC
301 Hillsborough Street, Ste 1020
Raleigh, NC, 27603
$845,690,824420
A Percentage of AUM, Performance Based
12
FINANCIAL SYMMETRY INC.
5438 Wade Park Blvd, Suite 310
Raleigh, NC, 27607
$807,615,757419327
A Percentage of AUM, Hourly charges, Fixed Fees
13
HATTERAS INVESTMENT PARTNERS, LP
8510 Colonnade Center Drive, Suite 150
Raleigh, NC, 27615
$669,648,238819
A Percentage of AUM, Performance Based
14
FOUNDERS FINANCIAL ALLIANCE, LLC
9212 Falls Of Neuse Rd., Suite 221,
Raleigh, NC, 27615
$617,123,862266128
A Percentage of AUM, Hourly charges, Fixed Fees
15
CARDINAL CAPITAL MANAGEMENT INC
2626 Glenwood Avenue, Suite 380
Raleigh, NC, 27608
$594,191,49512666
A Percentage of AUM

Information on Top Retirement Planning firms in Raleigh, North Carolina

QualificationsFirm CRD# 175112

Assets Under Management $714,587,898,072

No. Of Clients76254

Clients Per Financial Advisor57

CAPTRUST is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $715B assets under management, the firm specializes in crafting personalized retirement planning solutions for 76254 clients. The team consists of 1338 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 311710

Assets Under Management $2,368,083,000

No. Of Clients11

Clients Per Financial Advisor1

QHP CAPITAL, L.P. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Other (CARRIED INTEREST)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 149124

Assets Under Management $1,842,974,741

No. Of Clients9990

Clients Per Financial Advisor86

CAPITAL INVESTMENT ADVISORY SERVICES, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9990 clients. The team consists of 116 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 160359

Assets Under Management $1,785,068,000

No. Of Clients39

Clients Per Financial Advisor1

NOVAQUEST CAPITAL MANAGEMENT, L.L.C. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 39 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Other (CARRIED INTEREST)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 44430

Assets Under Management $1,526,535,778

No. Of Clients5949

Clients Per Financial Advisor24

FIRST CITIZENS INVESTOR SERVICES, INC. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5949 clients. The team consists of 250 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 281133

Assets Under Management $1,403,785,530

No. Of Clients1746

Clients Per Financial Advisor76

CURI CAPITAL is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1746 clients. The team consists of 23 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 305412

Assets Under Management $1,350,674,710

No. Of Clients3119

Clients Per Financial Advisor80

GUARDIAN WEALTH ADVISORS, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3119 clients. The team consists of 39 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 152789

Assets Under Management $1,261,722,116

No. Of Clients5

Clients Per Financial Advisor0

HALIFAX INVESTMENT MANAGEMENT, L.L.C. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (CONSULTING)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 281615

Assets Under Management $1,041,792,847

No. Of Clients10

Clients Per Financial Advisor0

HCG FUND MANAGEMENT LP is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 10 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 148156

Assets Under Management $967,800,990

No. Of Clients1086

Clients Per Financial Advisor78

TRIANGLE WEALTH MANAGEMENT is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1086 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 305331

Assets Under Management $845,690,824

No. Of Clients4

Clients Per Financial Advisor0

TIVERTON ADVISORS, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $846M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 118443

Assets Under Management $807,615,757

No. Of Clients4193

Clients Per Financial Advisor155

FINANCIAL SYMMETRY INC. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $808M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4193 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 170628

Assets Under Management $669,648,238

No. Of Clients8

Clients Per Financial Advisor0

HATTERAS INVESTMENT PARTNERS, LP is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $670M assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 173011

Assets Under Management $617,123,862

No. Of Clients2661

Clients Per Financial Advisor95

FOUNDERS FINANCIAL ALLIANCE, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $617M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2661 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 108076

Assets Under Management $594,191,495

No. Of Clients1266

Clients Per Financial Advisor211

CARDINAL CAPITAL MANAGEMENT INC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $594M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1266 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
View Full Profile

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