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Find Retirement Advisors for Retirement Planning in Raleigh, North Carolina
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Raleigh, North Carolina
Last Updated - May 10, 2025Raleigh has 5 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 50 non-vetted advisors in your local area. These retirement advisors in Raleigh, North Carolina have an average of 25 years of experience.
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List of Qualified Retirement Planning Advisors in Raleigh, North Carolina
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDKenneth Nelson
AIFA®, CRPS®, CRPC®, AIF®
Nelson Wealth Advisors
Qualifications
CRD# 1780923
Firm CRD# 30613
Series 7, 9, 10, 24, 63, 65
Minimum Assets Required
$0
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDCoach Pete D'Arruda
RFC®, RICP®, MRFC
Capital Financial Advisory Group, LLC
Qualifications
CRD# 2756672
Firm CRD# 144374
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDTom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC®
Northwestern Mutual -Tom Morris
Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDJacob Rice
CFP®, RICP®, CLU®, ChFC®
Piedmont Capital Advisors
Qualifications
CRD# 6478580
Firm CRD# 6413
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
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Top 15 Retirement Planning firms in Raleigh, North Carolina (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 4208 Six Forks Rd, Suite 1700 Raleigh, NC, 27609 | $852,173,054,617 | 100603 | 1554 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
| 2 | 4509 Creedmoor Road, Ste. 403 Raleigh, NC, 27612 | $2,727,552,000 | 9 | 22 | A percentage of AUM, Other (CARRIED INTEREST) |
| 3 | 100 E. Six Forks Road, Suite 200 Raleigh, NC, 27609 | $1,965,083,259 | 8913 | 106 | A percentage of AUM, Hourly charges, Fixed fees |
| 4 | 4208 Six Forks Road, Suite 920 Raleigh, NC, 27609-5769 | $1,765,002,000 | 40 | 26 | A percentage of AUM, Other (CARRIED INTEREST) |
| 5 | 8540 Colonnade Center Drive, Raleigh, NC, 27615 | $1,729,333,096 | 6086 | 235 | A percentage of AUM, Fixed fees |
| 6 | 4242 Six Forks Road, Suite 950 Raleigh, NC, 27609 | $1,692,644,750 | 13 | 45 | A percentage of AUM, Performance Based, Other (BUSINESS ADVISORY SERVICES) |
| 7 | 4270 The Circle At North Hills Street, Suite 200 Raleigh, NC, 27609 | $1,660,902,219 | 3670 | 38 | A percentage of AUM, Hourly charges, Fixed fees |
| 8 | 301 Hillsborough Street, Ste 1020 Raleigh, NC, 27603 | $1,629,393,167 | 6 | 28 | A percentage of AUM, Performance Based |
| 9 | 3605 Glenwood Avenue, Suite 490 Raleigh, NC, 27612 | $1,570,095,198 | 7 | 16 | A percentage of AUM, Performance Based, Other (CONSULTING) |
| 10 | 1301 Annapolis Drive, Raleigh, NC, 27608 | $1,202,394,950 | 1150 | 15 | A percentage of AUM |
| 11 | 5438 Wade Park Blvd, Suite 310 Raleigh, NC, 27607 | $1,004,433,560 | 4599 | 29 | A percentage of AUM, Hourly charges, Fixed fees |
| 12 | 2626 Glenwood Avenue, Suite 380 Raleigh, NC, 27608 | $805,142,431 | 1411 | 6 | A percentage of AUM |
| 13 | 133 Fayetteville Street, 3rd Floor Raleigh, NC, 27601 | $709,788,151 | 11 | 27 | A percentage of AUM, Fixed fees, Performance Based |
| 14 | 9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC, 27615 | $700,896,438 | 3033 | 28 | A percentage of AUM, Hourly charges, Fixed fees |
| 15 | 100 E. Six Forks Road, Ste. 200, Raleigh, NC, 27609 | $691,452,923 | 1077 | 9 | A percentage of AUM, Hourly charges, Fixed fees, Commission Based |
Information on Top Retirement Planning firms in Raleigh, North Carolina
QualificationsFirm CRD# 175112
Assets Under Management $852,173,054,617
No. Of Clients100603
Clients Per Financial Advisor65
CAPTRUST is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $852B assets under management, the firm specializes in crafting personalized retirement planning solutions for 100603 clients. The team consists of 1554 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Performance Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Publication of periodicals and newsletters
QualificationsFirm CRD# 311710
Assets Under Management $2,727,552,000
No. Of Clients9
Clients Per Financial Advisor0
QHP CAPITAL, L.P. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9 clients. The team consists of 22 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Other (CARRIED INTEREST)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 149124
Assets Under Management $1,965,083,259
No. Of Clients8913
Clients Per Financial Advisor84
CAPITAL INVESTMENT ADVISORY SERVICES, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8913 clients. The team consists of 106 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 160359
Assets Under Management $1,765,002,000
No. Of Clients40
Clients Per Financial Advisor2
NOVAQUEST CAPITAL MANAGEMENT, L.L.C. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Other (CARRIED INTEREST)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 44430
Assets Under Management $1,729,333,096
No. Of Clients6086
Clients Per Financial Advisor26
FIRST CITIZENS INVESTOR SERVICES, INC. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6086 clients. The team consists of 235 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 310241
Assets Under Management $1,692,644,750
No. Of Clients13
Clients Per Financial Advisor0
PLEXUS CAPITAL is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 13 clients. The team consists of 45 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (BUSINESS ADVISORY SERVICES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 305412
Assets Under Management $1,660,902,219
No. Of Clients3670
Clients Per Financial Advisor97
GUARDIAN WEALTH ADVISORS, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3670 clients. The team consists of 38 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
- Other (CONSULTING)
QualificationsFirm CRD# 305331
Assets Under Management $1,629,393,167
No. Of Clients6
Clients Per Financial Advisor0
TIVERTON ADVISORS, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 152789
Assets Under Management $1,570,095,198
No. Of Clients7
Clients Per Financial Advisor0
HALIFAX INVESTMENT MANAGEMENT, L.L.C. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 16 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (CONSULTING)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 148156
Assets Under Management $1,202,394,950
No. Of Clients1150
Clients Per Financial Advisor77
TRIANGLE WEALTH MANAGEMENT is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1150 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Education seminars/workshops
QualificationsFirm CRD# 118443
Assets Under Management $1,004,433,560
No. Of Clients4599
Clients Per Financial Advisor159
FINANCIAL SYMMETRY INC. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4599 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
QualificationsFirm CRD# 108076
Assets Under Management $805,142,431
No. Of Clients1411
Clients Per Financial Advisor235
CARDINAL CAPITAL MANAGEMENT INC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $805M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1411 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 281615
Assets Under Management $709,788,151
No. Of Clients11
Clients Per Financial Advisor0
HCG FUND MANAGEMENT LP is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $710M assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 173011
Assets Under Management $700,896,438
No. Of Clients3033
Clients Per Financial Advisor108
FOUNDERS FINANCIAL ALLIANCE, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $701M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3033 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Other (CONSULTING SERVICES)
QualificationsFirm CRD# 104591
Assets Under Management $691,452,923
No. Of Clients1077
Clients Per Financial Advisor120
CAPITAL INVESTMENT COUNSEL INC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $691M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1077 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Commission Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
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Looking for more choices? Use our free match service to compare retirement planners serving your area.