Directory of Professional Retirement Planners
National Coverage
Local Professionals
matched to your specific needs
No obligation to hire
Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
Find Retirement Advisors for Retirement Planning in Raleigh, North Carolina
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Raleigh, North Carolina
Last Updated - April 16, 2024Raleigh has 4 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 46 non-vetted advisors in your local area. These retirement advisors in Raleigh, North Carolina have an average of 33 years of experience.
HELP ME FIND MY PLANNER
List of Qualified Retirement Planning Advisors in Raleigh, North Carolina
VERIFIEDKenneth Nelson
AIFA®, CRPS®, CRPC®, AIF®
Nelson Wealth Advisors
Qualifications
CRD# 1780923
Firm CRD# 30613
Series 7, 9, 10, 24, 63, 65
Minimum Assets Required
$0
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDCoach Pete D'Arruda
RFC®, RICP®, MRFC
Capital Financial Advisory Group, LLC
Qualifications
CRD# 2756672
Firm CRD# 144374
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDTom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC®
Northwestern Mutual -Tom Morris
Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
Advisory Services:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Raleigh, North Carolina (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | CAPTRUST 4208 Six Forks Rd, Suite 1700 Raleigh, NC, 27609 | $714,587,898,072 | 76254 | 1338 | A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based |
| 2 | QHP CAPITAL, L.P. 4509 Creedmoor Road, Ste. 403 Raleigh, NC, 27612 | $2,368,083,000 | 11 | 19 | A Percentage of AUM, Other (CARRIED INTEREST) |
| 3 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC 100 E. Six Forks Road, Suite 200 Raleigh, NC, 27609 | $1,842,974,741 | 9990 | 116 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 4 | NOVAQUEST CAPITAL MANAGEMENT, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh, NC, 27609-5769 | $1,785,068,000 | 39 | 29 | A Percentage of AUM, Other (CARRIED INTEREST) |
| 5 | FIRST CITIZENS INVESTOR SERVICES, INC. 4300 Six Forks Rd, Raleigh, NC, 27609 | $1,526,535,778 | 5949 | 250 | A Percentage of AUM, Fixed Fees |
| 6 | CURI CAPITAL 700 Spring Forest Road, Suite 235 Raleigh, NC, 27609 | $1,403,785,530 | 1746 | 23 | A Percentage of AUM, Fixed Fees |
| 7 | GUARDIAN WEALTH ADVISORS, LLC 4270 The Circle At North Hills Street, Suite 200 Raleigh, NC, 27609 | $1,350,674,710 | 3119 | 39 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 8 | HALIFAX INVESTMENT MANAGEMENT, L.L.C. 3605 Glenwood Avenue, Suite 490 Raleigh, NC, 27612 | $1,261,722,116 | 5 | 20 | A Percentage of AUM, Performance Based, Other (CONSULTING) |
| 9 | HCG FUND MANAGEMENT LP 133 Fayetteville Street, 3rd Floor Raleigh, NC, 27601 | $1,041,792,847 | 10 | 26 | A Percentage of AUM, Fixed Fees, Performance Based |
| 10 | TRIANGLE WEALTH MANAGEMENT 1301 Annapolis Drive, Raleigh, NC, 27608 | $967,800,990 | 1086 | 14 | A Percentage of AUM |
| 11 | TIVERTON ADVISORS, LLC 301 Hillsborough Street, Ste 1020 Raleigh, NC, 27603 | $845,690,824 | 4 | 20 | A Percentage of AUM, Performance Based |
| 12 | FINANCIAL SYMMETRY INC. 5438 Wade Park Blvd, Suite 310 Raleigh, NC, 27607 | $807,615,757 | 4193 | 27 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 13 | HATTERAS INVESTMENT PARTNERS, LP 8510 Colonnade Center Drive, Suite 150 Raleigh, NC, 27615 | $669,648,238 | 8 | 19 | A Percentage of AUM, Performance Based |
| 14 | FOUNDERS FINANCIAL ALLIANCE, LLC 9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC, 27615 | $617,123,862 | 2661 | 28 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 15 | CARDINAL CAPITAL MANAGEMENT INC 2626 Glenwood Avenue, Suite 380 Raleigh, NC, 27608 | $594,191,495 | 1266 | 6 | A Percentage of AUM |
Information on Top Retirement Planning firms in Raleigh, North Carolina
QualificationsFirm CRD# 175112
Assets Under Management $714,587,898,072
No. Of Clients76254
Clients Per Financial Advisor57
CAPTRUST is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $715B assets under management, the firm specializes in crafting personalized retirement planning solutions for 76254 clients. The team consists of 1338 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Performance Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Publication of periodicals or Newsleters
QualificationsFirm CRD# 311710
Assets Under Management $2,368,083,000
No. Of Clients11
Clients Per Financial Advisor1
QHP CAPITAL, L.P. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Other (CARRIED INTEREST)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 149124
Assets Under Management $1,842,974,741
No. Of Clients9990
Clients Per Financial Advisor86
CAPITAL INVESTMENT ADVISORY SERVICES, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9990 clients. The team consists of 116 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 160359
Assets Under Management $1,785,068,000
No. Of Clients39
Clients Per Financial Advisor1
NOVAQUEST CAPITAL MANAGEMENT, L.L.C. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 39 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Other (CARRIED INTEREST)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 44430
Assets Under Management $1,526,535,778
No. Of Clients5949
Clients Per Financial Advisor24
FIRST CITIZENS INVESTOR SERVICES, INC. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5949 clients. The team consists of 250 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 281133
Assets Under Management $1,403,785,530
No. Of Clients1746
Clients Per Financial Advisor76
CURI CAPITAL is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1746 clients. The team consists of 23 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 305412
Assets Under Management $1,350,674,710
No. Of Clients3119
Clients Per Financial Advisor80
GUARDIAN WEALTH ADVISORS, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3119 clients. The team consists of 39 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 152789
Assets Under Management $1,261,722,116
No. Of Clients5
Clients Per Financial Advisor0
HALIFAX INVESTMENT MANAGEMENT, L.L.C. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (CONSULTING)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 281615
Assets Under Management $1,041,792,847
No. Of Clients10
Clients Per Financial Advisor0
HCG FUND MANAGEMENT LP is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 10 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 148156
Assets Under Management $967,800,990
No. Of Clients1086
Clients Per Financial Advisor78
TRIANGLE WEALTH MANAGEMENT is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1086 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
- Educational Seminars/ Workshops
QualificationsFirm CRD# 305331
Assets Under Management $845,690,824
No. Of Clients4
Clients Per Financial Advisor0
TIVERTON ADVISORS, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $846M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 118443
Assets Under Management $807,615,757
No. Of Clients4193
Clients Per Financial Advisor155
FINANCIAL SYMMETRY INC. is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $808M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4193 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 170628
Assets Under Management $669,648,238
No. Of Clients8
Clients Per Financial Advisor0
HATTERAS INVESTMENT PARTNERS, LP is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $670M assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 173011
Assets Under Management $617,123,862
No. Of Clients2661
Clients Per Financial Advisor95
FOUNDERS FINANCIAL ALLIANCE, LLC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $617M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2661 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 108076
Assets Under Management $594,191,495
No. Of Clients1266
Clients Per Financial Advisor211
CARDINAL CAPITAL MANAGEMENT INC is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $594M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1266 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
- Retirement Planners in Apex, North Carolina
- Retirement Planners in Asheville, North Carolina
- Retirement Planners in Charlotte, North Carolina
- Retirement Planners in Durham, North Carolina
- Retirement Planners in Hickory, North Carolina
- Retirement Planners in New Bern, North Carolina
- Retirement Planners in Raleigh, North Carolina
- Retirement Planners in Wilmington, North Carolina
Looking for more choices? Use our free match service to compare retirement planners serving your area.