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Find Retirement Advisors for Retirement Planning in North Carolina
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in North Carolina, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Finding the Best Retirement Planners in North Carolina
Last Updated - May 16, 2025North Carolina has 13 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 265 non-vetted advisors in your local area. These retirement advisors in North Carolina have an average of 30 years of experience.
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List of Qualified Retirement Planning Advisors in North Carolina
VERIFIEDCoach Pete D'Arruda
RFC®, RICP®, MRFC
Capital Financial Advisory Group, LLC
Qualifications
CRD# 2756672
Firm CRD# 144374
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDJacob Rice
CFP®, RICP®, CLU®, ChFC®
Piedmont Capital Advisors
Qualifications
CRD# 6478580
Firm CRD# 6413
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDTom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC®
Northwestern Mutual -Tom Morris
Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDTony Montanari
CIMA®
ACM Wealth Management
Qualifications
CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
VERIFIEDRoss Kirwan
MBA, CFP®
Carnegie Private Wealth
Qualifications
CRD# 5364235
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDKenneth Nelson
AIFA®, CRPS®, CRPC®, AIF®
Nelson Wealth Advisors
Qualifications
CRD# 1780923
Firm CRD# 30613
Series 7, 9, 10, 24, 63, 65
Minimum Assets Required
$0
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 155216
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 145151
Series 6, 63, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Based on Assets
VERIFIEDStrategic Investment Partners
Accredited Investment Advisor
Qualifications
Firm CRD# 39543
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts
Compensation/Fee
Fee-Based, Hourly, Based on Assets
VERIFIEDAltrius Capital Management, Inc.
CFP®, CFA®
Qualifications
Firm CRD# 121529
Series 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Not Specified
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in North Carolina (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 4208 Six Forks Rd, Suite 1700 Raleigh, NC, 27609 | $852,173,054,617 | 100603 | 1554 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
| 2 | 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $429,024,440,167 | 9416 | 1015 | A percentage of AUM, Fixed fees, Performance Based |
| 3 | 300 S. Tryon Street, Suite 2500 Charlotte, NC, 28202 | $307,726,562,224 | 343 | 985 | A percentage of AUM, Fixed fees, Performance Based |
| 4 | 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $300,798,686,558 | 8078 | 513 | A percentage of AUM, Performance Based |
| 5 | 11225 North Community House Rd, Charlotte, NC, 28277 | $137,561,001,775 | 6685 | 31 | A percentage of AUM, Other (FOR SERVICES DESCRIBED IN ITEM 5 (G)(12), THERE IS NO FEE.) |
| 6 | 4350 Congress Street, Suite 1000 Charlotte, NC, 28209 | $66,746,472,114 | 3215 | 181 | A percentage of AUM, Fixed fees, Performance Based |
| 7 | 550 South Tryon Street, 40th Floor Charlotte, NC, 28202 | $43,998,251,201 | 20338 | 251 | A percentage of AUM, Fixed fees |
| 8 | 9335 Harris Corners Parkway, Suite 150 Charlotte, NC, 28269 | $33,737,582,682 | 219477 | 60 | A percentage of AUM, Fixed fees, Other (SET-UP FEES AND RELATED SERVICES) |
| 9 | 6302 Fairview Road, Suite 520 Charlotte, NC, 28210 | $14,681,685,404 | 2 | 3 | Fixed fees, Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL) |
| 10 | 11215 N. Community House Rd., Ste. 775 Charlotte, NC, 28277 | $12,826,908,245 | 52309 | 230 | A percentage of AUM, Hourly charges, Fixed fees |
| 11 | 224 W Tremont Avenue, Charlotte, NC, 28203 | $11,558,231,568 | 33 | 72 | A percentage of AUM, Performance Based |
| 12 | 2825 South Blvd, Suite 500 Charlotte, NC, 28209 | $10,771,561,842 | 40484 | 50 | A percentage of AUM, Fixed fees |
| 13 | 1011 South Hamilton Road, Suite 400 Chapel Hill, NC, 27517 | $8,363,744,672 | 196 | 38 | A percentage of AUM, Performance Based |
| 14 | 101 S. Tryon Street, Suite 3400 Charlotte, NC, 28280 | $7,634,744,615 | 33 | 58 | A percentage of AUM, Fixed fees, Performance Based |
| 15 | 301 South College Street, #3800 Charlotte, NC, 28202-6002 | $7,583,000,000 | 234 | 26 | A percentage of AUM |
Information on Top Retirement Planning firms in North Carolina
QualificationsFirm CRD# 175112
Assets Under Management $852,173,054,617
No. Of Clients100603
Clients Per Financial Advisor65
CAPTRUST is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $852B assets under management, the firm specializes in crafting personalized retirement planning solutions for 100603 clients. The team consists of 1554 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Performance Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Publication of periodicals and newsletters
QualificationsFirm CRD# 104973
Assets Under Management $429,024,440,167
No. Of Clients9416
Clients Per Financial Advisor9
ALLSPRING GLOBAL INVESTMENTS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $429B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9416 clients. The team consists of 1015 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 106006
Assets Under Management $307,726,562,224
No. Of Clients343
Clients Per Financial Advisor0
BARINGS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $308B assets under management, the firm specializes in crafting personalized retirement planning solutions for 343 clients. The team consists of 985 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 110841
Assets Under Management $300,798,686,558
No. Of Clients8078
Clients Per Financial Advisor16
ALLSPRING FUNDS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $301B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8078 clients. The team consists of 513 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 107312
Assets Under Management $137,561,001,775
No. Of Clients6685
Clients Per Financial Advisor216
BRIGHTHOUSE INVESTMENT ADVISERS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $138B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6685 clients. The team consists of 31 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Other (FOR SERVICES DESCRIBED IN ITEM 5 (G)(12)
- THERE IS NO FEE.)
Financial Planning Services
- Portfolio management for investment companies
- Selection for other advisors
- Other (ASSET ALLOCATION SERVICES FOLLOWING THE RECOMMENDATIONS OF AN INDEPENDENT THIRD-PARTY CONSULTANT.)
QualificationsFirm CRD# 135405
Assets Under Management $66,746,472,114
No. Of Clients3215
Clients Per Financial Advisor18
STERLING CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $67B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3215 clients. The team consists of 181 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Other (WRAP & MODEL PROGRAMS)
QualificationsFirm CRD# 133204
Assets Under Management $43,998,251,201
No. Of Clients20338
Clients Per Financial Advisor81
WELLS FARGO INVESTMENT INSTITUTE, INC. is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $44B assets under management, the firm specializes in crafting personalized retirement planning solutions for 20338 clients. The team consists of 251 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
QualificationsFirm CRD# 158744
Assets Under Management $33,737,582,682
No. Of Clients219477
Clients Per Financial Advisor3658
ALIGHT FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $34B assets under management, the firm specializes in crafting personalized retirement planning solutions for 219477 clients. The team consists of 60 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Other (SET-UP FEES AND RELATED SERVICES)
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Education seminars/workshops
QualificationsFirm CRD# 164273
Assets Under Management $14,681,685,404
No. Of Clients2
Clients Per Financial Advisor1
ALUMINA INVESTMENT MANAGEMENT is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $15B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Fixed fees
- Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL)
Financial Planning Services
- Portfolio management for businesses or institutional clients
- Other (INVESTMENT CONSULTATION AND ANALYSIS)
QualificationsFirm CRD# 168267
Assets Under Management $12,826,908,245
No. Of Clients52309
Clients Per Financial Advisor227
INDEPENDENT ADVISOR ALLIANCE, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $13B assets under management, the firm specializes in crafting personalized retirement planning solutions for 52309 clients. The team consists of 230 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Publication of periodicals and newsletters
- Education seminars/workshops
QualificationsFirm CRD# 157772
Assets Under Management $11,558,231,568
No. Of Clients33
Clients Per Financial Advisor0
GLOBAL ENDOWMENT MANAGEMENT, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $12B assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 72 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 143593
Assets Under Management $10,771,561,842
No. Of Clients40484
Clients Per Financial Advisor810
ADHESION WEALTH ADVISOR SOLUTIONS is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40484 clients. The team consists of 50 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 155425
Assets Under Management $8,363,744,672
No. Of Clients196
Clients Per Financial Advisor5
TRUEBRIDGE CAPITAL PARTNERS is a financial advisory firm situated in Chapel Hill, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 196 clients. The team consists of 38 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 157421
Assets Under Management $7,634,744,615
No. Of Clients33
Clients Per Financial Advisor1
RIDGEMONT PARTNERS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 58 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 106234
Assets Under Management $7,583,000,000
No. Of Clients234
Clients Per Financial Advisor9
WEDGE CAPITAL MANAGEMENT LLP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 234 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
- Retirement Planners in Apex, North Carolina
- Retirement Planners in Asheville, North Carolina
- Retirement Planners in Cashiers, North Carolina
- Retirement Planners in Charlotte, North Carolina
- Retirement Planners in Durham, North Carolina
- Retirement Planners in Forest City, North Carolina
- Retirement Planners in Greensboro, North Carolina
- Retirement Planners in Hickory, North Carolina
- Retirement Planners in Leland, North Carolina
- Retirement Planners in New Bern, North Carolina
- Retirement Planners in Raleigh, North Carolina
- Retirement Planners in Wilmington, North Carolina
Looking for more choices? Use our free match service to compare retirement planners serving your area.