Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in North Carolina, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
North Carolina has 13 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 245 non-vetted advisors in your local area. These retirement advisors in North Carolina have an average of 35 years of experience.
Coach Pete D'Arruda
RFC®, RICP®, MRFC
Capital Financial Advisory Group, LLC
Qualifications
CRD# 2756672
Firm CRD# 144374
Series 65
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Jacob Rice
CFP®, RICP®, CLU®, ChFC®
Jacob Rice - Northwestern Mutual
Qualifications
CRD# 6478580
Firm CRD# 2881
Series 7, 63
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Commissions, Flat Fee, Based on Assets
Tom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC®
Northwestern Mutual -Tom Morris
Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7
Minimum Assets Required
$500,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Commissions, Flat Fee, Based on Assets
Tony Montanari
CIMA®
ACM Wealth Management
Qualifications
CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65
Minimum Assets Required
$500,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Hourly, Flat Fee, Based on Assets
Kenneth Nelson
AIFA®, CRPS®, CRPC®, AIF®
Nelson Wealth Advisors
Qualifications
CRD# 1780923
Firm CRD# 30613
Series 7, 9, 10, 24, 63, 65
Minimum Assets Required
$0
Not Specified.
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Qualifications
Firm CRD# 155216
Series 65
Minimum Assets Required
$500,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities.
Fee-Only, Hourly, Flat Fee, Based on Assets
Qualifications
Firm CRD# 145151
Series 6, 63, 65, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Hourly, Based on Assets
Qualifications
Firm CRD# 6413
Series 6, 7, 63, 66
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Hourly, Flat Fee, Based on Assets
Strategic Investment Partners
Accredited Investment Advisor
Qualifications
Firm CRD# 39543
Series 7, 66
Minimum Assets Required
Not Specified
Portfolio Management, Retirement Planning, 401K Rollovers, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts.
Fee-Based, Hourly, Based on Assets
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Fee-Based
Altrius Capital Management, Inc.
CFP®, CFA®
Qualifications
Firm CRD# 121529
Series 63, 65, 66
Minimum Assets Required
$500,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified.
Fee-Only, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | CAPTRUST 4208 Six Forks Rd, Suite 1700 Raleigh, NC, 27609 | $714,587,898,072 | 76254 | 1338 | A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based |
2 | ALLSPRING GLOBAL INVESTMENTS, LLC 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $367,167,074,976 | 4060 | 932 | A Percentage of AUM, Fixed Fees, Commission Based, Performance Based |
3 | BARINGS LLC 300 S. Tryon Street, Suite 2500 Charlotte, NC, 28202 | $273,040,118,322 | 333 | 1029 | A Percentage of AUM, Fixed Fees, Performance Based |
4 | ALLSPRING FUNDS MANAGEMENT, LLC 1415 Vantage Park Drive, 3rd Floor Charlotte, NC, 28203 | $235,232,798,890 | 7030 | 418 | A Percentage of AUM, Performance Based |
5 | STERLING CAPITAL MANAGEMENT LLC 4350 Congress Street, Suite 1000 Charlotte, NC, 28209 | $62,841,626,948 | 3390 | 180 | A Percentage of AUM, Fixed Fees, Performance Based |
6 | WELLS FARGO INVESTMENT INSTITUTE, INC. 550 South Tryon Street, 40th Floor Charlotte, NC, 28202 | $38,123,578,794 | 24240 | 264 | A Percentage of AUM, Fixed Fees |
7 | ALIGHT FINANCIAL ADVISORS, LLC 4828 Parkway Plaza Blvd, Suite 100 Charlotte, NC, 28217 | $30,803,228,222 | 238735 | 60 | A Percentage of AUM, Fixed Fees, Other (SET-UP FEES AND RELATED SERVICES) |
8 | ALUMINA INVESTMENT MANAGEMENT 6302 Fairview Road, Suite 520 Charlotte, NC, 28210 | $10,797,568,445 | 2 | 3 | Fixed Fees, Other (FEE DETERMINED AS A % OF CLIENT TOTAL CAPITAL) |
9 | GLOBAL ENDOWMENT MANAGEMENT, LP 224 W Tremont Avenue, Charlotte, NC, 28203 | $10,580,525,716 | 30 | 77 | A Percentage of AUM, Fixed Fees, Performance Based |
10 | INDEPENDENT ADVISOR ALLIANCE, LLC 11215 N. Community House Rd., Ste. 775 Charlotte, NC, 28277 | $10,095,700,130 | 47432 | 227 | A Percentage of AUM, Hourly charges, Fixed Fees |
11 | RIDGEMONT PARTNERS MANAGEMENT, LLC 101 S. Tryon Street, Suite 3400 Charlotte, NC, 28280 | $9,676,520,191 | 29 | 54 | A Percentage of AUM, Fixed Fees, Performance Based |
12 | TRUEBRIDGE CAPITAL PARTNERS 1011 South Hamilton Road, Suite 400 Chapel Hill, NC, 27517 | $8,601,633,930 | 156 | 30 | A Percentage of AUM, Performance Based |
13 | ADHESION WEALTH ADVISOR SOLUTIONS 5925 Carnegie Blvd, Suite 500 Charlotte, NC, 28209 | $8,342,573,056 | 34153 | 45 | A Percentage of AUM |
14 | WEDGE CAPITAL MANAGEMENT LLP 301 South College Street, #3800 Charlotte, NC, 28202-6002 | $7,930,000,000 | 246 | 26 | A Percentage of AUM |
15 | ASANA PARTNERS, LP 1616 Camden Road, Suite 210 Charlotte, NC, 28203 | $6,904,879,783 | 7 | 105 | A Percentage of AUM, Performance Based |
QualificationsFirm CRD# 175112
Assets Under Management $714,587,898,072
No. Of Clients76254
Clients Per Financial Advisor57
CAPTRUST is a financial advisory firm situated in Raleigh, North Carolina. With a nearly $715B assets under management, the firm specializes in crafting personalized retirement planning solutions for 76254 clients. The team consists of 1338 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 104973
Assets Under Management $367,167,074,976
No. Of Clients4060
Clients Per Financial Advisor4
ALLSPRING GLOBAL INVESTMENTS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $367B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4060 clients. The team consists of 932 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106006
Assets Under Management $273,040,118,322
No. Of Clients333
Clients Per Financial Advisor0
BARINGS LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $273B assets under management, the firm specializes in crafting personalized retirement planning solutions for 333 clients. The team consists of 1029 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 110841
Assets Under Management $235,232,798,890
No. Of Clients7030
Clients Per Financial Advisor17
ALLSPRING FUNDS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $235B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7030 clients. The team consists of 418 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 135405
Assets Under Management $62,841,626,948
No. Of Clients3390
Clients Per Financial Advisor19
STERLING CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $63B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3390 clients. The team consists of 180 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 133204
Assets Under Management $38,123,578,794
No. Of Clients24240
Clients Per Financial Advisor92
WELLS FARGO INVESTMENT INSTITUTE, INC. is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $38B assets under management, the firm specializes in crafting personalized retirement planning solutions for 24240 clients. The team consists of 264 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 158744
Assets Under Management $30,803,228,222
No. Of Clients238735
Clients Per Financial Advisor3979
ALIGHT FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $31B assets under management, the firm specializes in crafting personalized retirement planning solutions for 238735 clients. The team consists of 60 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 164273
Assets Under Management $10,797,568,445
No. Of Clients2
Clients Per Financial Advisor1
ALUMINA INVESTMENT MANAGEMENT is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 157772
Assets Under Management $10,580,525,716
No. Of Clients30
Clients Per Financial Advisor0
GLOBAL ENDOWMENT MANAGEMENT, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 30 clients. The team consists of 77 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 168267
Assets Under Management $10,095,700,130
No. Of Clients47432
Clients Per Financial Advisor209
INDEPENDENT ADVISOR ALLIANCE, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47432 clients. The team consists of 227 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 157421
Assets Under Management $9,676,520,191
No. Of Clients29
Clients Per Financial Advisor1
RIDGEMONT PARTNERS MANAGEMENT, LLC is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 29 clients. The team consists of 54 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 155425
Assets Under Management $8,601,633,930
No. Of Clients156
Clients Per Financial Advisor5
TRUEBRIDGE CAPITAL PARTNERS is a financial advisory firm situated in Chapel Hill, North Carolina. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 156 clients. The team consists of 30 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 143593
Assets Under Management $8,342,573,056
No. Of Clients34153
Clients Per Financial Advisor759
ADHESION WEALTH ADVISOR SOLUTIONS is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 34153 clients. The team consists of 45 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106234
Assets Under Management $7,930,000,000
No. Of Clients246
Clients Per Financial Advisor9
WEDGE CAPITAL MANAGEMENT LLP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 246 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 284477
Assets Under Management $6,904,879,783
No. Of Clients7
Clients Per Financial Advisor0
ASANA PARTNERS, LP is a financial advisory firm situated in Charlotte, North Carolina. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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