BARINGS LLC

300 S. Tryon Street
Suite 2500
Charlotte, North Carolina 28202
Tel: 704-805-7200

About BARINGS LLC

BARINGS LLC, formally registered with the SEC as BARINGS LLC. The firm was established in 11/01/1940. They have over 5 offices throughout the country.

BARINGS LLC is a Charlotte, North Carolina based Financial Planning firm with nearly $273,040,118,322 assets under management, offering retirement planning & investment advisory services to 333 clients. The firm is staffed with 1029 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106006
SEC#	801-241
Assets Managed by Firm	$273,040,118,322
No. of Clients	333
No. of Advisors	1029

Fee Structure

A Percentage of AUM
Fixed Fees
Performance Based

Advisory Services Provided

Portfolio Management for Individuals
Portfolio Management for Investment
Portfolio Management for pooled Investment
Portfolio Management for Business
Selection of Other Advisors
Educational Seminars/ Workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	333	$273,040,118,322
Pension and profit sharing plans	46	$13,386,013,870
Corporations or other businesses	13	$1,814,447,971

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