BARINGS LLC

300 S. Tryon Street
Suite 2500
Charlotte, North Carolina 28202
Tel: 704-805-7200

About BARINGS LLC

BARINGS LLC, formally registered with the SEC as BARINGS LLC. The firm was established in 11/01/1940. They have over 5 offices throughout the country.

BARINGS LLC is a Charlotte, North Carolina based Financial Planning firm with nearly $307,726,562,224 assets under management, offering retirement planning & investment advisory services to 343 clients. The firm is staffed with 985 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106006
SEC#	801-241
Assets Managed by Firm	$307,726,562,224
No. of Clients	343
No. of Advisors	985

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	343	$307,726,562,224
Pension and profit sharing plans	44	$14,523,983,057
Corporations or other businesses	12	$2,253,066,868

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