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Find Retirement Advisors for Retirement Planning in Appleton, Wisconsin

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Finding the Best Retirement Planners in Appleton, Wisconsin

Last Updated - April 16, 2024

Appleton has 3 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 13 non-vetted advisors in your local area. These retirement advisors in Appleton, Wisconsin have an average of 20 years of experience.

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List of Qualified Retirement Planning Advisors in Appleton, Wisconsin

VERIFIED

Todd J. Glime Wealth Management, LLC
LUTCF^®, Life Underwriter Training Council Fellow (LUTCF)
Futurity First Wealth Management

Qualifications
CRD# 4697151
Firm CRD# 323065
Series 65

Minimum Assets Required
$500,000

Address

4321 West College Avenue,
Suite 200,
Appleton, WI 54914 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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VERIFIED

Endowment Wealth Management
AWMA^®, CAIA^®, CPA, CFP^®, CFA^®

Qualifications
Firm CRD# 108652
Series 65, 66

Minimum Assets Required
$0

Address

W6272 Communication Court,
Appleton, WI 54914 See Details

Advisory Services:

Compensation/Fee

Fee-Only, Based on Assets

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VERIFIED

Next Third Retirement Coaching
CFP^®

Qualifications
Firm CRD# 6413
Series 4, 7, 24, 53, 63

Minimum Assets Required
$100,000

Address

2009 S Memorial Drive,
Appleton, WI 54915 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

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Top 13 Retirement Planning firms in Appleton, Wisconsin (Ranked by AUM)

Rank	Firm Name	Assets Under Management	Total Clients	Total Advisors	Fee Structure
1	GATEWAY WEALTH PARTNERS, LLC 100 W. Lawrence Street, Suite 304 Appleton, WI, 54911	$1,151,846,016	6080	38	A Percentage of AUM, Hourly charges, Fixed Fees
2	MCGLONE SUTTNER WEALTH MANAGEMENT, INC. 3501 E Evergreen Drive, Ste A Appleton, WI, 54913	$549,050,926	1891	11	A Percentage of AUM, Hourly charges, Fixed Fees
3	COPPER HARBOR INVESTMENT ADVISORS, LLC 250 North Metro Drive, Suite A Appleton, WI, 54913	$504,000,000	229	5	A Percentage of AUM, Hourly charges
4	WINCH FINANCIAL 424 E. Wisconsin Avenue, Appleton, WI, 54911	$333,928,288	2276	19	A Percentage of AUM, Hourly charges, Fixed Fees
5	AVAII WEALTH MANAGEMENT, LLC 2101 N Casaloma Dr, Appleton, WI, 54913	$303,682,414	1775	15	A Percentage of AUM, Hourly charges, Fixed Fees
6	KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP 3601 E. Evergreen Drive, Suite 100 Appleton, WI, 54913	$298,342,639	2133	7	A Percentage of AUM, Hourly charges, Fixed Fees
7	ENDOWMENT WEALTH MANAGEMENT, INC. W6272 Communication Court, Appleton, WI, 54914-8531	$296,249,741	1546	12	A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based
8	SUMNICHT & ASSOCIATES, LLC 5485 W Grande Market Drive, Suite D Appleton, WI, 54913	$255,112,539	116	4	A Percentage of AUM, Hourly charges, Fixed Fees, Other (TRUST ADMINISTRATION FEES)
9	THE APPLETON GROUP, LLC 100 W. Lawrence St, Suite 306 Appleton, WI, 54911	$194,061,100	242	7	A Percentage of AUM
10	CONCEPTUAL FINANCIAL ADVISORS, LLC 2561 E. Calumet St., Appleton, WI, 54915	$117,256,530	1096	3	A Percentage of AUM, Hourly charges, Fixed Fees
11	CORNERSTONE FINANCIAL GROUP 158 E Northland Ave, Appleton, WI, 54911	$102,850,354	847	10	A Percentage of AUM, Fixed Fees
12	ETF MODEL SOLUTIONS, LLC W6272 Communication Court, Appleton, WI, 54914-8531	$12,408,833	194	12	A Percentage of AUM, Other (LICENSE FEES)
13	ISECTORS, LLC 5485 W Grande Market Drive, Suite D Appleton, WI, 54913	$0	0	4	Other (LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS)

Information on Top Retirement Planning firms in Appleton, Wisconsin

GATEWAY WEALTH PARTNERS, LLC

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QualificationsFirm CRD# 322789

Assets Under Management $1,151,846,016

No. Of Clients6080

Clients Per Financial Advisor160

GATEWAY WEALTH PARTNERS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6080 clients. The team consists of 38 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Pension Consulting Services
Selection of Other Advisors

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MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

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QualificationsFirm CRD# 149830

Assets Under Management $549,050,926

No. Of Clients1891

Clients Per Financial Advisor172

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $549M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1891 clients. The team consists of 11 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Pension Consulting Services
Selection of Other Advisors

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COPPER HARBOR INVESTMENT ADVISORS, LLC

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QualificationsFirm CRD# 169978

Assets Under Management $504,000,000

No. Of Clients229

Clients Per Financial Advisor46

COPPER HARBOR INVESTMENT ADVISORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $504M assets under management, the firm specializes in crafting personalized retirement planning solutions for 229 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Selection of Other Advisors
Publication of periodicals or Newsleters

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WINCH FINANCIAL

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QualificationsFirm CRD# 110194

Assets Under Management $333,928,288

No. Of Clients2276

Clients Per Financial Advisor120

WINCH FINANCIAL is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $334M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2276 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Portfolio Management for Business
Educational Seminars/ Workshops

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AVAII WEALTH MANAGEMENT, LLC

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QualificationsFirm CRD# 298165

Assets Under Management $303,682,414

No. Of Clients1775

Clients Per Financial Advisor118

AVAII WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $304M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1775 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Selection of Other Advisors

View Full Profile

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

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QualificationsFirm CRD# 142682

Assets Under Management $298,342,639

No. Of Clients2133

Clients Per Financial Advisor305

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $298M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2133 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Portfolio Management for Business
Selection of Other Advisors
Publication of periodicals or Newsleters

View Full Profile

ENDOWMENT WEALTH MANAGEMENT, INC.

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QualificationsFirm CRD# 108652

Assets Under Management $296,249,741

No. Of Clients1546

Clients Per Financial Advisor129

ENDOWMENT WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $296M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1546 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees
Performance Based

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Portfolio Management for pooled Investment
Pension Consulting Services
Selection of Other Advisors
Educational Seminars/ Workshops

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SUMNICHT & ASSOCIATES, LLC

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QualificationsFirm CRD# 111421

Assets Under Management $255,112,539

No. Of Clients116

Clients Per Financial Advisor29

SUMNICHT & ASSOCIATES, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $255M assets under management, the firm specializes in crafting personalized retirement planning solutions for 116 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees
Other (TRUST ADMINISTRATION FEES)

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Selection of Other Advisors

View Full Profile

THE APPLETON GROUP, LLC

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QualificationsFirm CRD# 119209

Assets Under Management $194,061,100

No. Of Clients242

Clients Per Financial Advisor35

THE APPLETON GROUP, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $194M assets under management, the firm specializes in crafting personalized retirement planning solutions for 242 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Publication of periodicals or Newsleters
Educational Seminars/ Workshops

View Full Profile

CONCEPTUAL FINANCIAL ADVISORS, LLC

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QualificationsFirm CRD# 167513

Assets Under Management $117,256,530

No. Of Clients1096

Clients Per Financial Advisor365

CONCEPTUAL FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $117M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1096 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Pension Consulting Services
Selection of Other Advisors
Educational Seminars/ Workshops

View Full Profile

CORNERSTONE FINANCIAL GROUP

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QualificationsFirm CRD# 324255

Assets Under Management $102,850,354

No. Of Clients847

Clients Per Financial Advisor85

CORNERSTONE FINANCIAL GROUP is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $103M assets under management, the firm specializes in crafting personalized retirement planning solutions for 847 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Fixed Fees

Financial Planning Services

Financial Planning
Portfolio Management for Individuals
Portfolio Management for Business
Pension Consulting Services
Selection of Other Advisors

View Full Profile

ETF MODEL SOLUTIONS, LLC

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QualificationsFirm CRD# 168410

Assets Under Management $12,408,833

No. Of Clients194

Clients Per Financial Advisor16

ETF MODEL SOLUTIONS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $12M assets under management, the firm specializes in crafting personalized retirement planning solutions for 194 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A Percentage of AUM
Other (LICENSE FEES)

Financial Planning Services

Portfolio Management for Individuals
Portfolio Management for Business
Pension Consulting Services

View Full Profile

ISECTORS, LLC

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QualificationsFirm CRD# 147589

Assets Under Management $0

No. Of Clients0

Clients Per Financial Advisor0

ISECTORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

Other (LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS)

Financial Planning Services

View Full Profile

Retirement Planners Near You

Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:

Looking for more choices? Use our free match service to compare retirement planners serving your area.

Frequently Asked Questions

Why do I need a retirement planner?

How to choose a good retirement planner?

While interviewing potential retirement planners, look for someone with expertise in Tax Planning, Social Security, and Withdrawal Strategies for retirement. They need to be able to formulate a schedule and strategy that tells you how to take money out in a tax-efficient manner and they need to be able to give you practical guidance on the use of assured revenue items that can build a sense of financial security in your retirement.

What does a retirement planner do?

How much does a retirement planner cost?

What questions to ask a retirement planner?

Although the questions to ask your retirement planner may differ as per your financial concerns, following are the most common things to discuss with your retirement planner

Are my current savings enough to get retired?
With my current savings, what will my post-retirement lifestyle look like?
Should I consider making investments right before my retirement?
When is the right time to pay off my mortgage-pre or post-retirement?
How can I mitigate my post-retirement financial risks?

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