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Find Retirement Advisors for Retirement Planning in Appleton, Wisconsin

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Appleton, Wisconsin

Last Updated - April 25, 2025

Appleton has 3 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 14 non-vetted advisors in your local area. These retirement advisors in Appleton, Wisconsin have an average of 21 years of experience.

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List of Qualified Retirement Planning Advisors in Appleton, Wisconsin

advisor
vector.svg VERIFIED

Todd J. Glime Wealth Management, LLC
LUTCF®, Life Underwriter Training Council Fellow (LUTCF)
Futurity First Wealth Management

Qualifications
CRD# 4697151
Firm CRD# 323065
Series 65

Minimum Assets Required
$5,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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advisor
vector.svg VERIFIED

Endowment Wealth Management
AWMA®, CAIA®, CPA, CFP®, CFA®

Qualifications
Firm CRD# 108652
Series 65, 66

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management

Compensation/Fee

Fee-Only, Based on Assets

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advisor
vector.svg VERIFIED

Evexia Wealth, LLC
CAIA®, FIC, CFP®, RICP®, CFA®

Qualifications
Firm CRD# 323788
Series 65

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Flat Fee, Based on Assets

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Top 14 Retirement Planning firms in Appleton, Wisconsin (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

100 W. Lawrence Street, Suite 304
Appleton, WI, 54911
$891,580,271396880
A percentage of AUM, Hourly charges, Fixed fees
2

3501 E Evergreen Drive, Ste A
Appleton, WI, 54913
$815,977,938272212
A percentage of AUM, Hourly charges, Fixed fees
3

250 North Metro Drive, Suite A
Appleton, WI, 54913
$665,000,0002286
A percentage of AUM, Hourly charges
4

2101 N Casaloma Dr,
Appleton, WI, 54913
$442,587,428240214
A percentage of AUM, Hourly charges, Fixed fees
5

424 E. Wisconsin Avenue,
Appleton, WI, 54911
$420,199,081255417
A percentage of AUM, Hourly charges, Fixed fees
6

W6272 Communication Court,
Appleton, WI, 54914-8531
$354,467,316207612
A percentage of AUM, Hourly charges, Fixed fees, Performance Based
7

3601 E. Evergreen Drive, Suite 100
Appleton, WI, 54913
$343,318,29822066
A percentage of AUM, Hourly charges, Fixed fees
8

5485 W Grande Market Drive, Suite D
Appleton, WI, 54913
$287,175,3361074
A percentage of AUM, Hourly charges, Fixed fees, Other (TRUST ADMINISTRATION FEES)
9

158 E Northland Ave,
Appleton, WI, 54911
$183,820,78513867
A percentage of AUM, Fixed fees
10

2561 E. Calumet St.,
Appleton, WI, 54915
$163,575,1907135
A percentage of AUM, Hourly charges, Fixed fees
11

540 South Westland Drive,
Appleton, WI, 54914
$153,732,0178564
A percentage of AUM
12

100 West Lawrence St., Suite 418
Appleton, WI, 54911
$105,754,5612182
A percentage of AUM, Fixed fees
13

W6272 Communication Court,
Appleton, WI, 54914-8531
$15,746,67323312
A percentage of AUM, Other (LICENSE FEES)
14

5485 W Grande Market Drive, Suite D
Appleton, WI, 54913
$004
Other (LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS)

Information on Top Retirement Planning firms in Appleton, Wisconsin

QualificationsFirm CRD# 322789

Assets Under Management $891,580,271

No. Of Clients3968

Clients Per Financial Advisor50

GATEWAY WEALTH PARTNERS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $892M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3968 clients. The team consists of 80 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
  • Selection for other advisors
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QualificationsFirm CRD# 149830

Assets Under Management $815,977,938

No. Of Clients2722

Clients Per Financial Advisor227

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $816M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2722 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
  • Selection for other advisors
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QualificationsFirm CRD# 169978

Assets Under Management $665,000,000

No. Of Clients228

Clients Per Financial Advisor38

COPPER HARBOR INVESTMENT ADVISORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $665M assets under management, the firm specializes in crafting personalized retirement planning solutions for 228 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Publication of periodicals and newsletters
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QualificationsFirm CRD# 298165

Assets Under Management $442,587,428

No. Of Clients2402

Clients Per Financial Advisor172

AVAII WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $443M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2402 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Other (TAX PLANNING / PREPARATION)
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QualificationsFirm CRD# 110194

Assets Under Management $420,199,081

No. Of Clients2554

Clients Per Financial Advisor150

WINCH FINANCIAL is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $420M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2554 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Education seminars/workshops
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QualificationsFirm CRD# 108652

Assets Under Management $354,467,316

No. Of Clients2076

Clients Per Financial Advisor173

ENDOWMENT WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $354M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2076 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Performance Based

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Pesnsion consulting services
  • Selection for other advisors
  • Education seminars/workshops
  • Other (ADVISORY CONSULTING SERVICES)
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QualificationsFirm CRD# 142682

Assets Under Management $343,318,298

No. Of Clients2206

Clients Per Financial Advisor368

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $343M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2206 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Publication of periodicals and newsletters
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QualificationsFirm CRD# 111421

Assets Under Management $287,175,336

No. Of Clients107

Clients Per Financial Advisor27

SUMNICHT & ASSOCIATES, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $287M assets under management, the firm specializes in crafting personalized retirement planning solutions for 107 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Other (TRUST ADMINISTRATION FEES)

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Other (ADVICE ON MATTERS NOT INVOLVING SECURITIES.)
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QualificationsFirm CRD# 324255

Assets Under Management $183,820,785

No. Of Clients1386

Clients Per Financial Advisor198

CORNERSTONE FINANCIAL GROUP is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $184M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1386 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
  • Selection for other advisors
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QualificationsFirm CRD# 167513

Assets Under Management $163,575,190

No. Of Clients713

Clients Per Financial Advisor143

CONCEPTUAL FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $164M assets under management, the firm specializes in crafting personalized retirement planning solutions for 713 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
  • Selection for other advisors
  • Education seminars/workshops
View Full Profile

QualificationsFirm CRD# 332731

Assets Under Management $153,732,017

No. Of Clients856

Clients Per Financial Advisor214

STONEHAVEN WEALTH & TAX SOLUTIONS is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $154M assets under management, the firm specializes in crafting personalized retirement planning solutions for 856 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
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QualificationsFirm CRD# 152325

Assets Under Management $105,754,561

No. Of Clients218

Clients Per Financial Advisor109

COLLAR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $106M assets under management, the firm specializes in crafting personalized retirement planning solutions for 218 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
View Full Profile

QualificationsFirm CRD# 168410

Assets Under Management $15,746,673

No. Of Clients233

Clients Per Financial Advisor19

ETF MODEL SOLUTIONS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $16M assets under management, the firm specializes in crafting personalized retirement planning solutions for 233 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Other (LICENSE FEES)

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
  • Other (MODEL MANAGEMENT)
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QualificationsFirm CRD# 147589

Assets Under Management $0

No. Of Clients0

Clients Per Financial Advisor0

ISECTORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Other (LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS)

Financial Planning Services

  • Other (MARKET ASSET ALLOCATION MODELS LICENSED TO TRADING PLATFORMS & PROVIDE FIDUCIARY MODEL MANAGEMENT FOR RETIREMENT PLANS)
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