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Find Retirement Advisors for Retirement Planning in Appleton, Wisconsin

Q: Why do I need a retirement planner?

A retirement planner helps you in making your retirement life run smoothly. They also help in identifying various sources of income, estimating the expenses, implementing a savings program, and helps in asset management. The major focus of a Retirement Planner is to estimate future cash flows and assets management.

Q: What does a retirement planner do?

A Retirement Planner gives you a clear understanding of the financial assets that you are aggregating along with other resources that you have such as Pensions, Social Security, Part-time work, Home Equity, etc. In this way, they help you transform these income sources to become a future asset/regular source of income that will help you in your retirement days.

Q: How much does a retirement planner cost?

Different Retirement planners charge differently. They may charge on an hourly basis, a quarterly or annual retainer fee, a percentage of assets that they manage for you, in the form of Commissions, a fixed fee to run a retirement plan. You should always ask the prospective retirement planner for a simple clarification of how they want to get compensated.

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Appleton, Wisconsin

Last Updated - May 15, 2025

Appleton has 3 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 14 non-vetted advisors in your local area. These retirement advisors in Appleton, Wisconsin have an average of 21 years of experience.

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List of Qualified Retirement Planning Advisors in Appleton, Wisconsin

VERIFIED

Todd J. Glime Wealth Management, LLC
LUTCF^®, Life Underwriter Training Council Fellow (LUTCF)
Futurity First Wealth Management

Qualifications
CRD# 4697151
Firm CRD# 323065
Series 65

Minimum Assets Required
$5,000

Address

4321 West College Avenue,
Suite 200,
Appleton, WI 54914 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

Find An Advisor

VERIFIED

Endowment Wealth Management
AWMA^®, CAIA^®, CPA, CFP^®, CFA^®

Qualifications
Firm CRD# 108652
Series 65, 66

Minimum Assets Required
$0

Address

W6272 Communication Court,
Appleton, WI 54914 See Details

Advisory Services:

Compensation/Fee

Fee-Only, Based on Assets

Find An Advisor

VERIFIED

Evexia Wealth, LLC
CAIA^®, FIC, CFP^®, RICP^®, CFA^®

Qualifications
Firm CRD# 323788
Series 65

Minimum Assets Required
$0

Address

1265 Main Street, Suite 105,
Stevens Point, WI 54481 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Flat Fee, Based on Assets

Find An Advisor

Top 14 Retirement Planning firms in Appleton, Wisconsin (Ranked by AUM)

Rank	Firm Name	Assets Under Management	Total Clients	Total Advisors	Fee Structure
1	100 W. Lawrence Street, Suite 304 Appleton, WI, 54911	$891,580,271	3968	80	A percentage of AUM, Hourly charges, Fixed fees
2	3501 E Evergreen Drive, Ste A Appleton, WI, 54913	$815,977,938	2722	12	A percentage of AUM, Hourly charges, Fixed fees
3	250 North Metro Drive, Suite A Appleton, WI, 54913	$665,000,000	228	6	A percentage of AUM, Hourly charges
4	2101 N Casaloma Dr, Appleton, WI, 54913	$442,587,428	2402	14	A percentage of AUM, Hourly charges, Fixed fees
5	424 E. Wisconsin Avenue, Appleton, WI, 54911	$420,199,081	2554	17	A percentage of AUM, Hourly charges, Fixed fees
6	W6272 Communication Court, Appleton, WI, 54914-8531	$354,467,316	2076	12	A percentage of AUM, Hourly charges, Fixed fees, Performance Based
7	3601 E. Evergreen Drive, Suite 100 Appleton, WI, 54913	$343,318,298	2206	6	A percentage of AUM, Hourly charges, Fixed fees
8	5485 W Grande Market Drive, Suite D Appleton, WI, 54913	$287,175,336	107	4	A percentage of AUM, Hourly charges, Fixed fees, Other (TRUST ADMINISTRATION FEES)
9	158 E Northland Ave, Appleton, WI, 54911	$183,820,785	1386	7	A percentage of AUM, Fixed fees
10	2561 E. Calumet St., Appleton, WI, 54915	$163,575,190	713	5	A percentage of AUM, Hourly charges, Fixed fees
11	540 South Westland Drive, Appleton, WI, 54914	$153,732,017	856	4	A percentage of AUM
12	100 West Lawrence St., Suite 418 Appleton, WI, 54911	$105,754,561	218	2	A percentage of AUM, Fixed fees
13	W6272 Communication Court, Appleton, WI, 54914-8531	$15,746,673	233	12	A percentage of AUM, Other (LICENSE FEES)
14	5485 W Grande Market Drive, Suite D Appleton, WI, 54913	$0	0	4	Other (LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS)

Information on Top Retirement Planning firms in Appleton, Wisconsin

GATEWAY WEALTH PARTNERS, LLC

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QualificationsFirm CRD# 322789

Assets Under Management $891,580,271

No. Of Clients3968

Clients Per Financial Advisor50

GATEWAY WEALTH PARTNERS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $892M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3968 clients. The team consists of 80 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors

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MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

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QualificationsFirm CRD# 149830

Assets Under Management $815,977,938

No. Of Clients2722

Clients Per Financial Advisor227

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $816M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2722 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors

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COPPER HARBOR INVESTMENT ADVISORS, LLC

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QualificationsFirm CRD# 169978

Assets Under Management $665,000,000

No. Of Clients228

Clients Per Financial Advisor38

COPPER HARBOR INVESTMENT ADVISORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $665M assets under management, the firm specializes in crafting personalized retirement planning solutions for 228 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Selection for other advisors
Publication of periodicals and newsletters

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AVAII WEALTH MANAGEMENT, LLC

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QualificationsFirm CRD# 298165

Assets Under Management $442,587,428

No. Of Clients2402

Clients Per Financial Advisor172

AVAII WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $443M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2402 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Selection for other advisors
Other (TAX PLANNING / PREPARATION)

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WINCH FINANCIAL

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QualificationsFirm CRD# 110194

Assets Under Management $420,199,081

No. Of Clients2554

Clients Per Financial Advisor150

WINCH FINANCIAL is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $420M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2554 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Education seminars/workshops

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ENDOWMENT WEALTH MANAGEMENT, INC.

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QualificationsFirm CRD# 108652

Assets Under Management $354,467,316

No. Of Clients2076

Clients Per Financial Advisor173

ENDOWMENT WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $354M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2076 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Performance Based

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops
Other (ADVISORY CONSULTING SERVICES)

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KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

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QualificationsFirm CRD# 142682

Assets Under Management $343,318,298

No. Of Clients2206

Clients Per Financial Advisor368

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $343M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2206 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Selection for other advisors
Publication of periodicals and newsletters

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SUMNICHT & ASSOCIATES, LLC

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QualificationsFirm CRD# 111421

Assets Under Management $287,175,336

No. Of Clients107

Clients Per Financial Advisor27

SUMNICHT & ASSOCIATES, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $287M assets under management, the firm specializes in crafting personalized retirement planning solutions for 107 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Other (TRUST ADMINISTRATION FEES)

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Selection for other advisors
Other (ADVICE ON MATTERS NOT INVOLVING SECURITIES.)

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CORNERSTONE FINANCIAL GROUP

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QualificationsFirm CRD# 324255

Assets Under Management $183,820,785

No. Of Clients1386

Clients Per Financial Advisor198

CORNERSTONE FINANCIAL GROUP is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $184M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1386 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors

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CONCEPTUAL FINANCIAL ADVISORS, LLC

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QualificationsFirm CRD# 167513

Assets Under Management $163,575,190

No. Of Clients713

Clients Per Financial Advisor143

CONCEPTUAL FINANCIAL ADVISORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $164M assets under management, the firm specializes in crafting personalized retirement planning solutions for 713 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

View Full Profile

STONEHAVEN WEALTH & TAX SOLUTIONS

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QualificationsFirm CRD# 332731

Assets Under Management $153,732,017

No. Of Clients856

Clients Per Financial Advisor214

STONEHAVEN WEALTH & TAX SOLUTIONS is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $154M assets under management, the firm specializes in crafting personalized retirement planning solutions for 856 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses

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COLLAR CAPITAL MANAGEMENT, LLC

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QualificationsFirm CRD# 152325

Assets Under Management $105,754,561

No. Of Clients218

Clients Per Financial Advisor109

COLLAR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $106M assets under management, the firm specializes in crafting personalized retirement planning solutions for 218 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees

Financial Planning Services

Portfolio management for individuals and/or small businesses
Pesnsion consulting services

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ETF MODEL SOLUTIONS, LLC

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QualificationsFirm CRD# 168410

Assets Under Management $15,746,673

No. Of Clients233

Clients Per Financial Advisor19

ETF MODEL SOLUTIONS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $16M assets under management, the firm specializes in crafting personalized retirement planning solutions for 233 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Other (LICENSE FEES)

Financial Planning Services

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Other (MODEL MANAGEMENT)

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ISECTORS, LLC

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QualificationsFirm CRD# 147589

Assets Under Management $0

No. Of Clients0

Clients Per Financial Advisor0

ISECTORS, LLC is a financial advisory firm situated in Appleton, Wisconsin. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

Other (LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS)

Financial Planning Services

Other (MARKET ASSET ALLOCATION MODELS LICENSED TO TRADING PLATFORMS & PROVIDE FIDUCIARY MODEL MANAGEMENT FOR RETIREMENT PLANS)

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Retirement Planners Near You

Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:

Looking for more choices? Use our free match service to compare retirement planners serving your area.

Frequently Asked Questions

Why do I need a retirement planner?

How to choose a good retirement planner?

While interviewing potential retirement planners, look for someone with expertise in Tax Planning, Social Security, and Withdrawal Strategies for retirement. They need to be able to formulate a schedule and strategy that tells you how to take money out in a tax-efficient manner and they need to be able to give you practical guidance on the use of assured revenue items that can build a sense of financial security in your retirement.

What does a retirement planner do?

How much does a retirement planner cost?

What questions to ask a retirement planner?

Although the questions to ask your retirement planner may differ as per your financial concerns, following are the most common things to discuss with your retirement planner

Are my current savings enough to get retired?
With my current savings, what will my post-retirement lifestyle look like?
Should I consider making investments right before my retirement?
When is the right time to pay off my mortgage-pre or post-retirement?
How can I mitigate my post-retirement financial risks?

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