2561 E. Calumet St.
Appleton, Wisconsin 54915
Tel: 920-731-9500
CONCEPTUAL FINANCIAL ADVISORS, LLC, formally registered with the SEC as CONCEPTUAL FINANCIAL ADVISORS, LLC. The firm was established in 04/19/2022. They have over 2 offices throughout the country.
CONCEPTUAL FINANCIAL ADVISORS, LLC is a Appleton, Wisconsin based Financial Planning firm with nearly $117,256,530 assets under management, offering retirement planning & investment advisory services to 1096 clients. The firm is staffed with 3 experienced financial planners.
SEC Current Status | Approved |
---|---|
Firm CRD# | 167513 |
SEC# | 801-123428 |
Assets Managed by Firm | $117,256,530 |
No. of Clients | 1096 |
No. of Advisors | 3 |
No. of Clients | AUM | |
---|---|---|
Firm Total | 1096 | $117,256,530 |
Individuals (other than high net worth individuals) | 442 | $70,243,026 |
High net worth individuals | 13 | $31,497,287 |
Pension and profit sharing plans | 5 | $14,611,080 |
Charitable organizations | 1 | $423,183 |
Corporations or other businesses | 1 | $481,954 |
Firm Name | Assets Under Management | Total Clients | Total Advisors |
---|---|---|---|
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 720 East Wisconsin Avenue Milwaukee, WI, 53202-4797 | $262,082,656,098 | 19 | 209 |
$247,790,348,025 | 316065 | 4071 | |
$128,675,520,784 | 272 | 483 | |
$32,032,395,000 | 361 | 62 | |
$25,569,711,808 | 27 | 12 |
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