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Find Retirement Advisors for Retirement Planning in Waukesha, Wisconsin

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Waukesha, Wisconsin

Last Updated - April 14, 2025

Waukesha has 6 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 7 non-vetted advisors in your local area. These retirement advisors in Waukesha, Wisconsin have an average of 18 years of experience.

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List of Qualified Retirement Planning Advisors in Waukesha, Wisconsin

advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

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advisor
vector.svg VERIFIED

Andrew Houte
CASL®, CFP®, CRPS®, EA
Next Level Planning & Wealth Management

Qualifications
CRD# 4586318
Firm CRD# 123913
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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advisor
vector.svg VERIFIED

BKM Wealth Management
CPA, CFP®, CIMA®, CDFA®

Qualifications
CRD# 4725677
Firm CRD# 323928
Series 7, 31, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Based on Assets

Find An Advisor arrow-right
advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

Find An Advisor arrow-right
advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

Find An Advisor arrow-right

Top 7 Retirement Planning firms in Waukesha, Wisconsin (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

N16 W23217 Stone Ridge Drive, Suite 310
Waukesha, WI, 53188-1199
$5,743,082,043111912
A percentage of AUM
2

20700 Swenson Drive, Suite 400,
Waukesha, WI, 53186-0904
$4,505,412,092332761
A percentage of AUM, Fixed fees, Performance Based
3

N21 W23350 Ridgeview Parkway,
Waukesha, WI, 53188
$1,491,336,546206039
A percentage of AUM, Fixed fees, Other (CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS)
4

N19 W24200 Riverwood Drive, Suite 150
Waukesha, WI, 53188
$1,333,579,724536513
A percentage of AUM, Hourly charges, Fixed fees
5

N14 W23833 Stone Ridge Dr - Suite 350,
Waukesha, WI, 53188
$593,801,2736508105
A percentage of AUM, Fixed fees, Other (FINANCIAL PLANNING)
6

20965 Crossroads Circle,
Waukesha, WI, 53186
$313,071,682233225
A percentage of AUM, Hourly charges
7

N19w24400 Riverwood Dr, Suite 350
Waukesha, WI, 53188
$204,289,88094
A percentage of AUM, Fixed fees

Information on Top Retirement Planning firms in Waukesha, Wisconsin

QualificationsFirm CRD# 110118

Assets Under Management $5,743,082,043

No. Of Clients1119

Clients Per Financial Advisor93

PROVIDENT TRUST COMPANY is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1119 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
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QualificationsFirm CRD# 105879

Assets Under Management $4,505,412,092

No. Of Clients3327

Clients Per Financial Advisor55

DANA INVESTMENT ADVISORS INC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3327 clients. The team consists of 61 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Performance Based

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
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QualificationsFirm CRD# 173851

Assets Under Management $1,491,336,546

No. Of Clients2060

Clients Per Financial Advisor53

ELLENBECKER INVESTMENT GROUP is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2060 clients. The team consists of 39 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Other (CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS)

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Publication of periodicals and newsletters
  • Education seminars/workshops
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QualificationsFirm CRD# 109721

Assets Under Management $1,333,579,724

No. Of Clients5365

Clients Per Financial Advisor413

IAG WEALTH PARTNERS, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5365 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Education seminars/workshops
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QualificationsFirm CRD# 158292

Assets Under Management $593,801,273

No. Of Clients6508

Clients Per Financial Advisor62

GLOBAL VIEW CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $594M assets under management, the firm specializes in crafting personalized retirement planning solutions for 6508 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Other (FINANCIAL PLANNING)

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Other (SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS)
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QualificationsFirm CRD# 154854

Assets Under Management $313,071,682

No. Of Clients2332

Clients Per Financial Advisor93

DRAKE & ASSOCIATES, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $313M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2332 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection for other advisors
  • Education seminars/workshops
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QualificationsFirm CRD# 145329

Assets Under Management $204,289,880

No. Of Clients9

Clients Per Financial Advisor2

CAPITAL INNOVATIONS, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $204M assets under management, the firm specializes in crafting personalized retirement planning solutions for 9 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
View Full Profile

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