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Find Retirement Advisors for Retirement Planning in Waukesha, Wisconsin

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Waukesha, Wisconsin

Last Updated - March 21, 2024

Waukesha has 3 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 9 non-vetted advisors in your local area. These retirement advisors in Waukesha, Wisconsin have an average of 18 years of experience.

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List of Qualified Retirement Planning Advisors in Waukesha, Wisconsin

advisor-photo
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Andrew Houte
CASL®, CFP®, CRPS®, EA
Next Level Planning & Wealth Management

Qualifications
CRD# 4586318
Firm CRD# 123913
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

advisor-photo
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Allworth Financial
AIF®, BFA", CDFA", RFC®

Qualifications
Firm CRD# 111167

Minimum Assets Required
Not Specified

Advisory Services:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Based

advisor-photo
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Jacobson & Schmitt Advisors, LLC
CFP®, CPWA®, EA, CFA®

Qualifications
Firm CRD# 140431
Series 65

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

Top 9 Retirement Planning firms in Waukesha, Wisconsin (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
PROVIDENT TRUST COMPANY
N16 W23217 Stone Ridge Drive, Suite 310
Waukesha, WI, 53188-1199
$4,839,167,748120613
A Percentage of AUM
2
DANA INVESTMENT ADVISORS INC
20700 Swenson Drive, Suite 400,
Waukesha, WI, 53186-0904
$4,427,776,044326953
A Percentage of AUM, Fixed Fees, Performance Based
3
ELLENBECKER INVESTMENT GROUP
N21 W23350 Ridgeview Parkway,
Waukesha, WI, 53188
$1,250,836,104195934
A Percentage of AUM, Fixed Fees, Other (CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS)
4
IAG WEALTH PARTNERS, LLC
N19 W24200 Riverwood Drive, Suite 150
Waukesha, WI, 53188
$1,101,831,560495314
A Percentage of AUM, Hourly charges, Fixed Fees
5
KOWAL INVESTMENT GROUP, LLC
W238 N1660 Busse Rd., Suite 100
Waukesha, WI, 53188
$934,770,570372326
A Percentage of AUM, Fixed Fees
6
FINANCIAL SOLUTIONS, LLC
1900 Airport Road, Suite A
Waukesha, WI, 53188
$852,405,928216612
A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based
7
GLOBAL VIEW CAPITAL MANAGEMENT LLC
N14 W23833 Stone Ridge Dr - Suite 350,
Waukesha, WI, 53188
$591,171,5996335105
A Percentage of AUM, Fixed Fees, Other (FINANCIAL PLANNING)
8
DRAKE & ASSOCIATES, LLC
2212 E. Moreland Blvd Suite 200,
Waukesha, WI, 53186
$227,171,99620419
A Percentage of AUM, Hourly charges
9
CAPITAL INNOVATIONS, LLC
N19w24400 Riverwood Dr, Suite 350
Waukesha, WI, 53188
$207,603,754497
A Percentage of AUM, Fixed Fees

Information on Top Retirement Planning firms in Waukesha, Wisconsin

QualificationsFirm CRD# 110118

Assets Under Management $4,839,167,748

No. Of Clients1206

Clients Per Financial Advisor93

PROVIDENT TRUST COMPANY is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1206 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 105879

Assets Under Management $4,427,776,044

No. Of Clients3269

Clients Per Financial Advisor62

DANA INVESTMENT ADVISORS INC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3269 clients. The team consists of 53 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 173851

Assets Under Management $1,250,836,104

No. Of Clients1959

Clients Per Financial Advisor58

ELLENBECKER INVESTMENT GROUP is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1959 clients. The team consists of 34 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS)

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 109721

Assets Under Management $1,101,831,560

No. Of Clients4953

Clients Per Financial Advisor354

IAG WEALTH PARTNERS, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4953 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 113169

Assets Under Management $934,770,570

No. Of Clients3723

Clients Per Financial Advisor143

KOWAL INVESTMENT GROUP, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $935M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3723 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 110149

Assets Under Management $852,405,928

No. Of Clients2166

Clients Per Financial Advisor181

FINANCIAL SOLUTIONS, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $852M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2166 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Commission Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 158292

Assets Under Management $591,171,599

No. Of Clients6335

Clients Per Financial Advisor60

GLOBAL VIEW CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $591M assets under management, the firm specializes in crafting personalized retirement planning solutions for 6335 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (FINANCIAL PLANNING)

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 154854

Assets Under Management $227,171,996

No. Of Clients2041

Clients Per Financial Advisor227

DRAKE & ASSOCIATES, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $227M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2041 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 145329

Assets Under Management $207,603,754

No. Of Clients49

Clients Per Financial Advisor7

CAPITAL INNOVATIONS, LLC is a financial advisory firm situated in Waukesha, Wisconsin. With a nearly $208M assets under management, the firm specializes in crafting personalized retirement planning solutions for 49 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

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