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Home > Retirement Planners > north carolina > raleigh > TRADEWINDS, LLC
TRADEWINDS, LLC
4600 Marriott Dr.
Suite 200
Raleigh, North Carolina 27612
Tel: 919-571-2833
About TRADEWINDS, LLC
TRADEWINDS, LLC, formally registered with the SEC as TRADEWINDS, LLC. The firm was established in 11/04/2021. They have over 1 offices throughout the country.
TRADEWINDS, LLC is a Raleigh, North Carolina based Financial Planning firm with nearly $293,948,297 assets under management, offering retirement planning & investment advisory services to 1014 clients. The firm is staffed with 8 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 316415 |
| SEC# | 801-122614 |
| Assets Managed by Firm | $293,948,297 |
| No. of Clients | 1014 |
| No. of Advisors | 8 |
Fee Structure
- A percentage of AUM
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 1014 | $293,948,297 |
| Individuals (other than high net worth individuals) | 175 | $56,709,644 |
| High net worth individuals | 104 | $234,414,624 |
| Pension and profit sharing plans | Fewer than 5 clients | $1,213,029 |
| Corporations or other businesses | Fewer than 5 clients | $1,611,000 |
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