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Find Retirement Advisors for Retirement Planning in Rye, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Rye, New York
Last Updated - May 24, 2025Rye has 19 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 11 non-vetted advisors in your local area. These retirement advisors in Rye, New York have an average of 18 years of experience.
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List of Qualified Retirement Planning Advisors in Rye, New York
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Address
- 10 Bank Street,
Suite 1215,
White Plains, NY 10606 See Details - 1130 RXR Plaza,
Suite 1130,
Uniondale, NY 11556 See Details - 340 Madison Avenue,
New York, NY 10173 See Details - 900 South Avenue,
Suite 203,
Staten Island, NY 10314 See Details - 51 John F Kennedy Parkway,
Suite 270,
Short Hills, NJ 07078 See Details - 328 Newman Springs Road,
Suite 1,
Red Bank, NJ 07701 See Details
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDCharles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDJohn Traut
AWMA®
Lpl
Qualifications
CRD# 6676325
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$10,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDGerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning
Qualifications
CRD# 4469120
Firm CRD# 120894
Minimum Assets Required
$100,000
Advisory Services:
Not Specified
Compensation/Fee
Not Specified
VERIFIEDPeter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDAnthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDQualifications
CRD# 1037845
Firm CRD# 8733
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals
Compensation/Fee
Not Specified
VERIFIEDLouis Green
CFP®, CPWA®, CFA®
Savvy Advisors
Qualifications
CRD# 2790531
Firm CRD# 318493
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDQualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDDoug Frew
CFP®, ChFC®, AWMA®
BroadFront Capital Management
Qualifications
CRD# 6030529
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
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Top 11 Retirement Planning firms in Rye, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | One Corporate Center, Rye, NY, 10580-1422 | $21,013,464,603 | 48 | 58 | A percentage of AUM, Performance Based |
| 2 | One Corporate Center, Rye, NY, 10580-1422 | $10,377,380,683 | 1651 | 105 | A percentage of AUM, Fixed fees, Performance Based, Other (ADMINISTRATIVE FEES) |
| 3 | 555 Theodore Fremd Avenue, Suite A-101 Rye, NY, 10580 | $2,670,181,076 | 29 | 38 | A percentage of AUM, Performance Based |
| 4 | 411 Theodore Fremd Ave., Suite 125 Rye, NY, 10580 | $2,023,763,308 | 7 | 28 | A percentage of AUM, Performance Based |
| 5 | 411 Theodore Fremd Ave, Suite 240 Rye, NY, 10580 | $1,400,650,774 | 3 | 15 | A percentage of AUM, Performance Based |
| 6 | 555 Theodore Fremd Avenue, Ste B304 Rye, NY, 10580 | $997,395,860 | 4 | 17 | A percentage of AUM, Performance Based |
| 7 | 22 Elm Place, Suite 300 Rye, NY, 10580 | $967,471,596 | 15 | 10 | A percentage of AUM, Performance Based, Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND) |
| 8 | 32 Elm Place, 3rd Floor, Rye, NY, 10580 | $762,392,176 | 10 | 10 | A percentage of AUM, Performance Based |
| 9 | 670 Milton Road, Rye, NY, 10580 | $256,725,967 | 11 | 23 | A percentage of AUM, Performance Based, Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES) |
| 10 | 80 Theodore Fremd Ave, Rye, NY, 10580-2891 | $46,000,000 | 87 | 3 | A percentage of AUM |
| 11 | 222 Purchase St, #306 Rye, NY, 10580 | $39,492,719 | 50 | 1 | A percentage of AUM, Hourly charges, Fixed fees |
Information on Top Retirement Planning firms in Rye, New York
QualificationsFirm CRD# 104949
Assets Under Management $21,013,464,603
No. Of Clients48
Clients Per Financial Advisor1
GABELLI FUNDS, LLC is a financial advisory firm situated in Rye, New York. With a nearly $21B assets under management, the firm specializes in crafting personalized retirement planning solutions for 48 clients. The team consists of 58 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 104950
Assets Under Management $10,377,380,683
No. Of Clients1651
Clients Per Financial Advisor16
GAMCO ASSET MANAGEMENT INC. is a financial advisory firm situated in Rye, New York. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1651 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (ADMINISTRATIVE FEES)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 299011
Assets Under Management $2,670,181,076
No. Of Clients29
Clients Per Financial Advisor1
NEW AGE ALPHA is a financial advisory firm situated in Rye, New York. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 29 clients. The team consists of 38 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Publication of periodicals and newsletters
QualificationsFirm CRD# 172538
Assets Under Management $2,023,763,308
No. Of Clients7
Clients Per Financial Advisor0
DUNES POINT CAPITAL, L.P. is a financial advisory firm situated in Rye, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 305479
Assets Under Management $1,400,650,774
No. Of Clients3
Clients Per Financial Advisor0
OSPRAIE MANAGEMENT, LLC is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 324381
Assets Under Management $997,395,860
No. Of Clients4
Clients Per Financial Advisor0
PHOENIX MERCHANT PARTNERS, LP is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 160561
Assets Under Management $967,471,596
No. Of Clients15
Clients Per Financial Advisor2
SFW CAPITAL PARTNERS LP is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 310191
Assets Under Management $762,392,176
No. Of Clients10
Clients Per Financial Advisor1
TWO SEAS CAPITAL LP is a financial advisory firm situated in Rye, New York. With a nearly $762M assets under management, the firm specializes in crafting personalized retirement planning solutions for 10 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 287784
Assets Under Management $256,725,967
No. Of Clients11
Clients Per Financial Advisor0
MERIDA CAPITAL HOLDINGS LLC is a financial advisory firm situated in Rye, New York. With a nearly $257M assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 23 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 172638
Assets Under Management $46,000,000
No. Of Clients87
Clients Per Financial Advisor29
LOTUS INVESTMENT ADVISORS is a financial advisory firm situated in Rye, New York. With a nearly $46M assets under management, the firm specializes in crafting personalized retirement planning solutions for 87 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 317326
Assets Under Management $39,492,719
No. Of Clients50
Clients Per Financial Advisor50
HELIANTH INVESTMENT MANAGEMENT LLC is a financial advisory firm situated in Rye, New York. With a nearly $39M assets under management, the firm specializes in crafting personalized retirement planning solutions for 50 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
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