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Find Retirement Advisors for Retirement Planning in Rye, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Rye, New York

Last Updated - April 25, 2025

Rye has 19 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 11 non-vetted advisors in your local area. These retirement advisors in Rye, New York have an average of 17 years of experience.

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List of Qualified Retirement Planning Advisors in Rye, New York

advisor
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John Traut
AWMA®
Lpl

Qualifications
CRD# 6676325
Firm CRD# 6413
Series 7, 66

Minimum Assets Required
$10,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Based

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advisor
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Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®

Qualifications
Firm CRD# 110130
Series 65, 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts

Compensation/Fee

Fee-Only, Based on Assets

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advisor

Qualifications
Firm CRD# 302050

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

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advisor
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Gerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning

Qualifications
CRD# 4469120
Firm CRD# 120894

Minimum Assets Required
$100,000

Advisory Services:

Not Specified

Compensation/Fee

Not Specified

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advisor
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Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC

Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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advisor
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Dan Brady
Savvy Advisors

Qualifications
CRD# 2172300
Firm CRD# 318493

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

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advisor
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Anthony M. Errico
Port Capital Management

Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

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advisor

Qualifications
CRD# 1037845
Firm CRD# 8733

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals

Compensation/Fee

Not Specified

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advisor
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Louis Green
CFP®, CPWA®, CFA®
Savvy Advisors

Qualifications
CRD# 2790531
Firm CRD# 318493

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Only, Hourly, Flat Fee, Based on Assets

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advisor
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Frank Lepore
Bleakley Financial Group

Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Flat Fee

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advisor

Qualifications
Firm CRD# 288239
Series 7, 66

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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advisor
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Doug Frew
CFP®, ChFC®, AWMA®
BroadFront Capital Management

Qualifications
CRD# 6030529
Firm CRD# 6413
Series 7, 63, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

Find An Advisor arrow-right

Top 11 Retirement Planning firms in Rye, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

One Corporate Center,
Rye, NY, 10580-1422
$21,013,464,6034858
A percentage of AUM, Performance Based
2

One Corporate Center,
Rye, NY, 10580-1422
$10,377,380,6831651105
A percentage of AUM, Fixed fees, Performance Based, Other (ADMINISTRATIVE FEES)
3

555 Theodore Fremd Avenue, Suite A-101
Rye, NY, 10580
$2,670,181,0762938
A percentage of AUM, Performance Based
4

411 Theodore Fremd Ave., Suite 125
Rye, NY, 10580
$2,023,763,308728
A percentage of AUM, Performance Based
5

411 Theodore Fremd Ave, Suite 240
Rye, NY, 10580
$1,400,650,774315
A percentage of AUM, Performance Based
6

555 Theodore Fremd Avenue, Ste B304
Rye, NY, 10580
$997,395,860417
A percentage of AUM, Performance Based
7

22 Elm Place, Suite 300
Rye, NY, 10580
$967,471,5961510
A percentage of AUM, Performance Based, Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND)
8

32 Elm Place, 3rd Floor,
Rye, NY, 10580
$762,392,1761010
A percentage of AUM, Performance Based
9

670 Milton Road,
Rye, NY, 10580
$256,725,9671123
A percentage of AUM, Performance Based, Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES)
10

80 Theodore Fremd Ave,
Rye, NY, 10580-2891
$46,000,000873
A percentage of AUM
11

222 Purchase St, #306
Rye, NY, 10580
$39,492,719501
A percentage of AUM, Hourly charges, Fixed fees

Information on Top Retirement Planning firms in Rye, New York

QualificationsFirm CRD# 104949

Assets Under Management $21,013,464,603

No. Of Clients48

Clients Per Financial Advisor1

GABELLI FUNDS, LLC is a financial advisory firm situated in Rye, New York. With a nearly $21B assets under management, the firm specializes in crafting personalized retirement planning solutions for 48 clients. The team consists of 58 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 104950

Assets Under Management $10,377,380,683

No. Of Clients1651

Clients Per Financial Advisor16

GAMCO ASSET MANAGEMENT INC. is a financial advisory firm situated in Rye, New York. With a nearly $10B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1651 clients. The team consists of 105 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Performance Based
  • Other (ADMINISTRATIVE FEES)

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
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QualificationsFirm CRD# 299011

Assets Under Management $2,670,181,076

No. Of Clients29

Clients Per Financial Advisor1

NEW AGE ALPHA is a financial advisory firm situated in Rye, New York. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 29 clients. The team consists of 38 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Publication of periodicals and newsletters
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QualificationsFirm CRD# 172538

Assets Under Management $2,023,763,308

No. Of Clients7

Clients Per Financial Advisor0

DUNES POINT CAPITAL, L.P. is a financial advisory firm situated in Rye, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 305479

Assets Under Management $1,400,650,774

No. Of Clients3

Clients Per Financial Advisor0

OSPRAIE MANAGEMENT, LLC is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
View Full Profile

QualificationsFirm CRD# 324381

Assets Under Management $997,395,860

No. Of Clients4

Clients Per Financial Advisor0

PHOENIX MERCHANT PARTNERS, LP is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
View Full Profile

QualificationsFirm CRD# 160561

Assets Under Management $967,471,596

No. Of Clients15

Clients Per Financial Advisor2

SFW CAPITAL PARTNERS LP is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 310191

Assets Under Management $762,392,176

No. Of Clients10

Clients Per Financial Advisor1

TWO SEAS CAPITAL LP is a financial advisory firm situated in Rye, New York. With a nearly $762M assets under management, the firm specializes in crafting personalized retirement planning solutions for 10 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 287784

Assets Under Management $256,725,967

No. Of Clients11

Clients Per Financial Advisor0

MERIDA CAPITAL HOLDINGS LLC is a financial advisory firm situated in Rye, New York. With a nearly $257M assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 23 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 172638

Assets Under Management $46,000,000

No. Of Clients87

Clients Per Financial Advisor29

LOTUS INVESTMENT ADVISORS is a financial advisory firm situated in Rye, New York. With a nearly $46M assets under management, the firm specializes in crafting personalized retirement planning solutions for 87 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
View Full Profile

QualificationsFirm CRD# 317326

Assets Under Management $39,492,719

No. Of Clients50

Clients Per Financial Advisor50

HELIANTH INVESTMENT MANAGEMENT LLC is a financial advisory firm situated in Rye, New York. With a nearly $39M assets under management, the firm specializes in crafting personalized retirement planning solutions for 50 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
View Full Profile

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