National Retirement Planning Experts

National Coverage
Local Professionals

Compare 2-3 financial advisors near you
matched to your specific needs
Free match service |
No obligation to hire

Personalized advice for Portfolio
Size of 100K and above

FINRA/SEC Registered Advisors

Find Retirement Advisors for Retirement Planning in Rye, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Rye, New York

Last Updated - February 26, 2024

Rye has 10 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 12 non-vetted advisors in your local area. These retirement advisors in Rye, New York have an average of 20 years of experience.

I want to start planning.
HELP ME FIND MY PLANNER

Your Information is Safe and Secure

List of Qualified Retirement Planning Advisors in Rye, New York

advisor-photo
vector.svg VERIFIED

Kevin Myers
CAIA®, CFP®, EA, CFA®
Flynn Financial Partners

Qualifications
CRD# 2976015
Firm CRD# 6413
Series 7, 63, 65

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based

advisor-photo
vector.svg VERIFIED

Masa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth

Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo
vector.svg VERIFIED

Charles Helme
BH Asset Management, LLC

Qualifications
CRD# 712007
Firm CRD# 152117
Series 65

Minimum Assets Required
$500,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo
vector.svg VERIFIED

Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®

Qualifications
Firm CRD# 110130
Series 65, 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo
vector.svg VERIFIED

Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC

Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Christopher Badaracco
CFP®, EA
Rose Wealth Advisors

Qualifications
CRD# 7076172
Firm CRD# 7076172

Minimum Assets Required
$500,000

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Hourly, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Farther, LLC

Qualifications
Firm CRD# 302050

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.

Compensation/Fee

Based on Assets

advisor-photo
vector.svg VERIFIED

HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®

Qualifications
CRD# 2063878
Firm CRD# 125838

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo
vector.svg VERIFIED

Frank Lepore
Bleakley Financial Group

Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee

advisor-photo
vector.svg VERIFIED

Michael Klein
CFP®
Bleakley Financial Group

Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

Top 12 Retirement Planning firms in Rye, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
GABELLI FUNDS, LLC
One Corporate Center,
Rye, NY, 10580-1422
$19,308,129,9664758
A Percentage of AUM, Performance Based
2
GAMCO ASSET MANAGEMENT INC.
One Corporate Center,
Rye, NY, 10580-1422
$10,590,492,1831750101
A Percentage of AUM, Fixed Fees, Performance Based, Other (ADMINISTRATIVE FEES)
3
APEXIUM FINANCIAL LP
411 Theodore Fremd Avenue, Suite 206s
Rye, NY, 10280
$2,457,249,414250514
A Percentage of AUM, Hourly charges, Fixed Fees, Other (% OF ASSETS UNDER ADVISEMENT)
4
DUNES POINT CAPITAL, L.P.
411 Theodore Fremd Ave., Suite 125
Rye, NY, 10580
$1,946,452,896724
A Percentage of AUM, Performance Based
5
SFW CAPITAL PARTNERS
22 Elm Place, Suite 300
Rye, NY, 10580
$1,193,023,8161715
A Percentage of AUM, Performance Based, Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND)
6
TWO SEAS CAPITAL LP
32 Elm Place, 3rd Floor,
Rye, NY, 10580
$605,689,792109
A Percentage of AUM, Performance Based
7
MERIDA CAPITAL HOLDINGS LLC
670 Milton Road,
Rye, NY, 10580
$346,244,1021128
A Percentage of AUM, Performance Based, Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES)
8
OSPRAIE MANAGEMENT, LLC
411 Theodore Fremd Ave, Suite 240
Rye, NY, 10580
$226,280,479115
Performance Based
9
NEW AGE ALPHA ADVISORS, LLC
555 Theodore Fremd Avenue, Suite A-101
Rye, NY, 10580
$131,431,240728
A Percentage of AUM, Performance Based
10
LOTUS INVESTMENT ADVISORS
80 Theodore Fremd Ave,
Rye, NY, 10580-2891
$49,000,000683
A Percentage of AUM
11
HELIANTH INVESTMENT MANAGEMENT LLC
222 Purchase St, #306
Rye, NY, 10580
$34,345,110221
A Percentage of AUM, Hourly charges, Fixed Fees
12
PHOENIX MERCHANT PARTNERS, LP
555 Theodore Fremd Avenue Ste B304,
Rye, NY, 10580
$009
A Percentage of AUM, Performance Based

Information on Top Retirement Planning firms in Rye, New York

QualificationsFirm CRD# 104949

Assets Under Management $19,308,129,966

No. Of Clients47

Clients Per Financial Advisor1

GABELLI FUNDS, LLC is a financial advisory firm situated in Rye, New York. With a nearly $19B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47 clients. The team consists of 58 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 104950

Assets Under Management $10,590,492,183

No. Of Clients1750

Clients Per Financial Advisor17

GAMCO ASSET MANAGEMENT INC. is a financial advisory firm situated in Rye, New York. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1750 clients. The team consists of 101 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other (ADMINISTRATIVE FEES)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 283726

Assets Under Management $2,457,249,414

No. Of Clients2505

Clients Per Financial Advisor179

APEXIUM FINANCIAL LP is a financial advisory firm situated in Rye, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2505 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Other (% OF ASSETS UNDER ADVISEMENT)

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 172538

Assets Under Management $1,946,452,896

No. Of Clients7

Clients Per Financial Advisor0

DUNES POINT CAPITAL, L.P. is a financial advisory firm situated in Rye, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 160561

Assets Under Management $1,193,023,816

No. Of Clients17

Clients Per Financial Advisor1

SFW CAPITAL PARTNERS is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 17 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 310191

Assets Under Management $605,689,792

No. Of Clients10

Clients Per Financial Advisor1

TWO SEAS CAPITAL LP is a financial advisory firm situated in Rye, New York. With a nearly $606M assets under management, the firm specializes in crafting personalized retirement planning solutions for 10 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 287784

Assets Under Management $346,244,102

No. Of Clients11

Clients Per Financial Advisor0

MERIDA CAPITAL HOLDINGS LLC is a financial advisory firm situated in Rye, New York. With a nearly $346M assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 305479

Assets Under Management $226,280,479

No. Of Clients1

Clients Per Financial Advisor0

OSPRAIE MANAGEMENT, LLC is a financial advisory firm situated in Rye, New York. With a nearly $226M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 299011

Assets Under Management $131,431,240

No. Of Clients7

Clients Per Financial Advisor0

NEW AGE ALPHA ADVISORS, LLC is a financial advisory firm situated in Rye, New York. With a nearly $131M assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 172638

Assets Under Management $49,000,000

No. Of Clients68

Clients Per Financial Advisor23

LOTUS INVESTMENT ADVISORS is a financial advisory firm situated in Rye, New York. With a nearly $49M assets under management, the firm specializes in crafting personalized retirement planning solutions for 68 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 317326

Assets Under Management $34,345,110

No. Of Clients22

Clients Per Financial Advisor22

HELIANTH INVESTMENT MANAGEMENT LLC is a financial advisory firm situated in Rye, New York. With a nearly $34M assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 324381

Assets Under Management $0

No. Of Clients0

Clients Per Financial Advisor0

PHOENIX MERCHANT PARTNERS, LP is a financial advisory firm situated in Rye, New York. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

Retirement Planners Near You

Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:

Looking for more choices? Use our free match service to compare retirement planners serving your area.

Frequently Asked Questions

Get Matched With Planners