Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Rye has 10 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 12 non-vetted advisors in your local area. These retirement advisors in Rye, New York have an average of 20 years of experience.
Kevin Myers
CAIA®, CFP®, EA, CFA®
Flynn Financial Partners
Qualifications
CRD# 2976015
Firm CRD# 6413
Series 7, 63, 65
Minimum Assets Required
$0
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based
Masa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth
Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Based on Assets
Charles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.
Fee-Only, Based on Assets
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Commissions, Flat Fee, Based on Assets
Christopher Badaracco
CFP®, EA
Rose Wealth Advisors
Qualifications
CRD# 7076172
Firm CRD# 7076172
Minimum Assets Required
$500,000
Not Specified.
Fee-Based, Hourly, Flat Fee, Based on Assets
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Based on Assets
HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®
Qualifications
CRD# 2063878
Firm CRD# 125838
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Frank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Flat Fee
Michael Klein
CFP®
Bleakley Financial Group
Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Flat Fee, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | GABELLI FUNDS, LLC One Corporate Center, Rye, NY, 10580-1422 | $19,308,129,966 | 47 | 58 | A Percentage of AUM, Performance Based |
2 | GAMCO ASSET MANAGEMENT INC. One Corporate Center, Rye, NY, 10580-1422 | $10,590,492,183 | 1750 | 101 | A Percentage of AUM, Fixed Fees, Performance Based, Other (ADMINISTRATIVE FEES) |
3 | APEXIUM FINANCIAL LP 411 Theodore Fremd Avenue, Suite 206s Rye, NY, 10280 | $2,457,249,414 | 2505 | 14 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (% OF ASSETS UNDER ADVISEMENT) |
4 | DUNES POINT CAPITAL, L.P. 411 Theodore Fremd Ave., Suite 125 Rye, NY, 10580 | $1,946,452,896 | 7 | 24 | A Percentage of AUM, Performance Based |
5 | SFW CAPITAL PARTNERS 22 Elm Place, Suite 300 Rye, NY, 10580 | $1,193,023,816 | 17 | 15 | A Percentage of AUM, Performance Based, Other (FEE INCOME FROM PORTFOLIO COMPANIES OF FUND) |
6 | TWO SEAS CAPITAL LP 32 Elm Place, 3rd Floor, Rye, NY, 10580 | $605,689,792 | 10 | 9 | A Percentage of AUM, Performance Based |
7 | MERIDA CAPITAL HOLDINGS LLC 670 Milton Road, Rye, NY, 10580 | $346,244,102 | 11 | 28 | A Percentage of AUM, Performance Based, Other (TRANSACTIONAL FEE INCOME AND ADVISORY FEES) |
8 | OSPRAIE MANAGEMENT, LLC 411 Theodore Fremd Ave, Suite 240 Rye, NY, 10580 | $226,280,479 | 1 | 15 | Performance Based |
9 | NEW AGE ALPHA ADVISORS, LLC 555 Theodore Fremd Avenue, Suite A-101 Rye, NY, 10580 | $131,431,240 | 7 | 28 | A Percentage of AUM, Performance Based |
10 | LOTUS INVESTMENT ADVISORS 80 Theodore Fremd Ave, Rye, NY, 10580-2891 | $49,000,000 | 68 | 3 | A Percentage of AUM |
11 | HELIANTH INVESTMENT MANAGEMENT LLC 222 Purchase St, #306 Rye, NY, 10580 | $34,345,110 | 22 | 1 | A Percentage of AUM, Hourly charges, Fixed Fees |
12 | PHOENIX MERCHANT PARTNERS, LP 555 Theodore Fremd Avenue Ste B304, Rye, NY, 10580 | $0 | 0 | 9 | A Percentage of AUM, Performance Based |
QualificationsFirm CRD# 104949
Assets Under Management $19,308,129,966
No. Of Clients47
Clients Per Financial Advisor1
GABELLI FUNDS, LLC is a financial advisory firm situated in Rye, New York. With a nearly $19B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47 clients. The team consists of 58 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 104950
Assets Under Management $10,590,492,183
No. Of Clients1750
Clients Per Financial Advisor17
GAMCO ASSET MANAGEMENT INC. is a financial advisory firm situated in Rye, New York. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1750 clients. The team consists of 101 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 283726
Assets Under Management $2,457,249,414
No. Of Clients2505
Clients Per Financial Advisor179
APEXIUM FINANCIAL LP is a financial advisory firm situated in Rye, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2505 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 172538
Assets Under Management $1,946,452,896
No. Of Clients7
Clients Per Financial Advisor0
DUNES POINT CAPITAL, L.P. is a financial advisory firm situated in Rye, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 160561
Assets Under Management $1,193,023,816
No. Of Clients17
Clients Per Financial Advisor1
SFW CAPITAL PARTNERS is a financial advisory firm situated in Rye, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 17 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 310191
Assets Under Management $605,689,792
No. Of Clients10
Clients Per Financial Advisor1
TWO SEAS CAPITAL LP is a financial advisory firm situated in Rye, New York. With a nearly $606M assets under management, the firm specializes in crafting personalized retirement planning solutions for 10 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 287784
Assets Under Management $346,244,102
No. Of Clients11
Clients Per Financial Advisor0
MERIDA CAPITAL HOLDINGS LLC is a financial advisory firm situated in Rye, New York. With a nearly $346M assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 305479
Assets Under Management $226,280,479
No. Of Clients1
Clients Per Financial Advisor0
OSPRAIE MANAGEMENT, LLC is a financial advisory firm situated in Rye, New York. With a nearly $226M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 299011
Assets Under Management $131,431,240
No. Of Clients7
Clients Per Financial Advisor0
NEW AGE ALPHA ADVISORS, LLC is a financial advisory firm situated in Rye, New York. With a nearly $131M assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 28 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 172638
Assets Under Management $49,000,000
No. Of Clients68
Clients Per Financial Advisor23
LOTUS INVESTMENT ADVISORS is a financial advisory firm situated in Rye, New York. With a nearly $49M assets under management, the firm specializes in crafting personalized retirement planning solutions for 68 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 317326
Assets Under Management $34,345,110
No. Of Clients22
Clients Per Financial Advisor22
HELIANTH INVESTMENT MANAGEMENT LLC is a financial advisory firm situated in Rye, New York. With a nearly $34M assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 324381
Assets Under Management $0
No. Of Clients0
Clients Per Financial Advisor0
PHOENIX MERCHANT PARTNERS, LP is a financial advisory firm situated in Rye, New York. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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