GAMCO ASSET MANAGEMENT INC.

One Corporate Center
Rye, New York 10580-1422
Tel: 914-921-5000

About GAMCO ASSET MANAGEMENT INC.

GAMCO ASSET MANAGEMENT INC, formally registered with the SEC as GAMCO ASSET MANAGEMENT INC. The firm was established in 09/05/1978. They have over 5 offices throughout the country.

GAMCO ASSET MANAGEMENT INC. is a Rye, New York based Financial Planning firm with nearly $10,377,380,683 assets under management, offering retirement planning & investment advisory services to 1651 clients. The firm is staffed with 105 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	104950
SEC#	801-14132
Assets Managed by Firm	$10,377,380,683
No. of Clients	1651
No. of Advisors	105

Fee Structure

A percentage of AUM
Fixed fees
Performance Based
Other (ADMINISTRATIVE FEES)

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	1651	$10,377,380,683
High net worth individuals	1377	$3,772,348,427
Pension and profit sharing plans	58	$897,363,838
Charitable organizations	144	$1,029,182,830
Corporations or other businesses	56	$260,631,566

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BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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