A.G.P / ALLIANCE GLOBAL PARTNERS

88 Post Road West
2nd Floor
Westport, Connecticut 06880
Tel: 800-727-7922

About A.G.P / ALLIANCE GLOBAL PARTNERS

AGP / ALLIANCE GLOBAL PARTNERS, formally registered with the SEC as AGP / ALLIANCE GLOBAL PARTNERS. The firm was established in 06/15/2009. They have over 18 offices throughout the country.

A.G.P / ALLIANCE GLOBAL PARTNERS is a Westport, Connecticut based Financial Planning firm with nearly $1,689,281,243 assets under management, offering retirement planning & investment advisory services to 5849 clients. The firm is staffed with 318 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	8361
SEC#	801-70276
Assets Managed by Firm	$1,689,281,243
No. of Clients	5849
No. of Advisors	318

Fee Structure

A percentage of AUM
Hourly charges
Other (SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	5849	$1,689,281,243
Individuals (other than high net worth individuals)	5468	$1,059,728,901
High net worth individuals	225	$532,156,151
Pension and profit sharing plans	36	$12,678,215
Charitable organizations	3	$622,553
Corporations or other businesses	116	$83,090,832

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AQR CAPITAL MANAGEMENT, LLC One Greenwich Plaza Suite 130, 3rd Floor Greenwich, CT, 06830	$132,541,536,421	294	573
HARTFORD INVESTMENT MANAGEMENT COMPANY One Hartford Plaza Hartford, CT, 06155	$110,207,824,026	170	296
VERITION FUND MANAGEMENT LLC One American Lane Greenwich, CT, 06831-9998	$107,251,821,000	4	524

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