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Find Retirement Advisors for Retirement Planning in Connecticut

While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:

1. Is it the right time to retire?

2. Will I be able to lead a decent lifestyle with my current savings?

3. How much money should I withdraw from my investments so that I have enough money left in my account?

4. How to handle my 401k rollover and IRA?

A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.

Among the top retirement financial planners in Connecticut, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.

Finding the Best Retirement Planners in Connecticut

Last Updated - April 24, 2025

Connecticut has 6 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 474 non-vetted advisors in your local area. These retirement advisors in Connecticut have an average of 19 years of experience.

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List of Qualified Retirement Planning Advisors in Connecticut

advisor
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Gerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning

Qualifications
CRD# 4469120
Firm CRD# 120894

Minimum Assets Required
$100,000

Advisory Services:

Not Specified

Compensation/Fee

Not Specified

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advisor
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Paul Schatz
Heritage Capital, LLC

Qualifications
CRD# 2241878

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management

Compensation/Fee

Hourly, Based on Assets

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advisor
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Omnica Wealth
CFP®

Qualifications
Firm CRD# 8032
Series 7, 63, 66

Minimum Assets Required
$50,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Based on Assets

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advisor

Qualifications
Firm CRD# 288239
Series 7, 66

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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advisor

Qualifications
Firm CRD# 6413
Series 6, 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Based on Assets

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advisor

Qualifications
CRD# 1037845
Firm CRD# 8733

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals

Compensation/Fee

Not Specified

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Top 15 Retirement Planning firms in Connecticut (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

72 Cummings Point Road,
Stamford, CT, 06902-7912
$172,101,281,944152872
A percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION)
2

One Nyala Farms Road,
Westport, CT, 06880
$171,751,270,4101331196
A percentage of AUM, Performance Based, Other (INVESTMENT ADVISORY SUPPORT SERVICES)
3

One Greenwich Plaza, Suite 130, 3rd Floor
Greenwich, CT, 06830
$132,541,536,421294573
A percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
4

One Hartford Plaza,
Hartford, CT, 06155
$110,207,824,026170296
A percentage of AUM, Fixed fees, Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6))
5

One American Lane,
Greenwich, CT, 06831-9998
$107,251,821,0004524
A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF COSTS)
6

One Corporate Drive,
Shelton, CT, 06484
$105,935,674,5423253
A percentage of AUM
7

One Financial Plaza, 755 Main Street
Hartford, CT, 06103
$100,423,245,789534270
A percentage of AUM, Hourly charges, Subscription fees, Fixed fees, Performance Based, Other (NEGOTIATED FEES)
8

74 Batterson Park Rd., Pond View Corporate Center
Farmington, CT, 06032
$95,235,028,580824112
A percentage of AUM, Fixed fees
9

400 Atlantic Street, Suite 1000
Stamford, CT, 06901
$90,193,021,028253182
A percentage of AUM, Fixed fees, Performance Based, Other (REAL ESTATE RELATED FEES)
10

308 Farmington Avenue, 3rd Floor
Farmington, CT, 06032
$74,598,201,884879
A percentage of AUM
11

600 Washington Boulevard, 11th Floor
Stamford, CT, 06901-6000
$64,496,929,63022275
A percentage of AUM, Performance Based
12

200 Elm Street,
Stamford, CT, 06902-3826
$63,586,929,00021355
A percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH)
13

One Financial Plaza, 26th Floor
Hartford, CT, 06103
$53,982,609,8391058
A percentage of AUM
14

20 Horseneck Lane,
Greenwich, CT, 06830-6327
$48,452,616,97339112
A percentage of AUM, Performance Based, Other (ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.)
15

9 Old Kings Highway South,
Darien, CT, 06820
$42,237,636,380116158
A percentage of AUM, Hourly charges, Fixed fees, Performance Based

Information on Top Retirement Planning firms in Connecticut

QualificationsFirm CRD# 283077

Assets Under Management $172,101,281,944

No. Of Clients15

Clients Per Financial Advisor0

POINT72 ASSET MANAGEMENT, L.P. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 2872 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (PERFORMANCE-BASED COMPENSATION)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 105129

Assets Under Management $171,751,270,410

No. Of Clients133

Clients Per Financial Advisor0

BRIDGEWATER ASSOCIATES, LP is a financial advisory firm situated in Westport, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 133 clients. The team consists of 1196 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (INVESTMENT ADVISORY SUPPORT SERVICES)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Publication of periodicals and newsletters
  • Education seminars/workshops
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QualificationsFirm CRD# 111883

Assets Under Management $132,541,536,421

No. Of Clients294

Clients Per Financial Advisor1

AQR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $133B assets under management, the firm specializes in crafting personalized retirement planning solutions for 294 clients. The team consists of 573 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)

Financial Planning Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other (MODEL PORTFOLIO RECOMMENDATIONS)
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QualificationsFirm CRD# 106699

Assets Under Management $110,207,824,026

No. Of Clients170

Clients Per Financial Advisor1

HARTFORD INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Hartford, Connecticut. With a nearly $110B assets under management, the firm specializes in crafting personalized retirement planning solutions for 170 clients. The team consists of 296 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Other (COST REIMBURSEMENT
  • AFFILIATE COMPENSATION (SEE PART 2A
  • ITEM 6))

Financial Planning Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
  • Selection for other advisors
  • Other (PORTFOLIO CONSULTING FOR UNIT INVESTMENT TRUSTS (NO NEW TRUSTS AFTER 2/29/24) - SEE PART 2A, ITEM 4.B)
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QualificationsFirm CRD# 156610

Assets Under Management $107,251,821,000

No. Of Clients4

Clients Per Financial Advisor0

VERITION FUND MANAGEMENT LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $107B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 524 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (REIMBURSEMENT OF COSTS)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 108897

Assets Under Management $105,935,674,542

No. Of Clients32

Clients Per Financial Advisor1

AST INVESTMENT SERVICES, INC. is a financial advisory firm situated in Shelton, Connecticut. With a nearly $106B assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 53 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for investment companies
  • Selection for other advisors
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QualificationsFirm CRD# 107423

Assets Under Management $100,423,245,789

No. Of Clients534

Clients Per Financial Advisor2

CONNING, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 534 clients. The team consists of 270 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Subscription fees
  • Fixed fees
  • Performance Based
  • Other (NEGOTIATED FEES)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Publication of periodicals and newsletters
  • Other (CONSULTING AND RESEARCH SERVICES)
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QualificationsFirm CRD# 105900

Assets Under Management $95,235,028,580

No. Of Clients824

Clients Per Financial Advisor7

NEW ENGLAND ASSET MANAGEMENT, INC. is a financial advisory firm situated in Farmington, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 824 clients. The team consists of 112 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Publication of periodicals and newsletters
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QualificationsFirm CRD# 113608

Assets Under Management $90,193,021,028

No. Of Clients253

Clients Per Financial Advisor1

AXA INVESTMENT MANAGERS US INC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $90B assets under management, the firm specializes in crafting personalized retirement planning solutions for 253 clients. The team consists of 182 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Performance Based
  • Other (REAL ESTATE RELATED FEES)

Financial Planning Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Other (INVESTMENT OF HOLDING COMPANY ASSETS; MODEL PORTFOLIOS)
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QualificationsFirm CRD# 312176

Assets Under Management $74,598,201,884

No. Of Clients8

Clients Per Financial Advisor0

SYMETRA INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Farmington, Connecticut. With a nearly $75B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 79 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
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QualificationsFirm CRD# 132272

Assets Under Management $64,496,929,630

No. Of Clients22

Clients Per Financial Advisor0

VIKING GLOBAL INVESTORS LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 275 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 159792

Assets Under Management $63,586,929,000

No. Of Clients21

Clients Per Financial Advisor0

TUDOR INVESTMENT CORPORATION is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 21 clients. The team consists of 355 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (EXPENSE PASS THROUGH)

Financial Planning Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
View Full Profile

QualificationsFirm CRD# 106982

Assets Under Management $53,982,609,839

No. Of Clients105

Clients Per Financial Advisor13

VIRTUS INVESTMENT ADVISERS, LLC is a financial advisory firm situated in Hartford, Connecticut. With a nearly $54B assets under management, the firm specializes in crafting personalized retirement planning solutions for 105 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for investment companies
  • Selection for other advisors
  • Other (AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.)
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QualificationsFirm CRD# 156521

Assets Under Management $48,452,616,973

No. Of Clients39

Clients Per Financial Advisor0

STONE POINT CAPITAL LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $48B assets under management, the firm specializes in crafting personalized retirement planning solutions for 39 clients. The team consists of 112 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (ADVISORY
  • MONITORING
  • AND CERTAIN OTHER RELATED FEES.)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 105981

Assets Under Management $42,237,636,380

No. Of Clients116

Clients Per Financial Advisor1

PORTFOLIO ADVISORS LLC is a financial advisory firm situated in Darien, Connecticut. With a nearly $42B assets under management, the firm specializes in crafting personalized retirement planning solutions for 116 clients. The team consists of 158 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Performance Based

Financial Planning Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
View Full Profile

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