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Find Retirement Advisors for Retirement Planning in Connecticut

While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:

1. Is it the right time to retire?

2. Will I be able to lead a decent lifestyle with my current savings?

3. How much money should I withdraw from my investments so that I have enough money left in my account?

4. How to handle my 401k rollover and IRA?

A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.

Among the top retirement financial planners in Connecticut, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.

Finding the Best Retirement Planners in Connecticut

Last Updated - May 14, 2025

Connecticut has 7 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 474 non-vetted advisors in your local area. These retirement advisors in Connecticut have an average of 21 years of experience.

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List of Qualified Retirement Planning Advisors in Connecticut

VERIFIED

Gerard Gruber
CFP^®, CDFA^®
Harbor West Wealth Management & Planning

Qualifications
CRD# 4469120
Firm CRD# 120894

Minimum Assets Required
$100,000

Address

830 Post Road East Suite 102,
Westport, CT 06880 See Details

Advisory Services:

Not Specified

Compensation/Fee

Not Specified

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VERIFIED

Charles Helme
BH Asset Management, LLC

Qualifications
CRD# 712007
Firm CRD# 152117
Series 65

Minimum Assets Required
$500,000

Address

777 W Putnam Ave. 3rd Floor,
Greenwich, CT 06830 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts

Compensation/Fee

Fee-Only, Based on Assets

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VERIFIED

Paul Schatz
Heritage Capital, LLC

Qualifications
CRD# 2241878

Minimum Assets Required
Not Specified

Address

1 Bradley Road,
Suite 202,
Woodbridge, CT 06525 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management

Compensation/Fee

Hourly, Based on Assets

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VERIFIED

Omnica Wealth
CFP^®

Qualifications
Firm CRD# 8032
Series 7, 63, 66

Minimum Assets Required
$50,000,000

Address

180 Glastonbury Blvd,
Suite 200,
Glastonbury, CT 06033 See Details

Advisory Services:

Compensation/Fee

Fee-Based, Based on Assets

Find An Advisor

VERIFIED

Procyon Partners, LLC

Qualifications
Firm CRD# 288239
Series 7, 66

Minimum Assets Required
Not Specified

Address

1 Corporate Drive,
Suite 225,
Shelton, CT 06484 See Details

Advisory Services:

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

Find An Advisor

VERIFIED

WealthWise Capital Management Gandolfini & Associates LLC

Qualifications
Firm CRD# 6413
Series 6, 7, 66

Minimum Assets Required
$250,000

Address

2189 Silas Deane Highway,
Suite 14,
Rocky Hill, CT 06067 See Details

Advisory Services:

Compensation/Fee

Fee-Based, Based on Assets

Find An Advisor

VERIFIED

Clarity Wealth Advisors

Qualifications
CRD# 1037845
Firm CRD# 8733

Minimum Assets Required
Not Specified

Address

710 Flintlock Rd,
Southport, CT 06890 See Details

Advisory Services:

Compensation/Fee

Not Specified

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Top 15 Retirement Planning firms in Connecticut (Ranked by AUM)

Rank	Firm Name	Assets Under Management	Total Clients	Total Advisors	Fee Structure
1	72 Cummings Point Road, Stamford, CT, 06902-7912	$172,101,281,944	15	2872	A percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION)
2	One Nyala Farms Road, Westport, CT, 06880	$171,751,270,410	133	1196	A percentage of AUM, Performance Based, Other (INVESTMENT ADVISORY SUPPORT SERVICES)
3	One Greenwich Plaza, Suite 130, 3rd Floor Greenwich, CT, 06830	$132,541,536,421	294	573	A percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
4	One Hartford Plaza, Hartford, CT, 06155	$110,207,824,026	170	296	A percentage of AUM, Fixed fees, Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6))
5	One American Lane, Greenwich, CT, 06831-9998	$107,251,821,000	4	524	A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF COSTS)
6	One Corporate Drive, Shelton, CT, 06484	$105,935,674,542	32	53	A percentage of AUM
7	One Financial Plaza, 755 Main Street Hartford, CT, 06103	$100,423,245,789	534	270	A percentage of AUM, Hourly charges, Subscription fees, Fixed fees, Performance Based, Other (NEGOTIATED FEES)
8	74 Batterson Park Rd., Pond View Corporate Center Farmington, CT, 06032	$95,235,028,580	824	112	A percentage of AUM, Fixed fees
9	400 Atlantic Street, Suite 1000 Stamford, CT, 06901	$90,193,021,028	253	182	A percentage of AUM, Fixed fees, Performance Based, Other (REAL ESTATE RELATED FEES)
10	308 Farmington Avenue, 3rd Floor Farmington, CT, 06032	$74,598,201,884	8	79	A percentage of AUM
11	600 Washington Boulevard, 11th Floor Stamford, CT, 06901-6000	$64,496,929,630	22	275	A percentage of AUM, Performance Based
12	200 Elm Street, Stamford, CT, 06902-3826	$63,586,929,000	21	355	A percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH)
13	One Financial Plaza, 26th Floor Hartford, CT, 06103	$53,982,609,839	105	8	A percentage of AUM
14	20 Horseneck Lane, Greenwich, CT, 06830-6327	$48,452,616,973	39	112	A percentage of AUM, Performance Based, Other (ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.)
15	9 Old Kings Highway South, Darien, CT, 06820	$42,237,636,380	116	158	A percentage of AUM, Hourly charges, Fixed fees, Performance Based

Information on Top Retirement Planning firms in Connecticut

POINT72 ASSET MANAGEMENT, L.P.

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QualificationsFirm CRD# 283077

Assets Under Management $172,101,281,944

No. Of Clients15

Clients Per Financial Advisor0

POINT72 ASSET MANAGEMENT, L.P. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 2872 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based
Other (PERFORMANCE-BASED COMPENSATION)

Financial Planning Services

Portfolio management for pooled investment vehicles

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BRIDGEWATER ASSOCIATES, LP

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QualificationsFirm CRD# 105129

Assets Under Management $171,751,270,410

No. Of Clients133

Clients Per Financial Advisor0

BRIDGEWATER ASSOCIATES, LP is a financial advisory firm situated in Westport, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 133 clients. The team consists of 1196 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based
Other (INVESTMENT ADVISORY SUPPORT SERVICES)

Financial Planning Services

Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters
Education seminars/workshops

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AQR CAPITAL MANAGEMENT, LLC

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QualificationsFirm CRD# 111883

Assets Under Management $132,541,536,421

No. Of Clients294

Clients Per Financial Advisor1

AQR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $133B assets under management, the firm specializes in crafting personalized retirement planning solutions for 294 clients. The team consists of 573 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based
Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)

Financial Planning Services

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Other (MODEL PORTFOLIO RECOMMENDATIONS)

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HARTFORD INVESTMENT MANAGEMENT COMPANY

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QualificationsFirm CRD# 106699

Assets Under Management $110,207,824,026

No. Of Clients170

Clients Per Financial Advisor1

HARTFORD INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Hartford, Connecticut. With a nearly $110B assets under management, the firm specializes in crafting personalized retirement planning solutions for 170 clients. The team consists of 296 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees
Other (COST REIMBURSEMENT
AFFILIATE COMPENSATION (SEE PART 2A
ITEM 6))

Financial Planning Services

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Other (PORTFOLIO CONSULTING FOR UNIT INVESTMENT TRUSTS (NO NEW TRUSTS AFTER 2/29/24) - SEE PART 2A, ITEM 4.B)

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VERITION FUND MANAGEMENT LLC

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QualificationsFirm CRD# 156610

Assets Under Management $107,251,821,000

No. Of Clients4

Clients Per Financial Advisor0

VERITION FUND MANAGEMENT LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $107B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 524 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based
Other (REIMBURSEMENT OF COSTS)

Financial Planning Services

Portfolio management for pooled investment vehicles

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AST INVESTMENT SERVICES, INC.

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QualificationsFirm CRD# 108897

Assets Under Management $105,935,674,542

No. Of Clients32

Clients Per Financial Advisor1

AST INVESTMENT SERVICES, INC. is a financial advisory firm situated in Shelton, Connecticut. With a nearly $106B assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 53 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM

Financial Planning Services

Portfolio management for investment companies
Selection for other advisors

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CONNING, INC.

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QualificationsFirm CRD# 107423

Assets Under Management $100,423,245,789

No. Of Clients534

Clients Per Financial Advisor2

CONNING, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 534 clients. The team consists of 270 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Subscription fees
Fixed fees
Performance Based
Other (NEGOTIATED FEES)

Financial Planning Services

Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters
Other (CONSULTING AND RESEARCH SERVICES)

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NEW ENGLAND ASSET MANAGEMENT, INC.

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QualificationsFirm CRD# 105900

Assets Under Management $95,235,028,580

No. Of Clients824

Clients Per Financial Advisor7

NEW ENGLAND ASSET MANAGEMENT, INC. is a financial advisory firm situated in Farmington, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 824 clients. The team consists of 112 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees

Financial Planning Services

Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters

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AXA INVESTMENT MANAGERS US INC

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QualificationsFirm CRD# 113608

Assets Under Management $90,193,021,028

No. Of Clients253

Clients Per Financial Advisor1

AXA INVESTMENT MANAGERS US INC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $90B assets under management, the firm specializes in crafting personalized retirement planning solutions for 253 clients. The team consists of 182 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees
Performance Based
Other (REAL ESTATE RELATED FEES)

Financial Planning Services

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Other (INVESTMENT OF HOLDING COMPANY ASSETS; MODEL PORTFOLIOS)

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SYMETRA INVESTMENT MANAGEMENT COMPANY

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QualificationsFirm CRD# 312176

Assets Under Management $74,598,201,884

No. Of Clients8

Clients Per Financial Advisor0

SYMETRA INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Farmington, Connecticut. With a nearly $75B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 79 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM

Financial Planning Services

Portfolio management for businesses or institutional clients
Selection for other advisors

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VIKING GLOBAL INVESTORS LP

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QualificationsFirm CRD# 132272

Assets Under Management $64,496,929,630

No. Of Clients22

Clients Per Financial Advisor0

VIKING GLOBAL INVESTORS LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 275 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based

Financial Planning Services

Portfolio management for pooled investment vehicles

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TUDOR INVESTMENT CORPORATION

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QualificationsFirm CRD# 159792

Assets Under Management $63,586,929,000

No. Of Clients21

Clients Per Financial Advisor0

TUDOR INVESTMENT CORPORATION is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 21 clients. The team consists of 355 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based
Other (EXPENSE PASS THROUGH)

Financial Planning Services

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

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VIRTUS INVESTMENT ADVISERS, LLC

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QualificationsFirm CRD# 106982

Assets Under Management $53,982,609,839

No. Of Clients105

Clients Per Financial Advisor13

VIRTUS INVESTMENT ADVISERS, LLC is a financial advisory firm situated in Hartford, Connecticut. With a nearly $54B assets under management, the firm specializes in crafting personalized retirement planning solutions for 105 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM

Financial Planning Services

Portfolio management for investment companies
Selection for other advisors
Other (AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.)

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STONE POINT CAPITAL LLC

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QualificationsFirm CRD# 156521

Assets Under Management $48,452,616,973

No. Of Clients39

Clients Per Financial Advisor0

STONE POINT CAPITAL LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $48B assets under management, the firm specializes in crafting personalized retirement planning solutions for 39 clients. The team consists of 112 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Performance Based
Other (ADVISORY
MONITORING
AND CERTAIN OTHER RELATED FEES.)

Financial Planning Services

Portfolio management for pooled investment vehicles

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PORTFOLIO ADVISORS LLC

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QualificationsFirm CRD# 105981

Assets Under Management $42,237,636,380

No. Of Clients116

Clients Per Financial Advisor1

PORTFOLIO ADVISORS LLC is a financial advisory firm situated in Darien, Connecticut. With a nearly $42B assets under management, the firm specializes in crafting personalized retirement planning solutions for 116 clients. The team consists of 158 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Performance Based

Financial Planning Services

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

View Full Profile

Retirement Planners Near You

Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:

Looking for more choices? Use our free match service to compare retirement planners serving your area.

Frequently Asked Questions

How much does it cost to retire in Connecticut?

How much you need to retire in Connecticut can vary significantly depending on factors like your lifestyle, income, and retirement goals. Generally, it's recommended to aim for a savings of 70-80% of your annual pre-retirement income to support your retirement. You can make use of WiserAdvisor's Retirement Calculator to know how much you should save for retirement. For more detailed guidance, read How Much Money Do You Need for a Comfortable Retirement?

What is the retirement age for Connecticut?

There is no defined retirement age for residents in Connecticut. However, Connecticut residents can retire earlier based on individual circumstances, financial goals, and readiness. They will not receive any official government benefits till they reach the official retirement age. It's important to continuously evaluate your level of retirement preparedness to ensure you retire with adequate funds. This ongoing assessment helps gauge how prepared you are. For more insights on ensuring you're on the right track, read Things to Keep in Mind When Checking Retirement Preparedness.

Are pensions taxed in Connecticut?

Yes, pensions are taxed in Connecticut. The state taxes most pension income, including distributions from 401(k) plans and IRAs, which could impact how you allocate your assets. When considering how pensions and Social Security affect your overall retirement strategy, it's important to understand how taxes might reduce your income. For a more detailed look at how this influences your asset allocation, read How Pensions and Social Security Affect Asset Allocation.

How much does a financial advisor cost in Connecticut?

The average cost or fee structure for financial advisors in Connecticut can vary depending on a variety of factors, such as the advisor's experience, the complexity of your financial situation, and the level of service you require. Some advisors can charge fee-only based on a percentage of assets under management, or a flat fee for specific services. Alternatively, some advisors use a combination of commissions and fees or solely earn commission by selling financial products. It's important to understand the fee structure of your financial advisor to ensure transparency and manage potential conflicts of interest. To learn more about financial advisor fees and the factors affecting them, explore the costs of hiring a financial advisor.

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