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Find Retirement Advisors for Retirement Planning in Connecticut
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in Connecticut, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Finding the Best Retirement Planners in Connecticut
Last Updated - October 7, 2024Connecticut has 9 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 482 non-vetted advisors in your local area. These retirement advisors in Connecticut have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in Connecticut
VERIFIEDGerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning
Qualifications
CRD# 4469120
Firm CRD# 120894
Minimum Assets Required
$100,000
Advisory Services:
Not Specified.
Compensation/Fee
Not Specified
VERIFIEDRobert Tubridy
MBA, CFP®, ChFC®
CT Financial Partners
Qualifications
CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDCharles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDPaul Schatz
Heritage Capital, LLC
Qualifications
CRD# 2241878
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Hourly, Based on Assets
VERIFIEDRobert Henderson
CFP®
Lansdowne Wealth Management, LLC
Qualifications
CRD# 5089860
Firm CRD# 155422
Series 63, 66
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management.
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDOmnica Wealth
CFP®
Qualifications
Firm CRD# 8032
Series 7, 63, 66
Minimum Assets Required
$50,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIED Qualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
Qualifications
Firm CRD# 6413
Series 6, 7, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIED Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Only, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Connecticut (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | BRIDGEWATER ASSOCIATES, LP One Nyala Farms Road, Westport, CT, 6880 | $196,833,823,871 | 143 | 1166 | A Percentage of AUM, Performance Based |
| 2 | POINT72 ASSET MANAGEMENT, L.P. 72 Cummings Point Road, Stamford, CT, 06902-7912 | $139,912,052,624 | 18 | 2311 | A Percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION) |
| 3 | AST INVESTMENT SERVICES, INC. One Corporate Drive, Shelton, CT, 6484 | $122,238,315,019 | 40 | 63 | A Percentage of AUM |
| 4 | AQR CAPITAL MANAGEMENT, LLC One Greenwich Plaza, Suite 130, 3rd Floor Greenwich, CT, 6830 | $119,996,796,135 | 279 | 566 | A Percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT) |
| 5 | HARTFORD INVESTMENT MANAGEMENT COMPANY One Hartford Plaza, Hartford, CT, 6155 | $110,827,884,619 | 182 | 290 | A Percentage of AUM, Fixed Fees, Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6)) |
| 6 | NEW ENGLAND ASSET MANAGEMENT, INC. 74 Batterson Park Rd., Pond View Corporate Center Farmington, CT, 6032 | $100,455,084,282 | 880 | 100 | A Percentage of AUM, Fixed Fees, Performance Based |
| 7 | CONNING, INC. One Financial Plaza, 755 Main Street Hartford, CT, 6103 | $94,819,205,056 | 542 | 270 | A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees, Performance Based, Other (NEGOTIATED FEES) |
| 8 | AXA INVESTMENT MANAGERS US INC 400 Atlantic Street, Suite 1000 Stamford, CT, 6901 | $87,774,028,517 | 246 | 174 | A Percentage of AUM, Fixed Fees, Performance Based, Other (REAL ESTATE RELATED FEES) |
| 9 | SYMETRA INVESTMENT MANAGEMENT COMPANY 308 Farmington Avenue, 3rd Floor Farmington, CT, 6032 | $68,176,048,738 | 8 | 69 | A Percentage of AUM |
| 10 | VIKING GLOBAL INVESTORS LP 600 Washington Boulevard, 11th Floor Stamford, CT, 06901-6000 | $52,146,667,949 | 20 | 287 | A Percentage of AUM, Performance Based |
| 11 | GE INVESTMENT MANAGEMENT 901 Main Avenue, The Towers At Merritt River Norwalk, CT, 6851 | $49,512,750,895 | 1 | 17 | Other (COST REIMBURSEMENT) |
| 12 | VIRTUS INVESTMENT ADVISERS, INC. One Financial Plaza, 26th Floor Hartford, CT, 6103 | $46,245,613,255 | 82 | 7 | A Percentage of AUM |
| 13 | STONE POINT CAPITAL LLC 20 Horseneck Lane, Greenwich, CT, 06830-6327 | $44,586,708,474 | 35 | 103 | A Percentage of AUM, Performance Based, Other (ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.) |
| 14 | TUDOR INVESTMENT CORPORATION 200 Elm Street, Stamford, CT, 06902-3826 | $44,534,718,000 | 23 | 324 | A Percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH) |
| 15 | VERITION FUND MANAGEMENT LLC One American Lane, Greenwich, CT, 06831-9998 | $43,630,335,052 | 7 | 279 | A Percentage of AUM, Performance Based, Other (REIMBURSEMENT OF COSTS) |
Information on Top Retirement Planning firms in Connecticut
QualificationsFirm CRD# 105129
Assets Under Management $196,833,823,871
No. Of Clients143
Clients Per Financial Advisor0
BRIDGEWATER ASSOCIATES, LP is a financial advisory firm situated in Westport, Connecticut. With a nearly $197B assets under management, the firm specializes in crafting personalized retirement planning solutions for 143 clients. The team consists of 1166 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 283077
Assets Under Management $139,912,052,624
No. Of Clients18
Clients Per Financial Advisor0
POINT72 ASSET MANAGEMENT, L.P. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $140B assets under management, the firm specializes in crafting personalized retirement planning solutions for 18 clients. The team consists of 2311 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (PERFORMANCE-BASED COMPENSATION)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 108897
Assets Under Management $122,238,315,019
No. Of Clients40
Clients Per Financial Advisor1
AST INVESTMENT SERVICES, INC. is a financial advisory firm situated in Shelton, Connecticut. With a nearly $122B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40 clients. The team consists of 63 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Investment
- Selection of Other Advisors
QualificationsFirm CRD# 111883
Assets Under Management $119,996,796,135
No. Of Clients279
Clients Per Financial Advisor0
AQR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $120B assets under management, the firm specializes in crafting personalized retirement planning solutions for 279 clients. The team consists of 566 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 106699
Assets Under Management $110,827,884,619
No. Of Clients182
Clients Per Financial Advisor1
HARTFORD INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Hartford, Connecticut. With a nearly $111B assets under management, the firm specializes in crafting personalized retirement planning solutions for 182 clients. The team consists of 290 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Other (COST REIMBURSEMENT
- AFFILIATE COMPENSATION (SEE PART 2A
- ITEM 6))
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 105900
Assets Under Management $100,455,084,282
No. Of Clients880
Clients Per Financial Advisor9
NEW ENGLAND ASSET MANAGEMENT, INC. is a financial advisory firm situated in Farmington, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 880 clients. The team consists of 100 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Publication of periodicals or Newsleters
QualificationsFirm CRD# 107423
Assets Under Management $94,819,205,056
No. Of Clients542
Clients Per Financial Advisor2
CONNING, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $95B assets under management, the firm specializes in crafting personalized retirement planning solutions for 542 clients. The team consists of 270 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Subscription Fees
- Fixed Fees
- Performance Based
- Other (NEGOTIATED FEES)
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Publication of periodicals or Newsleters
QualificationsFirm CRD# 113608
Assets Under Management $87,774,028,517
No. Of Clients246
Clients Per Financial Advisor1
AXA INVESTMENT MANAGERS US INC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $88B assets under management, the firm specializes in crafting personalized retirement planning solutions for 246 clients. The team consists of 174 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (REAL ESTATE RELATED FEES)
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 312176
Assets Under Management $68,176,048,738
No. Of Clients8
Clients Per Financial Advisor0
SYMETRA INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Farmington, Connecticut. With a nearly $68B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 69 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 132272
Assets Under Management $52,146,667,949
No. Of Clients20
Clients Per Financial Advisor0
VIKING GLOBAL INVESTORS LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $52B assets under management, the firm specializes in crafting personalized retirement planning solutions for 20 clients. The team consists of 287 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 323648
Assets Under Management $49,512,750,895
No. Of Clients1
Clients Per Financial Advisor0
GE INVESTMENT MANAGEMENT is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $50B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Other (COST REIMBURSEMENT)
Financial Planning Services
- Portfolio Management for pooled Investment
- Selection of Other Advisors
QualificationsFirm CRD# 106982
Assets Under Management $46,245,613,255
No. Of Clients82
Clients Per Financial Advisor12
VIRTUS INVESTMENT ADVISERS, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $46B assets under management, the firm specializes in crafting personalized retirement planning solutions for 82 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Selection of Other Advisors
QualificationsFirm CRD# 156521
Assets Under Management $44,586,708,474
No. Of Clients35
Clients Per Financial Advisor0
STONE POINT CAPITAL LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $45B assets under management, the firm specializes in crafting personalized retirement planning solutions for 35 clients. The team consists of 103 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (ADVISORY
- MONITORING
- AND CERTAIN OTHER RELATED FEES.)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 159792
Assets Under Management $44,534,718,000
No. Of Clients23
Clients Per Financial Advisor0
TUDOR INVESTMENT CORPORATION is a financial advisory firm situated in Stamford, Connecticut. With a nearly $45B assets under management, the firm specializes in crafting personalized retirement planning solutions for 23 clients. The team consists of 324 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (EXPENSE PASS THROUGH)
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 156610
Assets Under Management $43,630,335,052
No. Of Clients7
Clients Per Financial Advisor0
VERITION FUND MANAGEMENT LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $44B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 279 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (REIMBURSEMENT OF COSTS)
Financial Planning Services
- Portfolio Management for pooled Investment
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
- Retirement Planners in Farmington, Connecticut
- Retirement Planners in Glastonbury, Connecticut
- Retirement Planners in Greenwich, Connecticut
- Retirement Planners in Mystic, Connecticut
- Retirement Planners in Rocky Hill, Connecticut
- Retirement Planners in Shelton, Connecticut
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Looking for more choices? Use our free match service to compare retirement planners serving your area.