Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in Connecticut, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Connecticut has 6 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 474 non-vetted advisors in your local area. These retirement advisors in Connecticut have an average of 19 years of experience.
Gerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning
Qualifications
CRD# 4469120
Firm CRD# 120894
Minimum Assets Required
$100,000
Not Specified
Not Specified
Paul Schatz
Heritage Capital, LLC
Qualifications
CRD# 2241878
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Hourly, Based on Assets
Omnica Wealth
CFP®
Qualifications
Firm CRD# 8032
Series 7, 63, 66
Minimum Assets Required
$50,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based, Based on Assets
Qualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based, Flat Fee, Based on Assets
Qualifications
Firm CRD# 6413
Series 6, 7, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based, Based on Assets
Qualifications
CRD# 1037845
Firm CRD# 8733
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals
Not Specified
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | 72 Cummings Point Road, Stamford, CT, 06902-7912 | $172,101,281,944 | 15 | 2872 | A percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION) |
2 | One Nyala Farms Road, Westport, CT, 06880 | $171,751,270,410 | 133 | 1196 | A percentage of AUM, Performance Based, Other (INVESTMENT ADVISORY SUPPORT SERVICES) |
3 | One Greenwich Plaza, Suite 130, 3rd Floor Greenwich, CT, 06830 | $132,541,536,421 | 294 | 573 | A percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT) |
4 | One Hartford Plaza, Hartford, CT, 06155 | $110,207,824,026 | 170 | 296 | A percentage of AUM, Fixed fees, Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6)) |
5 | One American Lane, Greenwich, CT, 06831-9998 | $107,251,821,000 | 4 | 524 | A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF COSTS) |
6 | One Corporate Drive, Shelton, CT, 06484 | $105,935,674,542 | 32 | 53 | A percentage of AUM |
7 | One Financial Plaza, 755 Main Street Hartford, CT, 06103 | $100,423,245,789 | 534 | 270 | A percentage of AUM, Hourly charges, Subscription fees, Fixed fees, Performance Based, Other (NEGOTIATED FEES) |
8 | 74 Batterson Park Rd., Pond View Corporate Center Farmington, CT, 06032 | $95,235,028,580 | 824 | 112 | A percentage of AUM, Fixed fees |
9 | 400 Atlantic Street, Suite 1000 Stamford, CT, 06901 | $90,193,021,028 | 253 | 182 | A percentage of AUM, Fixed fees, Performance Based, Other (REAL ESTATE RELATED FEES) |
10 | 308 Farmington Avenue, 3rd Floor Farmington, CT, 06032 | $74,598,201,884 | 8 | 79 | A percentage of AUM |
11 | 600 Washington Boulevard, 11th Floor Stamford, CT, 06901-6000 | $64,496,929,630 | 22 | 275 | A percentage of AUM, Performance Based |
12 | 200 Elm Street, Stamford, CT, 06902-3826 | $63,586,929,000 | 21 | 355 | A percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH) |
13 | One Financial Plaza, 26th Floor Hartford, CT, 06103 | $53,982,609,839 | 105 | 8 | A percentage of AUM |
14 | 20 Horseneck Lane, Greenwich, CT, 06830-6327 | $48,452,616,973 | 39 | 112 | A percentage of AUM, Performance Based, Other (ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.) |
15 | 9 Old Kings Highway South, Darien, CT, 06820 | $42,237,636,380 | 116 | 158 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
QualificationsFirm CRD# 283077
Assets Under Management $172,101,281,944
No. Of Clients15
Clients Per Financial Advisor0
POINT72 ASSET MANAGEMENT, L.P. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 2872 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 105129
Assets Under Management $171,751,270,410
No. Of Clients133
Clients Per Financial Advisor0
BRIDGEWATER ASSOCIATES, LP is a financial advisory firm situated in Westport, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 133 clients. The team consists of 1196 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 111883
Assets Under Management $132,541,536,421
No. Of Clients294
Clients Per Financial Advisor1
AQR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $133B assets under management, the firm specializes in crafting personalized retirement planning solutions for 294 clients. The team consists of 573 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106699
Assets Under Management $110,207,824,026
No. Of Clients170
Clients Per Financial Advisor1
HARTFORD INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Hartford, Connecticut. With a nearly $110B assets under management, the firm specializes in crafting personalized retirement planning solutions for 170 clients. The team consists of 296 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 156610
Assets Under Management $107,251,821,000
No. Of Clients4
Clients Per Financial Advisor0
VERITION FUND MANAGEMENT LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $107B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 524 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 108897
Assets Under Management $105,935,674,542
No. Of Clients32
Clients Per Financial Advisor1
AST INVESTMENT SERVICES, INC. is a financial advisory firm situated in Shelton, Connecticut. With a nearly $106B assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 53 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 107423
Assets Under Management $100,423,245,789
No. Of Clients534
Clients Per Financial Advisor2
CONNING, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 534 clients. The team consists of 270 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 105900
Assets Under Management $95,235,028,580
No. Of Clients824
Clients Per Financial Advisor7
NEW ENGLAND ASSET MANAGEMENT, INC. is a financial advisory firm situated in Farmington, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 824 clients. The team consists of 112 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 113608
Assets Under Management $90,193,021,028
No. Of Clients253
Clients Per Financial Advisor1
AXA INVESTMENT MANAGERS US INC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $90B assets under management, the firm specializes in crafting personalized retirement planning solutions for 253 clients. The team consists of 182 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 312176
Assets Under Management $74,598,201,884
No. Of Clients8
Clients Per Financial Advisor0
SYMETRA INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Farmington, Connecticut. With a nearly $75B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 79 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 132272
Assets Under Management $64,496,929,630
No. Of Clients22
Clients Per Financial Advisor0
VIKING GLOBAL INVESTORS LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 275 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 159792
Assets Under Management $63,586,929,000
No. Of Clients21
Clients Per Financial Advisor0
TUDOR INVESTMENT CORPORATION is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 21 clients. The team consists of 355 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106982
Assets Under Management $53,982,609,839
No. Of Clients105
Clients Per Financial Advisor13
VIRTUS INVESTMENT ADVISERS, LLC is a financial advisory firm situated in Hartford, Connecticut. With a nearly $54B assets under management, the firm specializes in crafting personalized retirement planning solutions for 105 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 156521
Assets Under Management $48,452,616,973
No. Of Clients39
Clients Per Financial Advisor0
STONE POINT CAPITAL LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $48B assets under management, the firm specializes in crafting personalized retirement planning solutions for 39 clients. The team consists of 112 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 105981
Assets Under Management $42,237,636,380
No. Of Clients116
Clients Per Financial Advisor1
PORTFOLIO ADVISORS LLC is a financial advisory firm situated in Darien, Connecticut. With a nearly $42B assets under management, the firm specializes in crafting personalized retirement planning solutions for 116 clients. The team consists of 158 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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