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Find Retirement Advisors for Retirement Planning in Connecticut

While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:

1. Is it the right time to retire?

2. Will I be able to lead a decent lifestyle with my current savings?

3. How much money should I withdraw from my investments so that I have enough money left in my account?

4. How to handle my 401k rollover and IRA?

A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.

Among the top retirement financial planners in Connecticut, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.

Finding the Best Retirement Planners in Connecticut

Last Updated - February 26, 2024

Connecticut has 5 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 482 non-vetted advisors in your local area. These retirement advisors in Connecticut have an average of 20 years of experience.

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List of Qualified Retirement Planning Advisors in Connecticut

advisor-photo
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Robert Tubridy
MBA, CFP®, ChFC®
CT Financial Partners

Qualifications
CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

advisor-photo
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Charles Helme
BH Asset Management, LLC

Qualifications
CRD# 712007
Firm CRD# 152117
Series 65

Minimum Assets Required
$500,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo
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Paul Schatz
Heritage Capital, LLC

Qualifications
CRD# 2241878

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.

Compensation/Fee

Hourly, Based on Assets

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Robert Henderson
CFP®
Lansdowne Wealth Management, LLC

Qualifications
CRD# 5089860
Firm CRD# 155422
Series 63, 66

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management.

Compensation/Fee

Fee-Only, Hourly, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Cody St John
LPL Financial | Arrowhead Financial Group

Qualifications
CRD# 7128086
Firm CRD# 6413
Series 7, 66

Minimum Assets Required
Not Specified

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Only, Based on Assets

Top 15 Retirement Planning firms in Connecticut (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
BRIDGEWATER ASSOCIATES, LP
One Nyala Farms Road,
Westport, CT, 6880
$196,833,823,8711431166
A Percentage of AUM, Performance Based
2
POINT72 ASSET MANAGEMENT, L.P.
72 Cummings Point Road,
Stamford, CT, 06902-7912
$139,912,052,624182311
A Percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION)
3
AST INVESTMENT SERVICES, INC.
One Corporate Drive,
Shelton, CT, 6484
$122,238,315,0194063
A Percentage of AUM
4
AQR CAPITAL MANAGEMENT, LLC
One Greenwich Plaza, Suite 130, 3rd Floor
Greenwich, CT, 6830
$119,996,796,135279566
A Percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
5
HARTFORD INVESTMENT MANAGEMENT COMPANY
One Hartford Plaza,
Hartford, CT, 6155
$110,827,884,619182290
A Percentage of AUM, Fixed Fees, Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6))
6
NEW ENGLAND ASSET MANAGEMENT, INC.
74 Batterson Park Rd., Pond View Corporate Center
Farmington, CT, 6032
$100,455,084,282880100
A Percentage of AUM, Fixed Fees, Performance Based
7
CONNING, INC.
One Financial Plaza, 755 Main Street
Hartford, CT, 6103
$94,819,205,056542270
A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees, Performance Based, Other (NEGOTIATED FEES)
8
AXA INVESTMENT MANAGERS US INC
400 Atlantic Street, Suite 1000
Stamford, CT, 6901
$87,774,028,517246174
A Percentage of AUM, Fixed Fees, Performance Based, Other (REAL ESTATE RELATED FEES)
9
SYMETRA INVESTMENT MANAGEMENT COMPANY
308 Farmington Avenue, 3rd Floor
Farmington, CT, 6032
$68,176,048,738869
A Percentage of AUM
10
VIKING GLOBAL INVESTORS LP
600 Washington Boulevard, 11th Floor
Stamford, CT, 06901-6000
$52,146,667,94920287
A Percentage of AUM, Performance Based
11
GE INVESTMENT MANAGEMENT
901 Main Avenue, The Towers At Merritt River
Norwalk, CT, 6851
$49,512,750,895117
Other (COST REIMBURSEMENT)
12
VIRTUS INVESTMENT ADVISERS, INC.
One Financial Plaza, 26th Floor
Hartford, CT, 6103
$46,245,613,255827
A Percentage of AUM
13
STONE POINT CAPITAL LLC
20 Horseneck Lane,
Greenwich, CT, 06830-6327
$44,586,708,47435103
A Percentage of AUM, Performance Based, Other (ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.)
14
TUDOR INVESTMENT CORPORATION
200 Elm Street,
Stamford, CT, 06902-3826
$44,534,718,00023324
A Percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH)
15
VERITION FUND MANAGEMENT LLC
One American Lane,
Greenwich, CT, 06831-9998
$43,630,335,0527279
A Percentage of AUM, Performance Based, Other (REIMBURSEMENT OF COSTS)

Information on Top Retirement Planning firms in Connecticut

QualificationsFirm CRD# 105129

Assets Under Management $196,833,823,871

No. Of Clients143

Clients Per Financial Advisor0

BRIDGEWATER ASSOCIATES, LP is a financial advisory firm situated in Westport, Connecticut. With a nearly $197B assets under management, the firm specializes in crafting personalized retirement planning solutions for 143 clients. The team consists of 1166 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Publication of periodicals or Newsleters
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 283077

Assets Under Management $139,912,052,624

No. Of Clients18

Clients Per Financial Advisor0

POINT72 ASSET MANAGEMENT, L.P. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $140B assets under management, the firm specializes in crafting personalized retirement planning solutions for 18 clients. The team consists of 2311 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (PERFORMANCE-BASED COMPENSATION)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 108897

Assets Under Management $122,238,315,019

No. Of Clients40

Clients Per Financial Advisor1

AST INVESTMENT SERVICES, INC. is a financial advisory firm situated in Shelton, Connecticut. With a nearly $122B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40 clients. The team consists of 63 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Investment
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 111883

Assets Under Management $119,996,796,135

No. Of Clients279

Clients Per Financial Advisor0

AQR CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $120B assets under management, the firm specializes in crafting personalized retirement planning solutions for 279 clients. The team consists of 566 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 106699

Assets Under Management $110,827,884,619

No. Of Clients182

Clients Per Financial Advisor1

HARTFORD INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Hartford, Connecticut. With a nearly $111B assets under management, the firm specializes in crafting personalized retirement planning solutions for 182 clients. The team consists of 290 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (COST REIMBURSEMENT
  • AFFILIATE COMPENSATION (SEE PART 2A
  • ITEM 6))

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 105900

Assets Under Management $100,455,084,282

No. Of Clients880

Clients Per Financial Advisor9

NEW ENGLAND ASSET MANAGEMENT, INC. is a financial advisory firm situated in Farmington, Connecticut. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 880 clients. The team consists of 100 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 107423

Assets Under Management $94,819,205,056

No. Of Clients542

Clients Per Financial Advisor2

CONNING, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $95B assets under management, the firm specializes in crafting personalized retirement planning solutions for 542 clients. The team consists of 270 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Subscription Fees
  • Fixed Fees
  • Performance Based
  • Other (NEGOTIATED FEES)

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 113608

Assets Under Management $87,774,028,517

No. Of Clients246

Clients Per Financial Advisor1

AXA INVESTMENT MANAGERS US INC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $88B assets under management, the firm specializes in crafting personalized retirement planning solutions for 246 clients. The team consists of 174 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other (REAL ESTATE RELATED FEES)

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 312176

Assets Under Management $68,176,048,738

No. Of Clients8

Clients Per Financial Advisor0

SYMETRA INVESTMENT MANAGEMENT COMPANY is a financial advisory firm situated in Farmington, Connecticut. With a nearly $68B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 69 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 132272

Assets Under Management $52,146,667,949

No. Of Clients20

Clients Per Financial Advisor0

VIKING GLOBAL INVESTORS LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $52B assets under management, the firm specializes in crafting personalized retirement planning solutions for 20 clients. The team consists of 287 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 323648

Assets Under Management $49,512,750,895

No. Of Clients1

Clients Per Financial Advisor0

GE INVESTMENT MANAGEMENT is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $50B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Other (COST REIMBURSEMENT)

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 106982

Assets Under Management $46,245,613,255

No. Of Clients82

Clients Per Financial Advisor12

VIRTUS INVESTMENT ADVISERS, INC. is a financial advisory firm situated in Hartford, Connecticut. With a nearly $46B assets under management, the firm specializes in crafting personalized retirement planning solutions for 82 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 156521

Assets Under Management $44,586,708,474

No. Of Clients35

Clients Per Financial Advisor0

STONE POINT CAPITAL LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $45B assets under management, the firm specializes in crafting personalized retirement planning solutions for 35 clients. The team consists of 103 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (ADVISORY
  • MONITORING
  • AND CERTAIN OTHER RELATED FEES.)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 159792

Assets Under Management $44,534,718,000

No. Of Clients23

Clients Per Financial Advisor0

TUDOR INVESTMENT CORPORATION is a financial advisory firm situated in Stamford, Connecticut. With a nearly $45B assets under management, the firm specializes in crafting personalized retirement planning solutions for 23 clients. The team consists of 324 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (EXPENSE PASS THROUGH)

Financial Planning Services

  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 156610

Assets Under Management $43,630,335,052

No. Of Clients7

Clients Per Financial Advisor0

VERITION FUND MANAGEMENT LLC is a financial advisory firm situated in Greenwich, Connecticut. With a nearly $44B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 279 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (REIMBURSEMENT OF COSTS)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

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