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Find Retirement Advisors for Retirement Planning in Westport, Connecticut
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Westport, Connecticut
Last Updated - May 15, 2025Westport has 17 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 41 non-vetted advisors in your local area. These retirement advisors in Westport, Connecticut have an average of 21 years of experience.
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List of Qualified Retirement Planning Advisors in Westport, Connecticut
VERIFIEDGerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning
Qualifications
CRD# 4469120
Firm CRD# 120894
Minimum Assets Required
$100,000
Advisory Services:
Not Specified
Compensation/Fee
Not Specified
VERIFIEDQualifications
CRD# 1037845
Firm CRD# 8733
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals
Compensation/Fee
Not Specified
VERIFIEDQualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDCharles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDPaul Schatz
Heritage Capital, LLC
Qualifications
CRD# 2241878
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Compensation/Fee
Hourly, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Address
- 10 Bank Street,
Suite 1215,
White Plains, NY 10606 See Details - 1130 RXR Plaza,
Suite 1130,
Uniondale, NY 11556 See Details - 340 Madison Avenue,
New York, NY 10173 See Details - 900 South Avenue,
Suite 203,
Staten Island, NY 10314 See Details - 51 John F Kennedy Parkway,
Suite 270,
Short Hills, NJ 07078 See Details - 328 Newman Springs Road,
Suite 1,
Red Bank, NJ 07701 See Details
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDAnthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDDoug Frew
CFP®, ChFC®, AWMA®
BroadFront Capital Management
Qualifications
CRD# 6030529
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
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Top 15 Retirement Planning firms in Westport, Connecticut (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | One Nyala Farms Road, Westport, CT, 06880 | $171,751,270,410 | 133 | 1196 | A percentage of AUM, Performance Based, Other (INVESTMENT ADVISORY SUPPORT SERVICES) |
| 2 | 274 Riverside Avenue, 3rd Floor Westport, CT, 06880 | $12,667,511,156 | 26 | 213 | A percentage of AUM, Performance Based |
| 3 | 615 Riverside Avenue, Westport, CT, 06880-5910 | $10,954,239,406 | 13 | 37 | A percentage of AUM, Performance Based |
| 4 | 10 Wright Street, Westport, CT, 06880-3115 | $4,798,060,000 | 145 | 19 | A percentage of AUM, Performance Based |
| 5 | 518-B Riverside Avenue, 2nd Floor Westport, CT, 06880-0630 | $4,149,434,633 | 1537 | 8 | A percentage of AUM, Fixed fees |
| 6 | 54 Wilton Road, Westport, CT, 06880 | $4,053,787,867 | 12 | 64 | A percentage of AUM, Performance Based |
| 7 | 301 Riverside Avenue, 2nd Floor Westport, CT, 06880 | $3,816,981,000 | 1 | 42 | A percentage of AUM, Fixed fees, Performance Based |
| 8 | 54 Wilton Road, 1st Floor Westport, CT, 06880 | $2,814,677,305 | 4259 | 25 | A percentage of AUM, Fixed fees |
| 9 | 285 Riverside Avenue, Suite 200 Westport, CT, 06880 | $2,030,700,480 | 7 | 17 | A percentage of AUM, Performance Based, Other (DEBT CLOSING FEES) |
| 10 | 285 Riverside Ave, Suite 300 Westport, CT, 06880-4806 | $1,706,162,409 | 4 | 20 | A percentage of AUM, Performance Based, Other (MONITORING FEES, AND CERTAIN OTHER PORTFOLIO COMPANY FEES) |
| 11 | 88 Post Road West, 2nd Floor Westport, CT, 06880 | $1,689,281,243 | 5849 | 318 | A percentage of AUM, Hourly charges, Other (SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F) |
| 12 | 13 Riverside Avenue, Westport, CT, 06880 | $1,359,531,463 | 20 | 14 | A percentage of AUM |
| 13 | 575-B Riverside Avenue, Westport, CT, 06880 | $1,330,710,296 | 68 | 4 | A percentage of AUM, Fixed fees |
| 14 | 8 Wright Street, Floor 1 Westport, CT, 06880 | $951,083,043 | 4 | 3 | A percentage of AUM, Performance Based |
| 15 | 257 Riverside Avenue, 2nd Floor Westport, CT, 06880-4822 | $762,424,454 | 440 | 7 | A percentage of AUM, Hourly charges |
Information on Top Retirement Planning firms in Westport, Connecticut
QualificationsFirm CRD# 105129
Assets Under Management $171,751,270,410
No. Of Clients133
Clients Per Financial Advisor0
BRIDGEWATER ASSOCIATES, LP is a financial advisory firm situated in Westport, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 133 clients. The team consists of 1196 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (INVESTMENT ADVISORY SUPPORT SERVICES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Publication of periodicals and newsletters
- Education seminars/workshops
QualificationsFirm CRD# 157127
Assets Under Management $12,667,511,156
No. Of Clients26
Clients Per Financial Advisor0
LIME ROCK is a financial advisory firm situated in Westport, Connecticut. With a nearly $13B assets under management, the firm specializes in crafting personalized retirement planning solutions for 26 clients. The team consists of 213 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 134099
Assets Under Management $10,954,239,406
No. Of Clients13
Clients Per Financial Advisor0
FERMAT CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 13 clients. The team consists of 37 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 140799
Assets Under Management $4,798,060,000
No. Of Clients145
Clients Per Financial Advisor8
ENERGY INCOME PARTNERS is a financial advisory firm situated in Westport, Connecticut. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 145 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 110361
Assets Under Management $4,149,434,633
No. Of Clients1537
Clients Per Financial Advisor192
NORTHEAST FINANCIAL is a financial advisory firm situated in Westport, Connecticut. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1537 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection for other advisors
QualificationsFirm CRD# 285081
Assets Under Management $4,053,787,867
No. Of Clients12
Clients Per Financial Advisor0
GEMSPRING CAPITAL MANAGEMENT, LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 12 clients. The team consists of 64 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 168422
Assets Under Management $3,816,981,000
No. Of Clients1
Clients Per Financial Advisor0
COMPASS GROUP MANAGEMENT LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 42 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for businesses or institutional clients
- Other (PROVIDE AD HOC, NON-CONTINUOUS ADVISORY SERVICES FOR A FAMILY OFFICE CLIENT ON AN AS REQUESTED BASIS.)
QualificationsFirm CRD# 152569
Assets Under Management $2,814,677,305
No. Of Clients4259
Clients Per Financial Advisor170
COASTAL BRIDGE ADVISORS is a financial advisory firm situated in Westport, Connecticut. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4259 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 264789
Assets Under Management $2,030,700,480
No. Of Clients7
Clients Per Financial Advisor0
BALANCE POINT CAPITAL ADVISORS, LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (DEBT CLOSING FEES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 156946
Assets Under Management $1,706,162,409
No. Of Clients4
Clients Per Financial Advisor0
STERLING INVESTMENT PARTNERS ADVISERS, LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (MONITORING FEES
- AND CERTAIN OTHER PORTFOLIO COMPANY FEES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 8361
Assets Under Management $1,689,281,243
No. Of Clients5849
Clients Per Financial Advisor18
A.G.P / ALLIANCE GLOBAL PARTNERS is a financial advisory firm situated in Westport, Connecticut. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5849 clients. The team consists of 318 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Other (SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F)
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 321256
Assets Under Management $1,359,531,463
No. Of Clients20
Clients Per Financial Advisor1
NEOS INVESTMENTS is a financial advisory firm situated in Westport, Connecticut. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 20 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Other (SUB-ADVISORY SERVICES)
QualificationsFirm CRD# 157155
Assets Under Management $1,330,710,296
No. Of Clients68
Clients Per Financial Advisor17
DOCK STREET CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 68 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Other (AUCTION & LIQUIDATION SERVICES)
QualificationsFirm CRD# 170071
Assets Under Management $951,083,043
No. Of Clients4
Clients Per Financial Advisor1
CAS INVESTMENT PARTNERS, LLC is a financial advisory firm situated in Westport, Connecticut. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 111656
Assets Under Management $762,424,454
No. Of Clients440
Clients Per Financial Advisor63
CASTLEKEEP INVESTMENT ADVISORS is a financial advisory firm situated in Westport, Connecticut. With a nearly $762M assets under management, the firm specializes in crafting personalized retirement planning solutions for 440 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
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