HARTFORD INVESTMENT MANAGEMENT COMPANY

One Hartford Plaza
Hartford, Connecticut 06155
Tel: 860-297-6700

About HARTFORD INVESTMENT MANAGEMENT COMPANY

HARTFORD INVESTMENT MANAGEMENT COMPANY, formally registered with the SEC as HARTFORD INVESTMENT MANAGEMENT COMPANY. The firm was established in 12/31/1996. They have over 3 offices throughout the country.

HARTFORD INVESTMENT MANAGEMENT COMPANY is a Hartford, Connecticut based Financial Planning firm with nearly $110,207,824,026 assets under management, offering retirement planning & investment advisory services to 170 clients. The firm is staffed with 296 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106699
SEC#	801-53542
Assets Managed by Firm	$110,207,824,026
No. of Clients	170
No. of Advisors	296

Fee Structure

A percentage of AUM
Fixed fees
Other (COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6))

Advisory Services Provided

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Other (PORTFOLIO CONSULTING FOR UNIT INVESTMENT TRUSTS (NO NEW TRUSTS AFTER 2/29/24) - SEE PART 2A, ITEM 4.B)

Firm Client Information

	No. of Clients	AUM
Firm Total	170	$110,207,824,026
Pension and profit sharing plans	5	$3,963,544,693
Corporations or other businesses	5	$263,222,091

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