CLINTON INVESTMENT MANAGEMENT, LLC

333 Ludlow Street
South Tower, 8th Floor
Stamford, Connecticut 06902
Tel: (203) 276-6246

About CLINTON INVESTMENT MANAGEMENT, LLC

CLINTON INVESTMENT MANAGEMENT, LLC, formally registered with the SEC as CLINTON INVESTMENT MANAGEMENT, LLC. The firm was established in 06/26/2008. They have over 1 offices throughout the country.

CLINTON INVESTMENT MANAGEMENT, LLC is a Stamford, Connecticut based Financial Planning firm with nearly $2,847,926,755 assets under management, offering retirement planning & investment advisory services to 1402 clients. The firm is staffed with 14 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	143599
SEC#	801-69342
Assets Managed by Firm	$2,847,926,755
No. of Clients	1402
No. of Advisors	14

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	1402	$2,847,926,755
Individuals (other than high net worth individuals)	723	$400,781,922
High net worth individuals	627	$2,027,508,367
Corporations or other businesses	49	$270,871,351

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