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Find Retirement Advisors for Retirement Planning in Stamford, Connecticut
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Stamford, Connecticut
Last Updated - May 16, 2025Stamford has 16 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 109 non-vetted advisors in your local area. These retirement advisors in Stamford, Connecticut have an average of 18 years of experience.
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List of Qualified Retirement Planning Advisors in Stamford, Connecticut
VERIFIEDCharles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDGerard Gruber
CFP®, CDFA®
Harbor West Wealth Management & Planning
Qualifications
CRD# 4469120
Firm CRD# 120894
Minimum Assets Required
$100,000
Advisory Services:
Not Specified
Compensation/Fee
Not Specified
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Address
- 10 Bank Street,
Suite 1215,
White Plains, NY 10606 See Details - 1130 RXR Plaza,
Suite 1130,
Uniondale, NY 11556 See Details - 340 Madison Avenue,
New York, NY 10173 See Details - 900 South Avenue,
Suite 203,
Staten Island, NY 10314 See Details - 51 John F Kennedy Parkway,
Suite 270,
Short Hills, NJ 07078 See Details - 328 Newman Springs Road,
Suite 1,
Red Bank, NJ 07701 See Details
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDQualifications
CRD# 1037845
Firm CRD# 8733
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals
Compensation/Fee
Not Specified
VERIFIEDAnthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDDoug Frew
CFP®, ChFC®, AWMA®
BroadFront Capital Management
Qualifications
CRD# 6030529
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Stamford, Connecticut (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 72 Cummings Point Road, Stamford, CT, 06902-7912 | $172,101,281,944 | 15 | 2872 | A percentage of AUM, Performance Based, Other (PERFORMANCE-BASED COMPENSATION) |
| 2 | 400 Atlantic Street, Suite 1000 Stamford, CT, 06901 | $90,193,021,028 | 253 | 182 | A percentage of AUM, Fixed fees, Performance Based, Other (REAL ESTATE RELATED FEES) |
| 3 | 600 Washington Boulevard, 11th Floor Stamford, CT, 06901-6000 | $64,496,929,630 | 22 | 275 | A percentage of AUM, Performance Based |
| 4 | 200 Elm Street, Stamford, CT, 06902-3826 | $63,586,929,000 | 21 | 355 | A percentage of AUM, Performance Based, Other (EXPENSE PASS THROUGH) |
| 5 | 290 Harbor Drive, 3rd Floor Stamford, CT, 06902 | $31,123,848,888 | 7 | 241 | A percentage of AUM, Performance Based |
| 6 | 301 Tresser Boulevard, Suite 1310 Stamford, CT, 06901 | $23,947,382,353 | 87 | 33 | A percentage of AUM |
| 7 | 680 Washington Boulevard, Suite 500 Stamford, CT, 06901 | $21,151,642,194 | 5 | 90 | A percentage of AUM, Performance Based |
| 8 | 2 High Ridge Park, Stamford, CT, 06905 | $19,017,299,092 | 81 | 25 | A percentage of AUM |
| 9 | 333 Ludlow Street, South Tower, 5th Floor Stamford, CT, 06902 | $14,148,221,834 | 53 | 29 | A percentage of AUM, Performance Based |
| 10 | 1010 Washington Blvd, 6th Floor Stamford, CT, 06901 | $13,569,828,746 | 62 | 43 | A percentage of AUM, Performance Based |
| 11 | 100 First Stamford Place, Stamford, CT, 06902 | $12,599,503,777 | 6791 | 81 | A percentage of AUM, Performance Based, Other (ASSETS UNDER ADVISEMENT (FOR UMA)) |
| 12 | 2187 Atlantic Street, 9th Floor Stamford, CT, 06902 | $10,817,390,771 | 43 | 95 | A percentage of AUM, Performance Based |
| 13 | 100 First Stamford Place, 5th Floor Stamford, CT, 06902 | $9,436,934,450 | 76 | 38 | A percentage of AUM, Performance Based |
| 14 | One Station Place, Stamford, CT, 06902 | $8,867,067,430 | 242 | 42 | A percentage of AUM |
| 15 | 2200 Atlantic Street, Suite 200 Stamford, CT, 06902 | $8,610,405,100 | 9457 | 115 | A percentage of AUM, Fixed fees, Commission Based |
Information on Top Retirement Planning firms in Stamford, Connecticut
QualificationsFirm CRD# 283077
Assets Under Management $172,101,281,944
No. Of Clients15
Clients Per Financial Advisor0
POINT72 ASSET MANAGEMENT, L.P. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $172B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 2872 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (PERFORMANCE-BASED COMPENSATION)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 113608
Assets Under Management $90,193,021,028
No. Of Clients253
Clients Per Financial Advisor1
AXA INVESTMENT MANAGERS US INC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $90B assets under management, the firm specializes in crafting personalized retirement planning solutions for 253 clients. The team consists of 182 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (REAL ESTATE RELATED FEES)
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Other (INVESTMENT OF HOLDING COMPANY ASSETS; MODEL PORTFOLIOS)
QualificationsFirm CRD# 132272
Assets Under Management $64,496,929,630
No. Of Clients22
Clients Per Financial Advisor0
VIKING GLOBAL INVESTORS LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 275 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 159792
Assets Under Management $63,586,929,000
No. Of Clients21
Clients Per Financial Advisor0
TUDOR INVESTMENT CORPORATION is a financial advisory firm situated in Stamford, Connecticut. With a nearly $64B assets under management, the firm specializes in crafting personalized retirement planning solutions for 21 clients. The team consists of 355 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (EXPENSE PASS THROUGH)
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 155910
Assets Under Management $31,123,848,888
No. Of Clients7
Clients Per Financial Advisor0
HUDSON BAY CAPITAL MANAGEMENT LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $31B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 241 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 127447
Assets Under Management $23,947,382,353
No. Of Clients87
Clients Per Financial Advisor3
SUSTAINABLE GROWTH ADVISERS, LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $24B assets under management, the firm specializes in crafting personalized retirement planning solutions for 87 clients. The team consists of 33 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 153456
Assets Under Management $21,151,642,194
No. Of Clients5
Clients Per Financial Advisor0
AMG FUNDS LLC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $21B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 90 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 300463
Assets Under Management $19,017,299,092
No. Of Clients81
Clients Per Financial Advisor3
SPECTRUM ASSET MANAGEMENT, INC. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $19B assets under management, the firm specializes in crafting personalized retirement planning solutions for 81 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 160415
Assets Under Management $14,148,221,834
No. Of Clients53
Clients Per Financial Advisor2
HILDENE CAPITAL MANAGEMENT is a financial advisory firm situated in Stamford, Connecticut. With a nearly $14B assets under management, the firm specializes in crafting personalized retirement planning solutions for 53 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 153665
Assets Under Management $13,569,828,746
No. Of Clients62
Clients Per Financial Advisor1
ARGA INVESTMENT MANAGEMENT, LP is a financial advisory firm situated in Stamford, Connecticut. With a nearly $14B assets under management, the firm specializes in crafting personalized retirement planning solutions for 62 clients. The team consists of 43 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 144594
Assets Under Management $12,599,503,777
No. Of Clients6791
Clients Per Financial Advisor84
O'SHAUGHNESSY ASSET MANAGEMENT, LLC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $13B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6791 clients. The team consists of 81 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (ASSETS UNDER ADVISEMENT (FOR UMA))
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 154495
Assets Under Management $10,817,390,771
No. Of Clients43
Clients Per Financial Advisor0
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $11B assets under management, the firm specializes in crafting personalized retirement planning solutions for 43 clients. The team consists of 95 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 123826
Assets Under Management $9,436,934,450
No. Of Clients76
Clients Per Financial Advisor2
K2/D&S MANAGEMENT CO., L.L.C. is a financial advisory firm situated in Stamford, Connecticut. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 76 clients. The team consists of 38 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Other (FUNDS OF HEDGE FUND ADVISORY AND MANAGEMENT SERVICES)
QualificationsFirm CRD# 6857
Assets Under Management $8,867,067,430
No. Of Clients242
Clients Per Financial Advisor6
TWEEDY, BROWNE COMPANY LLC is a financial advisory firm situated in Stamford, Connecticut. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 242 clients. The team consists of 42 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 307771
Assets Under Management $8,610,405,100
No. Of Clients9457
Clients Per Financial Advisor82
NEW EDGE WEALTH is a financial advisory firm situated in Stamford, Connecticut. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9457 clients. The team consists of 115 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Commission Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
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