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Find Retirement Advisors for Retirement Planning in Santa Monica, California
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Santa Monica, California
Last Updated - April 13, 2024Santa Monica has 11 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 45 non-vetted advisors in your local area. These retirement advisors in Santa Monica, California have an average of 17 years of experience.
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List of Qualified Retirement Planning Advisors in Santa Monica, California
VERIFIEDAndrew Eddy
CFP®, CLU®, AIF®, ChFC®
Eddy Financial, LLC
Qualifications
CRD# 3000011
Firm CRD# 290208
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Not Specified
VERIFIEDDaniel Scott Johnson
CRPC®
Windfall Advisors
Qualifications
CRD# 5819978
Firm CRD# 309261
Series 7, 63, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDMichael Macauley
CFP®, CFA®
Signature Estate & Investment Advisors (SEIA)
Qualifications
CRD# 5714328
Firm CRD# 108163
Series 7, 63
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDMichael Cannone
Westmount Partners
Qualifications
CRD# 4857126
Firm CRD# 158857
Series 65
Minimum Assets Required
$3,000,000
Advisory Services:
Financial Planning, Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDAlano Massi
CFP®
Palm Capital Management
Qualifications
CRD# 6259423
Firm CRD# 151367
Series 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts.
Compensation/Fee
Fee-Only
VERIFIEDChristian Johnson
CFP®
California Financial Partners
Qualifications
CRD# 5925386
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Based
VERIFIEDMichael Lynch
Lynch Financial Advisors
Qualifications
CRD# 5062414
Firm CRD# 137094
Series 65
Minimum Assets Required
$0
Advisory Services:
Tax Advice and Services.
Compensation/Fee
Fee-Only, Flat Fee
VERIFIEDRoy Sherman
CFP®, CFA
Sherman Asset Management
Qualifications
CRD# 6312263
Firm CRD# 170861
Series 65
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDSimon Reeves
Pasadena Private Wealth
Qualifications
CRD# 2835991
Firm CRD# 295178
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
VERIFIEDNathan Wallace
Savvy Advisors Inc
Qualifications
CRD# 5646552
Firm CRD# 1111
Series 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Hourly, Based on Assets
Since 1998
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Top 15 Retirement Planning firms in Santa Monica, California (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC 100 Wilshire Blvd, Suite 500 Santa Monica, CA, 90401 | $198,110,444,376 | 245 | 549 | A Percentage of AUM, Fixed Fees, Performance Based, Other (CONSULTING) |
| 2 | WILSHIRE ADVISORS LLC 1299 Ocean Avenue Suite 600, Santa Monica, CA, 90401-1085 | $95,554,572,990 | 591801 | 273 | A Percentage of AUM, Fixed Fees, Performance Based, Other (FEE BASED ON NUMBER OF PLAN PARTICIPANTS; REVENUE SHARE) |
| 3 | CLEARLAKE CAPITAL GROUP, L.P. 233 Wilshire Blvd, Suite 800 Santa Monica, CA, 90401 | $59,637,618,310 | 81 | 100 | A Percentage of AUM, Performance Based |
| 4 | BEACH POINT CAPITAL MANAGEMENT LP 1620 26th Street, Suite 6000n Santa Monica, CA, 90404 | $15,908,250,014 | 72 | 148 | A Percentage of AUM, Performance Based |
| 5 | GLP CAPITAL PARTNERS, INC. 100 Wilshire Boulevard, Suite 1400, Santa Monica, CA, 90401-1113 | $8,252,786,218 | 11 | 100 | A Percentage of AUM, Performance Based |
| 6 | MAIN STREET ADVISORS 3110 Main Street, Suite 310 Santa Monica, CA, 90405 | $7,946,002,715 | 194 | 27 | A Percentage of AUM, Performance Based |
| 7 | ANGELES INVESTMENT ADVISORS 429 Santa Monica Blvd., Suite 650 Santa Monica, CA, 90401 | $6,205,814,983 | 61 | 33 | A Percentage of AUM, Fixed Fees, Performance Based |
| 8 | TENNENBAUM CAPITAL PARTNERS, LLC 2951 28th Street, Suite 1000 Santa Monica, CA, 90405 | $5,826,622,349 | 35 | 20 | A Percentage of AUM, Performance Based, Other (FUND ADMINSTRATION) |
| 9 | WRIGHT FUND MANAGEMENT, LLC 3420 Ocean Park Blvd., Ste 3060 Santa Monica, CA, 90405 | $5,567,179,039 | 6 | 8 | A Percentage of AUM |
| 10 | GLENDON CAPITAL MANAGEMENT L.P. 2425 Olympic Blvd., Suite 500e Santa Monica, CA, 90404-4070 | $4,446,651,750 | 4 | 19 | A Percentage of AUM, Performance Based |
| 11 | ANTHOS CAPITAL 201 Santa Monica Blvd, Suite 450 Santa Monica, CA, 90401 | $3,133,614,634 | 9 | 24 | A Percentage of AUM, Performance Based, Other (PERCENTAGE OF COMMITTED CAPITAL) |
| 12 | ABACUS WEALTH PARTNERS 429 Santa Monica Blvd., Suite 500 Santa Monica, CA, 90401 | $2,834,445,228 | 5553 | 71 | A Percentage of AUM, Fixed Fees, Performance Based |
| 13 | UPFRONT VENTURES 1314 7th Street, Suite 600, Santa Monica, CA, 90401 | $2,569,528,600 | 17 | 33 | A Percentage of AUM, Performance Based |
| 14 | GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 2716 Ocean Park Blvd #2020-2022, Santa Monica, CA, 90405 | $2,194,533,583 | 14394 | 46 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (THIRD-PARTY ADVISORY FEES) |
| 15 | CLOCKTOWER GROUP, L.P. 225 Santa Monica Blvd., 10th Floor Santa Monica, CA, 90401 | $2,042,844,992 | 28 | 30 | A Percentage of AUM, Fixed Fees, Performance Based |
Information on Top Retirement Planning firms in Santa Monica, California
QualificationsFirm CRD# 137432
Assets Under Management $198,110,444,376
No. Of Clients245
Clients Per Financial Advisor0
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC is a financial advisory firm situated in Santa Monica, California. With a nearly $198B assets under management, the firm specializes in crafting personalized retirement planning solutions for 245 clients. The team consists of 549 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (CONSULTING)
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 6210
Assets Under Management $95,554,572,990
No. Of Clients591801
Clients Per Financial Advisor2168
WILSHIRE ADVISORS LLC is a financial advisory firm situated in Santa Monica, California. With a nearly $100B assets under management, the firm specializes in crafting personalized retirement planning solutions for 591801 clients. The team consists of 273 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (FEE BASED ON NUMBER OF PLAN PARTICIPANTS; REVENUE SHARE)
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 157920
Assets Under Management $59,637,618,310
No. Of Clients81
Clients Per Financial Advisor1
CLEARLAKE CAPITAL GROUP, L.P. is a financial advisory firm situated in Santa Monica, California. With a nearly $60B assets under management, the firm specializes in crafting personalized retirement planning solutions for 81 clients. The team consists of 100 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 148885
Assets Under Management $15,908,250,014
No. Of Clients72
Clients Per Financial Advisor0
BEACH POINT CAPITAL MANAGEMENT LP is a financial advisory firm situated in Santa Monica, California. With a nearly $16B assets under management, the firm specializes in crafting personalized retirement planning solutions for 72 clients. The team consists of 148 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 304917
Assets Under Management $8,252,786,218
No. Of Clients11
Clients Per Financial Advisor0
GLP CAPITAL PARTNERS, INC. is a financial advisory firm situated in Santa Monica, California. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 100 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 305170
Assets Under Management $7,946,002,715
No. Of Clients194
Clients Per Financial Advisor7
MAIN STREET ADVISORS is a financial advisory firm situated in Santa Monica, California. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 194 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 110213
Assets Under Management $6,205,814,983
No. Of Clients61
Clients Per Financial Advisor2
ANGELES INVESTMENT ADVISORS is a financial advisory firm situated in Santa Monica, California. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 61 clients. The team consists of 33 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 113203
Assets Under Management $5,826,622,349
No. Of Clients35
Clients Per Financial Advisor2
TENNENBAUM CAPITAL PARTNERS, LLC is a financial advisory firm situated in Santa Monica, California. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 35 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (FUND ADMINSTRATION)
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 145634
Assets Under Management $5,567,179,039
No. Of Clients6
Clients Per Financial Advisor1
WRIGHT FUND MANAGEMENT, LLC is a financial advisory firm situated in Santa Monica, California. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Investment
QualificationsFirm CRD# 166119
Assets Under Management $4,446,651,750
No. Of Clients4
Clients Per Financial Advisor0
GLENDON CAPITAL MANAGEMENT L.P. is a financial advisory firm situated in Santa Monica, California. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 165980
Assets Under Management $3,133,614,634
No. Of Clients9
Clients Per Financial Advisor0
ANTHOS CAPITAL is a financial advisory firm situated in Santa Monica, California. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (PERCENTAGE OF COMMITTED CAPITAL)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 128590
Assets Under Management $2,834,445,228
No. Of Clients5553
Clients Per Financial Advisor78
ABACUS WEALTH PARTNERS is a financial advisory firm situated in Santa Monica, California. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5553 clients. The team consists of 71 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 175144
Assets Under Management $2,569,528,600
No. Of Clients17
Clients Per Financial Advisor1
UPFRONT VENTURES is a financial advisory firm situated in Santa Monica, California. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 17 clients. The team consists of 33 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 153649
Assets Under Management $2,194,533,583
No. Of Clients14394
Clients Per Financial Advisor313
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT is a financial advisory firm situated in Santa Monica, California. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14394 clients. The team consists of 46 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (THIRD-PARTY ADVISORY FEES)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 158142
Assets Under Management $2,042,844,992
No. Of Clients28
Clients Per Financial Advisor1
CLOCKTOWER GROUP, L.P. is a financial advisory firm situated in Santa Monica, California. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 28 clients. The team consists of 30 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
- Selection of Other Advisors
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