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Find Retirement Advisors for Retirement Planning in Santa Clara, California
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Santa Clara, California
Last Updated - April 13, 2024Santa Clara has 4 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 5 non-vetted advisors in your local area. These retirement advisors in Santa Clara, California have an average of 26 years of experience.
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List of Qualified Retirement Planning Advisors in Santa Clara, California
Advisory Services:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based
VERIFIEDKristie Cahill
CFP®, CEP®
Haven Wealth Management
Qualifications
CRD# 4439727
Firm CRD# 281213
Series 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDDavid Roggenkamp
ChFC®
Commonwealth Financial Network
Qualifications
CRD# 1934091
Firm CRD# 8032
Series 7, 63
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 5 Retirement Planning firms in Santa Clara, California (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | FINANCIAL ENGINES ADVISORS L.L.C. 3315 Scott Blvd, 4th Floor Santa Clara, CA, 95054 | $241,970,176,743 | 1594707 | 1514 | A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees, Other (SET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS) |
| 2 | GRASSI INVESTMENT MANAGEMENT, LLC 2350 Mission College Blvd., Suite 190, Santa Clara, CA, 95054 | $928,101,078 | 415 | 5 | A Percentage of AUM, Fixed Fees |
| 3 | NRI WEALTH MANAGEMENT, LLC 5201 Great America Pkwy, Suite 350, Santa Clara, CA, 95054 | $125,508,577 | 574 | 2 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 4 | ESG PLANNING 2005 De La Cruz Blvd #120, Santa Clara, CA, 95050 | $90,305,720 | 753 | 4 | A Percentage of AUM, Hourly charges |
| 5 | NEWE WEALTH MANAGEMENT LLC 4500 Great America Parkway, Santa Clara, CA, 95054 | $13,142 | 3 | 1 | A Percentage of AUM, Performance Based |
Information on Top Retirement Planning firms in Santa Clara, California
QualificationsFirm CRD# 104510
Assets Under Management $241,970,176,743
No. Of Clients1594707
Clients Per Financial Advisor1053
FINANCIAL ENGINES ADVISORS L.L.C. is a financial advisory firm situated in Santa Clara, California. With a nearly $242B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1594707 clients. The team consists of 1514 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Subscription Fees
- Fixed Fees
- Other (SET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 108690
Assets Under Management $928,101,078
No. Of Clients415
Clients Per Financial Advisor83
GRASSI INVESTMENT MANAGEMENT, LLC is a financial advisory firm situated in Santa Clara, California. With a nearly $928M assets under management, the firm specializes in crafting personalized retirement planning solutions for 415 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 162234
Assets Under Management $125,508,577
No. Of Clients574
Clients Per Financial Advisor287
NRI WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Santa Clara, California. With a nearly $126M assets under management, the firm specializes in crafting personalized retirement planning solutions for 574 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 309501
Assets Under Management $90,305,720
No. Of Clients753
Clients Per Financial Advisor188
ESG PLANNING is a financial advisory firm situated in Santa Clara, California. With a nearly $90M assets under management, the firm specializes in crafting personalized retirement planning solutions for 753 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 282048
Assets Under Management $13,142
No. Of Clients3
Clients Per Financial Advisor3
NEWE WEALTH MANAGEMENT LLC is a financial advisory firm situated in Santa Clara, California. With a nearly $13K assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
Retirement Planners Near You
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