Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Santa Clara has 6 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 5 non-vetted advisors in your local area. These retirement advisors in Santa Clara, California have an average of 23 years of experience.
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified
Fee-Only, Based on Assets
Hetal Saki
CFP®
AMC Wealth
Qualifications
CRD# 5403110
Firm CRD# 308157
Series 7 SIE
Minimum Assets Required
$0
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Fee-Only, Hourly, Based on Assets
Parker O'Sullivan
CRPS®
Farther Finance, LLC
Qualifications
CRD# 5923601
Firm CRD# 302050
Series 7, 63, 65
Minimum Assets Required
$0
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Fee-Only, Flat Fee, Based on Assets
The Peregrine Private Client Group of Oppenheimer & Co. Inc.
CFP®, CIMA®, AIF®
Qualifications
Firm CRD# 249
Series 7, 8, 63, 65, 66
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Fee-Based, Based on Assets
David Roggenkamp
ChFC®
Commonwealth Financial Network
Qualifications
CRD# 1934091
Firm CRD# 8032
Series 7, 63
Minimum Assets Required
Not Specified
Not Specified
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | 3315 Scott Blvd, 4th Floor Santa Clara, CA, 95054 | $241,970,176,743 | 1594707 | 1514 | A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees, Other (SET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS) |
2 | 2350 Mission College Blvd., Suite 190, Santa Clara, CA, 95054 | $928,101,078 | 415 | 5 | A Percentage of AUM, Fixed Fees |
3 | 5201 Great America Pkwy, Suite 350, Santa Clara, CA, 95054 | $125,508,577 | 574 | 2 | A Percentage of AUM, Hourly charges, Fixed Fees |
4 | 2005 De La Cruz Blvd #120, Santa Clara, CA, 95050 | $90,305,720 | 753 | 4 | A Percentage of AUM, Hourly charges |
5 | 4500 Great America Parkway, Santa Clara, CA, 95054 | $13,142 | 3 | 1 | A Percentage of AUM, Performance Based |
QualificationsFirm CRD# 104510
Assets Under Management $241,970,176,743
No. Of Clients1594707
Clients Per Financial Advisor1053
FINANCIAL ENGINES ADVISORS L.L.C. is a financial advisory firm situated in Santa Clara, California. With a nearly $242B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1594707 clients. The team consists of 1514 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 108690
Assets Under Management $928,101,078
No. Of Clients415
Clients Per Financial Advisor83
GRASSI INVESTMENT MANAGEMENT, LLC is a financial advisory firm situated in Santa Clara, California. With a nearly $928M assets under management, the firm specializes in crafting personalized retirement planning solutions for 415 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 162234
Assets Under Management $125,508,577
No. Of Clients574
Clients Per Financial Advisor287
NRI WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Santa Clara, California. With a nearly $126M assets under management, the firm specializes in crafting personalized retirement planning solutions for 574 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 309501
Assets Under Management $90,305,720
No. Of Clients753
Clients Per Financial Advisor188
ESG PLANNING is a financial advisory firm situated in Santa Clara, California. With a nearly $90M assets under management, the firm specializes in crafting personalized retirement planning solutions for 753 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 282048
Assets Under Management $13,142
No. Of Clients3
Clients Per Financial Advisor3
NEWE WEALTH MANAGEMENT LLC is a financial advisory firm situated in Santa Clara, California. With a nearly $13K assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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