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Fremont, CA 94555
408-420-2270
Your Journey, Your Story, Our Professional Guidance
About Saaga Wealth Planning,
At Saaga Wealth Planning, we believe every financial journey is personal. The word Saaga means journeyand that philosophy is at the heart of everything we do.
We help individuals and families navigate retirement, wealth management and lifes financial transitions with clarity and confidence. Through thoughtful planning and an ongoing partnership, we create personalized strategies aligned with your goals and the life you want to live.
See Disclosures
General Information
Firm Start Year
2026
No. of Employees
1
CRD#
5403110
Firm CRD#
341789
Name of Custodial Firm
Charles Schwab
Years of Experience in Financial Services
19
Number of Years with Current Firm
1
Work Experience
I have worked in the Financial Planning and Wealth Management industry since 2007. My work primarily consists of helping clients create and implement their comprehensive financial plan and structuring their investments in a manner that is aligned with their financial plan. I have worked with many clients in different phases of their financial journey and understand the complexities that clients may during these life transitions. I have always guided clients in making the right decisions and offered the right solutions based on what meets their best interests.
Work with the following types of clients
Individual Investors, Businesses
Foreign Languages Serviced
Hindi, Gujarati
Advisory Services Provided
Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning for Individuals, Retirement Planning
Services
Investment Types
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs)
Can meet clients in the following ways
Your Office, Phone, Video Conference, Our Offices
Compliance
Registered Investment Advisor
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, MBA
Securities Licenses
Series 7
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$300,000
Compensation Methods
Based on Assets, Hourly, Flat Fee
Fee % Based on Assets
.9%-.5%
Additional Details on Charges
I offer several service model options ranging from one-time consultation to retainer. Also, I offer both comprehensive and modular planning. Finally, I offer free comprehensive financial planning to my portfolio management clients, with whom I meet quarterly. My prices are negotiable and very competitive compared to current industry standards.
Minimum Fee Charged for Managed Accounts
.5%
Minimum Fee Charged for Hourly Planning Accounts
$150
Education
MBA - Finance
University of Santa Clara
08/2005 -07/2007
Disclosures
https://saagawealthplanning.com/disclosures
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1894165/retirementplanning-Saaga-Wealth-Planning,-detailed-disclosure.html