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Find Retirement Advisors for Retirement Planning in Carlsbad, California
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Carlsbad, California
Last Updated - April 25, 2025Carlsbad has 11 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 14 non-vetted advisors in your local area. These retirement advisors in Carlsbad, California have an average of 14 years of experience.
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List of Qualified Retirement Planning Advisors in Carlsbad, California
VERIFIEDSerena Kim
Prudential
Qualifications
CRD# 6379220
Firm CRD# 8733
Series 6, 7, 63, 65
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Financial Planning for Individuals, Financial Planning for Businesses
Compensation/Fee
Based on Assets
VERIFIEDRyan Gunn, CFP®
CEPA®, CFP®
Wealthcare Advisory Partners DBA Gunn Financial Associates
Qualifications
CRD# 5326196
Firm CRD# 171976
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDErick Conway
CFP®
Strong Valley Wealth & Pension
Qualifications
CRD# 5621699
Firm CRD# 284656
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDQualifications
Firm CRD# 144316
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDRobert Gloss
Prudential
Qualifications
CRD# 7132490
Firm CRD# 8733
Series 7, 55, 66
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDAndrew Chabot
MBA, CFP®
Rancho Wealth Management
Qualifications
CRD# 4622383
Firm CRD# 10205
Series 6, 7, 24, 26, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDJarret Rodriguez-Conklin
CIMA®, ChFC®
Homestead Wealth Management
Qualifications
CRD# 4977996
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Advice & Consulting, Investment Advice & Management
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
Since 1998
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Top 14 Retirement Planning firms in Carlsbad, California (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 5796 Armada Drive, Suite 110 Carlsbad, CA, 92008 | $16,949,000,000 | 45 | 1 | A percentage of AUM, Fixed fees |
| 2 | 6005 Hidden Valley Road, Suite 290 Carlsbad, CA, 92011 | $6,470,763,788 | 24090 | 78 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
| 3 | 1910 Palomar Point Way, Suite 200 Carlsbad, CA, 92008 | $3,584,334,392 | 32 | 9 | A percentage of AUM, Performance Based |
| 4 | 2792 Gateway Road, Carlsbad, CA, 92009 | $977,894,615 | 1002 | 17 | A percentage of AUM, Hourly charges, Fixed fees |
| 5 | 1917 Palomar Oaks Way, Suite 130 Carlsbad, CA, 92008 | $687,000,000 | 1612 | 7 | A percentage of AUM, Hourly charges, Fixed fees |
| 6 | 6154 Innovation Way, Carlsbad, CA, 92009 | $362,311,582 | 1170 | 5 | A percentage of AUM, Hourly charges, Fixed fees |
| 7 | 5780 Fleet St., Suite 308 Carlsbad, CA, 92008 | $208,516,000 | 210 | 5 | A percentage of AUM, Hourly charges, Fixed fees |
| 8 | 5927 Balfour Ct, Suite 207, Carlsbad, CA, 92008 | $204,392,308 | 730 | 4 | A percentage of AUM, Fixed fees |
| 9 | 2710 Loker Avenue West, Suite 230 Carlsbad, CA, 92010 | $164,442,897 | 462 | 2 | A percentage of AUM, Hourly charges, Fixed fees |
| 10 | 2888 Loker Avenue East, Suite 318 Carlsbad, CA, 92010 | $146,894,154 | 153 | 4 | A percentage of AUM |
| 11 | 703 Palomar Airport Road, Suite 240 Carlsbad, CA, 92011 | $124,400,796 | 387 | 4 | A percentage of AUM, Hourly charges |
| 12 | 2121 Palomar Airport Road, Suite 160 Carlsbad, CA, 92011 | $103,482,628 | 287 | 4 | A percentage of AUM, Hourly charges, Fixed fees |
| 13 | 2888 Loker Ave East, Suite 110 Carlsbad, CA, 92010 | $73,309,543 | 381 | 5 | A percentage of AUM, Hourly charges, Fixed fees |
| 14 | 5780 Fleet Street, Suite 308 Carlsbad, CA, 92008 | $0 | 0 | 5 | A percentage of AUM |
Information on Top Retirement Planning firms in Carlsbad, California
QualificationsFirm CRD# 323605
Assets Under Management $16,949,000,000
No. Of Clients45
Clients Per Financial Advisor45
MEKETA FIDUCIARY MANAGEMENT, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $17B assets under management, the firm specializes in crafting personalized retirement planning solutions for 45 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 164081
Assets Under Management $6,470,763,788
No. Of Clients24090
Clients Per Financial Advisor309
AXXCESS WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 24090 clients. The team consists of 78 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Performance Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 166722
Assets Under Management $3,584,334,392
No. Of Clients32
Clients Per Financial Advisor4
RESOURCE CAPITAL INVESTMENT CORPORATION is a financial advisory firm situated in Carlsbad, California. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 32 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 299589
Assets Under Management $977,894,615
No. Of Clients1002
Clients Per Financial Advisor59
INTELLIGENCE DRIVEN ADVISERS, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1002 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Education seminars/workshops
QualificationsFirm CRD# 282177
Assets Under Management $687,000,000
No. Of Clients1612
Clients Per Financial Advisor230
FINANCIAL FOCUS LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $687M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1612 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
QualificationsFirm CRD# 271039
Assets Under Management $362,311,582
No. Of Clients1170
Clients Per Financial Advisor234
SEASIDE WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Carlsbad, California. With a nearly $362M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1170 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
QualificationsFirm CRD# 116913
Assets Under Management $208,516,000
No. Of Clients210
Clients Per Financial Advisor42
ANCHOR BAY CAPITAL, INC. is a financial advisory firm situated in Carlsbad, California. With a nearly $209M assets under management, the firm specializes in crafting personalized retirement planning solutions for 210 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
QualificationsFirm CRD# 146587
Assets Under Management $204,392,308
No. Of Clients730
Clients Per Financial Advisor183
CARLSBAD WEALTH ADVISORY GROUP, INC. is a financial advisory firm situated in Carlsbad, California. With a nearly $204M assets under management, the firm specializes in crafting personalized retirement planning solutions for 730 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 147537
Assets Under Management $164,442,897
No. Of Clients462
Clients Per Financial Advisor231
FRANK FINANCIAL ADVISORS is a financial advisory firm situated in Carlsbad, California. With a nearly $164M assets under management, the firm specializes in crafting personalized retirement planning solutions for 462 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 110516
Assets Under Management $146,894,154
No. Of Clients153
Clients Per Financial Advisor38
MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION is a financial advisory firm situated in Carlsbad, California. With a nearly $147M assets under management, the firm specializes in crafting personalized retirement planning solutions for 153 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 311162
Assets Under Management $124,400,796
No. Of Clients387
Clients Per Financial Advisor97
FONTE FINANCIAL ADVISORS is a financial advisory firm situated in Carlsbad, California. With a nearly $124M assets under management, the firm specializes in crafting personalized retirement planning solutions for 387 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 147297
Assets Under Management $103,482,628
No. Of Clients287
Clients Per Financial Advisor72
VISTICA WEALTH ADVISORS, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $103M assets under management, the firm specializes in crafting personalized retirement planning solutions for 287 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 289985
Assets Under Management $73,309,543
No. Of Clients381
Clients Per Financial Advisor76
DBA SEASIDE FINANCIAL & INSURANCE SERVICES is a financial advisory firm situated in Carlsbad, California. With a nearly $73M assets under management, the firm specializes in crafting personalized retirement planning solutions for 381 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Education seminars/workshops
QualificationsFirm CRD# 327418
Assets Under Management $0
No. Of Clients0
Clients Per Financial Advisor0
ANCHOR BAY PRIVATE WEALTH LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
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