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Find Retirement Advisors for Retirement Planning in Carlsbad, California
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Carlsbad, California
Last Updated - April 19, 2024Carlsbad has 6 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 15 non-vetted advisors in your local area. These retirement advisors in Carlsbad, California have an average of 19 years of experience.
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List of Qualified Retirement Planning Advisors in Carlsbad, California
VERIFIEDAleksandar Raskovic
WestPac Wealth Partners
Qualifications
CRD# 6995589
Firm CRD# 46173
Series 7, 66
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIED Qualifications
Firm CRD# 144316
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDErick Conway
CFP®
von Berge Wealth Mgt Group
Qualifications
CRD# 5621699
Firm CRD# 313332
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDSimon Reeves
Pasadena Private Wealth
Qualifications
CRD# 2835991
Firm CRD# 295178
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
VERIFIEDMichael Lynch
Lynch Financial Advisors
Qualifications
CRD# 5062414
Firm CRD# 137094
Series 65
Minimum Assets Required
$0
Advisory Services:
Tax Advice and Services.
Compensation/Fee
Fee-Only, Flat Fee
VERIFIEDAndrew Chabot
MBA, CFP®
Rancho Wealth Management
Qualifications
CRD# 4622383
Firm CRD# 10205
Series 6, 7, 24, 26, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Carlsbad, California (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | MEKETA FIDUCIARY MANAGEMENT, LLC 5796 Armada Drive, Suite 110 Carlsbad, CA, 92008 | $16,400,000,000 | 44 | 1 | A Percentage of AUM, Fixed Fees |
| 2 | RESOURCE CAPITAL INVESTMENT CORPORATION 1910 Palomar Point Way, Suite 200 Carlsbad, CA, 92008 | $3,540,953,778 | 41 | 9 | A Percentage of AUM, Performance Based |
| 3 | AXXCESS WEALTH MANAGEMENT, LLC 6005 Hidden Valley Road, Suite 290 Carlsbad, CA, 92011 | $3,399,618,044 | 9690 | 82 | A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based |
| 4 | INTELLIGENCE DRIVEN ADVISERS, LLC 2792 Gateway Road, Carlsbad, CA, 92009 | $808,750,362 | 1009 | 21 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 5 | FINANCIAL FOCUS LLC 1917 Palomar Oaks Way, Suite 130 Carlsbad, CA, 92008 | $487,143,468 | 1529 | 8 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 6 | TAMARACK ADVISERS, LP 5050 Avenida Encinas,, Suite 360 Carlsbad, CA, 92008 | $316,987,067 | 3 | 5 | A Percentage of AUM, Performance Based |
| 7 | SEASIDE WEALTH MANAGEMENT, INC. 6154 Innovation Way, Carlsbad, CA, 92009 | $223,846,230 | 905 | 5 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 8 | CARLSBAD WEALTH ADVISORY GROUP, INC. 5927 Balfour Ct, Suite 207, Carlsbad, CA, 92008 | $202,449,882 | 742 | 3 | A Percentage of AUM, Fixed Fees |
| 9 | ANCHOR BAY CAPITAL, INC. 5780 Fleet St., Suite 308 Carlsbad, CA, 92008 | $182,210,000 | 200 | 5 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 10 | FRANK FINANCIAL ADVISORS 2710 Loker Avenue West, Suite 230 Carlsbad, CA, 92010 | $134,767,409 | 474 | 2 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 11 | MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION 2888 Loker Avenue East, Suite 318 Carlsbad, CA, 92010 | $131,204,250 | 158 | 4 | A Percentage of AUM |
| 12 | VISTICA WEALTH ADVISORS, LLC 2121 Palomar Airport Road, Suite 160 Carlsbad, CA, 92011 | $118,480,816 | 247 | 3 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 13 | DBA SEASIDE FINANCIAL & INSURANCE SERVICES 2888 Loker Ave East, Suite 110 Carlsbad, CA, 92010 | $117,386,272 | 780 | 6 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 14 | FONTE FINANCIAL ADVISORS 703 Palomar Airport Road, Suite 240 Carlsbad, CA, 92011 | $107,503,805 | 357 | 5 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 15 | ANCHOR BAY PRIVATE WEALTH LLC 5780 Fleet Street, Suite 308 Carlsbad, CA, 92008 | $0 | 0 | 5 | A Percentage of AUM |
Information on Top Retirement Planning firms in Carlsbad, California
QualificationsFirm CRD# 323605
Assets Under Management $16,400,000,000
No. Of Clients44
Clients Per Financial Advisor44
MEKETA FIDUCIARY MANAGEMENT, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $16B assets under management, the firm specializes in crafting personalized retirement planning solutions for 44 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 166722
Assets Under Management $3,540,953,778
No. Of Clients41
Clients Per Financial Advisor5
RESOURCE CAPITAL INVESTMENT CORPORATION is a financial advisory firm situated in Carlsbad, California. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 41 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 164081
Assets Under Management $3,399,618,044
No. Of Clients9690
Clients Per Financial Advisor118
AXXCESS WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9690 clients. The team consists of 82 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Performance Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 299589
Assets Under Management $808,750,362
No. Of Clients1009
Clients Per Financial Advisor48
INTELLIGENCE DRIVEN ADVISERS, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $809M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1009 clients. The team consists of 21 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Educational Seminars/ Workshops
QualificationsFirm CRD# 282177
Assets Under Management $487,143,468
No. Of Clients1529
Clients Per Financial Advisor191
FINANCIAL FOCUS LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $487M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1529 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 282970
Assets Under Management $316,987,067
No. Of Clients3
Clients Per Financial Advisor1
TAMARACK ADVISERS, LP is a financial advisory firm situated in Carlsbad, California. With a nearly $317M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 271039
Assets Under Management $223,846,230
No. Of Clients905
Clients Per Financial Advisor181
SEASIDE WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Carlsbad, California. With a nearly $224M assets under management, the firm specializes in crafting personalized retirement planning solutions for 905 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 146587
Assets Under Management $202,449,882
No. Of Clients742
Clients Per Financial Advisor247
CARLSBAD WEALTH ADVISORY GROUP, INC. is a financial advisory firm situated in Carlsbad, California. With a nearly $202M assets under management, the firm specializes in crafting personalized retirement planning solutions for 742 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 116913
Assets Under Management $182,210,000
No. Of Clients200
Clients Per Financial Advisor40
ANCHOR BAY CAPITAL, INC. is a financial advisory firm situated in Carlsbad, California. With a nearly $182M assets under management, the firm specializes in crafting personalized retirement planning solutions for 200 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 147537
Assets Under Management $134,767,409
No. Of Clients474
Clients Per Financial Advisor237
FRANK FINANCIAL ADVISORS is a financial advisory firm situated in Carlsbad, California. With a nearly $135M assets under management, the firm specializes in crafting personalized retirement planning solutions for 474 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 110516
Assets Under Management $131,204,250
No. Of Clients158
Clients Per Financial Advisor40
MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION is a financial advisory firm situated in Carlsbad, California. With a nearly $131M assets under management, the firm specializes in crafting personalized retirement planning solutions for 158 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 147297
Assets Under Management $118,480,816
No. Of Clients247
Clients Per Financial Advisor82
VISTICA WEALTH ADVISORS, LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $118M assets under management, the firm specializes in crafting personalized retirement planning solutions for 247 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 289985
Assets Under Management $117,386,272
No. Of Clients780
Clients Per Financial Advisor130
DBA SEASIDE FINANCIAL & INSURANCE SERVICES is a financial advisory firm situated in Carlsbad, California. With a nearly $117M assets under management, the firm specializes in crafting personalized retirement planning solutions for 780 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Educational Seminars/ Workshops
QualificationsFirm CRD# 311162
Assets Under Management $107,503,805
No. Of Clients357
Clients Per Financial Advisor71
FONTE FINANCIAL ADVISORS is a financial advisory firm situated in Carlsbad, California. With a nearly $108M assets under management, the firm specializes in crafting personalized retirement planning solutions for 357 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 327418
Assets Under Management $0
No. Of Clients0
Clients Per Financial Advisor0
ANCHOR BAY PRIVATE WEALTH LLC is a financial advisory firm situated in Carlsbad, California. With a nearly $0 assets under management, the firm specializes in crafting personalized retirement planning solutions for 0 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
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