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Find Retirement Advisors for Retirement Planning in Alabama
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in Alabama, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Finding the Best Retirement Planners in Alabama
Last Updated - July 3, 2025Alabama has 4 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 84 non-vetted advisors in your local area. These retirement advisors in Alabama have an average of 37 years of experience.
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List of Qualified Retirement Planning Advisors in Alabama
VERIFIEDDiversified, LLC
CEPA®, CFP®
Qualifications
Firm CRD# 331709
Series 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDQualifications
Firm CRD# 309351
Series 63
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Alabama (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 2545 Highland Avenue South, Suite 200 Birmingham, AL, 35205 | $23,574,716,836 | 61 | 19 | A percentage of AUM, Fixed fees |
| 2 | 1900 5th Avenue North, Sixth Floor Birmingham, AL, 35203-2618 | $16,990,335,269 | 2 | 29 | A percentage of AUM |
| 3 | 600 University Park Place, Suite 501 Birmingham, AL, 35209 | $14,539,829,905 | 22135 | 261 | A percentage of AUM, Hourly charges, Fixed fees |
| 4 | 2100 Third Avenue North, Ste 600, Birmingham, AL, 35203 | $8,110,107,935 | 50 | 167 | A percentage of AUM, Performance Based |
| 5 | Three Protective Center, 2801 Highway 280 South, Ste 300 Birmingham, AL, 35223 | $7,878,130,018 | 367 | 42 | A percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT) |
| 6 | 2005 Stonegate Trail, Suite # 101 Birmingham, AL, 35242 | $5,670,936,072 | 2768 | 14 | A percentage of AUM, Fixed fees |
| 7 | 314 Magnolia Avenue, Fairhope, AL, 36532 | $5,285,077,689 | 7056 | 24 | A percentage of AUM, Fixed fees |
| 8 | 31 Inverness Center Parkway, Suite 200 Birmingham, AL, 35242 | $5,188,760,000 | 13 | 161 | A percentage of AUM, Performance Based |
| 9 | 2 Perimeter Park South, Suite 500 West Birmingham, AL, 35243 | $4,515,278,523 | 14988 | 233 | A percentage of AUM, Hourly charges, Fixed fees |
| 10 | 2801 Highway 280 South, Birmingham, AL, 35223 | $4,373,015,542 | 20957 | 885 | A percentage of AUM, Hourly charges, Fixed fees, Commission Based |
| 11 | 1400 Urban Center Drive, Suite 475 Vestavia Hills, AL, 35242-2245 | $3,859,253,984 | 17871 | 195 | A percentage of AUM, Hourly charges, Fixed fees |
| 12 | 3940 Montclair Rd, Fifth Floor Birmingham, AL, 35213 | $3,212,010,865 | 4185 | 25 | A percentage of AUM, Hourly charges, Fixed fees |
| 13 | 820 Shades Creek Parkway, Suite 3200 Birmingham, AL, 35209 | $2,984,634,800 | 395 | 12 | A percentage of AUM, Hourly charges, Fixed fees |
| 14 | 100 Church Street, Suite 500 Huntsville, AL, 35801 | $2,940,456,131 | 5548 | 83 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
| 15 | 3500 Colonnade Parkway, Suite 150 Birmingham, AL, 35243 | $2,694,361,660 | 8119 | 59 | A percentage of AUM, Hourly charges, Fixed fees |
Information on Top Retirement Planning firms in Alabama
QualificationsFirm CRD# 104948
Assets Under Management $23,574,716,836
No. Of Clients61
Clients Per Financial Advisor3
HIGHLAND ASSOCIATES INC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $24B assets under management, the firm specializes in crafting personalized retirement planning solutions for 61 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 111715
Assets Under Management $16,990,335,269
No. Of Clients2
Clients Per Financial Advisor0
REGIONS INVESTMENT MANAGEMENT, INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $17B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 115332
Assets Under Management $14,539,829,905
No. Of Clients22135
Clients Per Financial Advisor85
WAVERLY ADVISORS, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $15B assets under management, the firm specializes in crafting personalized retirement planning solutions for 22135 clients. The team consists of 261 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 110577
Assets Under Management $8,110,107,935
No. Of Clients50
Clients Per Financial Advisor0
HARBERT FUND ADVISORS, INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 50 clients. The team consists of 167 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Other (MANAGEMENT OF PRIVATE INVESTMENT FUNDS AND HEDGE FUNDS)
QualificationsFirm CRD# 151190
Assets Under Management $7,878,130,018
No. Of Clients367
Clients Per Financial Advisor9
VULCAN VALUE PARTNERS LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 367 clients. The team consists of 42 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 314889
Assets Under Management $5,670,936,072
No. Of Clients2768
Clients Per Financial Advisor198
STONEGATE INVESTMENT GROUP, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2768 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pesnsion consulting services
- Selection for other advisors
QualificationsFirm CRD# 167626
Assets Under Management $5,285,077,689
No. Of Clients7056
Clients Per Financial Advisor294
APTUS CAPITAL ADVISORS, LLC is a financial advisory firm situated in Fairhope, Alabama. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7056 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
QualificationsFirm CRD# 130791
Assets Under Management $5,188,760,000
No. Of Clients13
Clients Per Financial Advisor0
RESOURCE MANAGEMENT SERVICE, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 13 clients. The team consists of 161 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 174182
Assets Under Management $4,515,278,523
No. Of Clients14988
Clients Per Financial Advisor64
STONEX ADVISORS INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14988 clients. The team consists of 233 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Education seminars/workshops
- Other (FINANCIAL CONSULTING SERVICES)
QualificationsFirm CRD# 15708
Assets Under Management $4,373,015,542
No. Of Clients20957
Clients Per Financial Advisor24
CONCOURSE FINANCIAL GROUP ADVISORS is a financial advisory firm situated in Birmingham, Alabama. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 20957 clients. The team consists of 885 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Commission Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 158401
Assets Under Management $3,859,253,984
No. Of Clients17871
Clients Per Financial Advisor92
RFG ADVISORY, LLC is a financial advisory firm situated in Vestavia Hills, Alabama. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 17871 clients. The team consists of 195 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 111273
Assets Under Management $3,212,010,865
No. Of Clients4185
Clients Per Financial Advisor167
THE WELCH GROUP, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4185 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Other (ADVICE ON MATTERS NOT INVOLVING SECURITIES.)
QualificationsFirm CRD# 106379
Assets Under Management $2,984,634,800
No. Of Clients395
Clients Per Financial Advisor33
JOHNSON STERLING, INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 395 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
QualificationsFirm CRD# 127902
Assets Under Management $2,940,456,131
No. Of Clients5548
Clients Per Financial Advisor67
KEEL POINT, LLC is a financial advisory firm situated in Huntsville, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5548 clients. The team consists of 83 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Performance Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Other (CONSULTING SERVICE TO THIRD-PARTY RIA)
QualificationsFirm CRD# 286340
Assets Under Management $2,694,361,660
No. Of Clients8119
Clients Per Financial Advisor138
EVERSOURCE WEALTH ADVISORS, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8119 clients. The team consists of 59 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
- Education seminars/workshops
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