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Find Retirement Advisors for Retirement Planning in Alabama

While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:

1. Is it the right time to retire?

2. Will I be able to lead a decent lifestyle with my current savings?

3. How much money should I withdraw from my investments so that I have enough money left in my account?

4. How to handle my 401k rollover and IRA?

A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.

Among the top retirement financial planners in Alabama, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.

Finding the Best Retirement Planners in Alabama

Last Updated - February 26, 2024

Alabama has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 80 non-vetted advisors in your local area. These retirement advisors in Alabama have an average of 28 years of experience.

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List of Qualified Retirement Planning Advisors in Alabama

advisor-photo
vector.svg VERIFIED

Jeremy W. Young
Legacy Advisory Group

Qualifications
CRD# 5461123
Firm CRD# 5461123
Series 6, 26, 63, 65

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based

advisor-photo
vector.svg VERIFIED

Ron Moody
CFP®, CSA®, CRPC®
Oak Tree Financial Services, LLC

Qualifications
CRD# 1002081
Firm CRD# 6413
Series 7, 8, 63, 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Top 15 Retirement Planning firms in Alabama (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
HIGHLAND ASSOCIATES INC
2545 Highland Avenue South, Suite 200
Birmingham, AL, 35205
$25,621,167,0787020
A Percentage of AUM, Fixed Fees
2
REGIONS INVESTMENT MANAGEMENT, INC.
1900 5th Avenue North, Sixth Floor
Birmingham, AL, 35203-2618
$15,576,353,344229
A Percentage of AUM
3
HARBERT FUND ADVISORS, INC.
2100 Third Avenue North, Ste 600,
Birmingham, AL, 35203
$8,104,824,58557165
A Percentage of AUM, Performance Based
4
VULCAN VALUE PARTNERS LLC
Three Protective Center, 2801 Highway 280 South, Ste 300
Birmingham, AL, 35223
$8,102,484,54847655
A Percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)
5
ARLINGTON PARTNERS LLC
The John Hand Building, 2000 Morris Avenue, Suite 1300
Birmingham, AL, 35203
$6,097,070,33097839
A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based, Other (PERCENTAGE OF ASSETS UNDER ADVISEMENT)
6
WAVERLY ADVISORS, LLC
600 University Park Place, Suite 501
Birmingham, AL, 35209
$5,775,807,497670283
A Percentage of AUM, Hourly charges, Fixed Fees
7
RESOURCE MANAGEMENT SERVICE, LLC
31 Inverness Center Parkway, Suite 200
Birmingham, AL, 35242
$4,875,730,00013159
A Percentage of AUM, Performance Based
8
APTUS CAPITAL ADVISORS, LLC
265 Young Street,
Fairhope, AL, 36532
$4,249,213,318882421
A Percentage of AUM, Fixed Fees
9
STONEGATE INVESTMENT GROUP, LLC
2005 Stonegate Trail, Suite # 101
Birmingham, AL, 35242
$4,123,618,203242513
A Percentage of AUM, Fixed Fees
10
CONCOURSE FINANCIAL GROUP ADVISORS
2801 Highway 280 South,
Birmingham, AL, 35223
$4,020,536,897211631006
A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based
11
RFG ADVISORY, LLC
1400 Urban Center Drive, Suite 475
Vestavia Hills, AL, 35242-2245
$2,996,872,82216034195
A Percentage of AUM, Hourly charges, Fixed Fees
12
JOHNSON STERLING, INC.
820 Shades Creek Parkway, Suite 3200
Birmingham, AL, 35209
$2,603,892,80339512
A Percentage of AUM, Hourly charges, Fixed Fees
13
KEEL POINT, LLC
100 Church Street, Suite 500
Huntsville, AL, 35801
$2,549,034,075485083
A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based
14
SA STONE INVESTMENT ADVISORS INC.
2 Perimeter Park South, Suite 500 West
Birmingham, AL, 35243
$2,530,194,21910844282
A Percentage of AUM, Hourly charges, Fixed Fees
15
THE WELCH GROUP, LLC
3940 Montclair Rd, Fifth Floor
Birmingham, AL, 35213
$2,522,233,225351925
A Percentage of AUM, Hourly charges, Fixed Fees

Information on Top Retirement Planning firms in Alabama

QualificationsFirm CRD# 104948

Assets Under Management $25,621,167,078

No. Of Clients70

Clients Per Financial Advisor4

HIGHLAND ASSOCIATES INC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $26B assets under management, the firm specializes in crafting personalized retirement planning solutions for 70 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 111715

Assets Under Management $15,576,353,344

No. Of Clients2

Clients Per Financial Advisor0

REGIONS INVESTMENT MANAGEMENT, INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $16B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Business
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QualificationsFirm CRD# 110577

Assets Under Management $8,104,824,585

No. Of Clients57

Clients Per Financial Advisor0

HARBERT FUND ADVISORS, INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 57 clients. The team consists of 165 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 151190

Assets Under Management $8,102,484,548

No. Of Clients476

Clients Per Financial Advisor9

VULCAN VALUE PARTNERS LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 476 clients. The team consists of 55 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
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QualificationsFirm CRD# 109335

Assets Under Management $6,097,070,330

No. Of Clients978

Clients Per Financial Advisor25

ARLINGTON PARTNERS LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 978 clients. The team consists of 39 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Performance Based
  • Other (PERCENTAGE OF ASSETS UNDER ADVISEMENT)

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 115332

Assets Under Management $5,775,807,497

No. Of Clients6702

Clients Per Financial Advisor81

WAVERLY ADVISORS, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $6B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6702 clients. The team consists of 83 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 130791

Assets Under Management $4,875,730,000

No. Of Clients13

Clients Per Financial Advisor0

RESOURCE MANAGEMENT SERVICE, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 13 clients. The team consists of 159 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 167626

Assets Under Management $4,249,213,318

No. Of Clients8824

Clients Per Financial Advisor420

APTUS CAPITAL ADVISORS, LLC is a financial advisory firm situated in Fairhope, Alabama. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8824 clients. The team consists of 21 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 314889

Assets Under Management $4,123,618,203

No. Of Clients2425

Clients Per Financial Advisor187

STONEGATE INVESTMENT GROUP, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2425 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 15708

Assets Under Management $4,020,536,897

No. Of Clients21163

Clients Per Financial Advisor21

CONCOURSE FINANCIAL GROUP ADVISORS is a financial advisory firm situated in Birmingham, Alabama. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 21163 clients. The team consists of 1006 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Commission Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 158401

Assets Under Management $2,996,872,822

No. Of Clients16034

Clients Per Financial Advisor82

RFG ADVISORY, LLC is a financial advisory firm situated in Vestavia Hills, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 16034 clients. The team consists of 195 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 106379

Assets Under Management $2,603,892,803

No. Of Clients395

Clients Per Financial Advisor33

JOHNSON STERLING, INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 395 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 127902

Assets Under Management $2,549,034,075

No. Of Clients4850

Clients Per Financial Advisor58

KEEL POINT, LLC is a financial advisory firm situated in Huntsville, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4850 clients. The team consists of 83 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 174182

Assets Under Management $2,530,194,219

No. Of Clients10844

Clients Per Financial Advisor38

SA STONE INVESTMENT ADVISORS INC. is a financial advisory firm situated in Birmingham, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 10844 clients. The team consists of 282 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 111273

Assets Under Management $2,522,233,225

No. Of Clients3519

Clients Per Financial Advisor141

THE WELCH GROUP, LLC is a financial advisory firm situated in Birmingham, Alabama. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3519 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

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