JOHNSON STERLING, INC.

820 Shades Creek Parkway
Suite 3200
Birmingham, Alabama 35209
Tel: 205-871-9940

About JOHNSON STERLING, INC.

JOHNSON STERLING, INC, formally registered with the SEC as JOHNSON STERLING, INC. The firm was established in 09/05/1995. They have over 2 offices throughout the country.

JOHNSON STERLING, INC. is a Birmingham, Alabama based Financial Planning firm with nearly $2,984,634,800 assets under management, offering retirement planning & investment advisory services to 395 clients. The firm is staffed with 12 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106379
SEC#	801-49811
Assets Managed by Firm	$2,984,634,800
No. of Clients	395
No. of Advisors	12

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services

Firm Client Information

	No. of Clients	AUM
Firm Total	395	$2,984,634,800
Individuals (other than high net worth individuals)	161	$40,843,902
High net worth individuals	208	$418,937,052
Pension and profit sharing plans	19	$2,495,612,087
Charitable organizations	5	$28,977,317
Corporations or other businesses	2	$264,442

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HIGHLAND ASSOCIATES INC 2545 Highland Avenue South, Suite 200 Birmingham, AL, 35205	$23,574,716,836	61	19
REGIONS INVESTMENT MANAGEMENT, INC. 1900 5th Avenue North, Sixth Floor Birmingham, AL, 35203-2618	$16,990,335,269	2	29
WAVERLY ADVISORS, LLC 600 University Park Place, Suite 501 Birmingham, AL, 35209	$14,539,829,905	22135	261
HARBERT FUND ADVISORS, INC. 2100 Third Avenue North Ste 600 Birmingham, AL, 35203	$8,110,107,935	50	167
VULCAN VALUE PARTNERS LLC Three Protective Center, 2801 Highway 280 South, Ste 300 Birmingham, AL, 35223	$7,878,130,018	367	42

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