HARBERT FUND ADVISORS, INC.

2100 Third Avenue North, Ste 600
Birmingham, Alabama 35203
Tel: 205/987-5500

About HARBERT FUND ADVISORS, INC.

HARBERT FUND ADVISORS, INC, formally registered with the SEC as HARBERT FUND ADVISORS, INC. The firm was established in 10/27/1998. They have over 10 offices throughout the country.

HARBERT FUND ADVISORS, INC. is a Birmingham, Alabama based Financial Planning firm with nearly $8,110,107,935 assets under management, offering retirement planning & investment advisory services to 50 clients. The firm is staffed with 167 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	110577
SEC#	801-55926
Assets Managed by Firm	$8,110,107,935
No. of Clients	50
No. of Advisors	167

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Other (MANAGEMENT OF PRIVATE INVESTMENT FUNDS AND HEDGE FUNDS)

Firm Client Information

	No. of Clients	AUM
Firm Total	50	$8,110,107,935

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