HARBERT FUND ADVISORS, INC.

2100 Third Avenue North, Ste 600
Birmingham, Alabama 35203
Tel: 205/987-5500

About HARBERT FUND ADVISORS, INC.

HARBERT FUND ADVISORS, INC, formally registered with the SEC as HARBERT FUND ADVISORS, INC. The firm was established in 10/27/1998. They have over 10 offices throughout the country.

HARBERT FUND ADVISORS, INC. is a Birmingham, Alabama based Financial Planning firm with nearly $8,104,824,585 assets under management, offering retirement planning & investment advisory services to 57 clients. The firm is staffed with 165 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	110577
SEC#	801-55926
Assets Managed by Firm	$8,104,824,585
No. of Clients	57
No. of Advisors	165

Fee Structure

A Percentage of AUM
Performance Based

Advisory Services Provided

Portfolio Management for pooled Investment
Portfolio Management for Business

Firm Client Information

	No. of Clients	AUM
Firm Total	57	$8,104,824,585

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