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Birmingham, AL 35209
205-223-3625
About Cope Private Wealth
The Cambridge English Dictionary defines rapport as "a good understanding of someone and an ability to communicate well with them". Since financial planning is a collaborative process, I've found rapport is the single biggest determinant of a successful financial planning relationship. If you are interested in our services, I invite you to come by for a visit and see if we hit it off.
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General Information
Firm Start Year
2015
No. of Employees
2-4
Firm CRD#
309351
Name of Broker/Dealer
n/a
Name of Custodial Firm
Charles Schwab
Work with the following types of clients
Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Financial Advice & Consulting
Services
Investment Types
Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities
Can meet clients in the following ways
Your Office, Video Conference, Your Home, Our Office, Phone, Email
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 63
Firm Information
Firm's Number of Clients
210
Firm's Number of Planning Clients
210
Assets Managed by Firm
80,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets
Fee % Based on Assets
1
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1891591/retirementplanning-Cope-Private-Wealth-detailed-disclosure.html
Disclaimer
Securities offered through Cope Private Wealth, a Registered Investment Adviser with the state of Alabama.