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Find Retirement Advisors for Retirement Planning in Utica, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

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Finding the Best Retirement Planners in Utica, New York

Last Updated - April 25, 2025

Utica has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 5 non-vetted advisors in your local area. These retirement advisors in Utica, New York have an average of 24 years of experience.

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List of Qualified Retirement Planning Advisors in Utica, New York

advisor
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Excelsior Wealth Partners
CFP®, CLU®

Qualifications
CRD# 4199324
Firm CRD# NA
Series 6, 7, 26, 63, 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Based on Assets

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advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

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Top 5 Retirement Planning firms in Utica, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

114 Business Park Drive,
Utica, NY, 13502
$1,964,371,550313335
A percentage of AUM
2

185 Genesee Street, Suite 210
Utica, NY, 13501
$376,744,72385317
A percentage of AUM, Fixed fees
3

130 Lomond Court,
Utica, NY, 13502
$232,716,5901966
A percentage of AUM, Fixed fees
4

1 Hopper Street,
Utica, NY, 13501
$51,664,3761133
A percentage of AUM, Hourly charges
5

258 Genesee St.,
Utica, NY, 13502-4627
$50,078,971491
A percentage of AUM

Information on Top Retirement Planning firms in Utica, New York

QualificationsFirm CRD# 109677

Assets Under Management $1,964,371,550

No. Of Clients3133

Clients Per Financial Advisor90

STRATEGIC FINANCIAL SERVICES is a financial advisory firm situated in Utica, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3133 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
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QualificationsFirm CRD# 126155

Assets Under Management $376,744,723

No. Of Clients853

Clients Per Financial Advisor50

ADIRONDACK FINANCIAL SERVICES CORP is a financial advisory firm situated in Utica, New York. With a nearly $377M assets under management, the firm specializes in crafting personalized retirement planning solutions for 853 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
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QualificationsFirm CRD# 126084

Assets Under Management $232,716,590

No. Of Clients196

Clients Per Financial Advisor33

CARUSO MCLEAN & CO., INC. is a financial advisory firm situated in Utica, New York. With a nearly $233M assets under management, the firm specializes in crafting personalized retirement planning solutions for 196 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
View Full Profile

QualificationsFirm CRD# 168816

Assets Under Management $51,664,376

No. Of Clients113

Clients Per Financial Advisor38

ONE HOPPER ASSET MANAGEMENT is a financial advisory firm situated in Utica, New York. With a nearly $52M assets under management, the firm specializes in crafting personalized retirement planning solutions for 113 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Education seminars/workshops
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QualificationsFirm CRD# 132484

Assets Under Management $50,078,971

No. Of Clients49

Clients Per Financial Advisor49

JC MIANO INVESTMENT ADVISORY SERVICE is a financial advisory firm situated in Utica, New York. With a nearly $50M assets under management, the firm specializes in crafting personalized retirement planning solutions for 49 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
View Full Profile

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