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Find Retirement Advisors for Retirement Planning in Utica, New York

Q: Why do I need a retirement planner?

A retirement planner helps you in making your retirement life run smoothly. They also help in identifying various sources of income, estimating the expenses, implementing a savings program, and helps in asset management. The major focus of a Retirement Planner is to estimate future cash flows and assets management.

Q: What does a retirement planner do?

A Retirement Planner gives you a clear understanding of the financial assets that you are aggregating along with other resources that you have such as Pensions, Social Security, Part-time work, Home Equity, etc. In this way, they help you transform these income sources to become a future asset/regular source of income that will help you in your retirement days.

Q: How much does a retirement planner cost?

Different Retirement planners charge differently. They may charge on an hourly basis, a quarterly or annual retainer fee, a percentage of assets that they manage for you, in the form of Commissions, a fixed fee to run a retirement plan. You should always ask the prospective retirement planner for a simple clarification of how they want to get compensated.

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Utica, New York

Last Updated - May 24, 2025

Utica has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 5 non-vetted advisors in your local area. These retirement advisors in Utica, New York have an average of 24 years of experience.

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List of Qualified Retirement Planning Advisors in Utica, New York

VERIFIED

Excelsior Wealth Partners
CFP^®, CLU^®

Qualifications
CRD# 4199324
Firm CRD# NA
Series 6, 7, 26, 63, 65

Minimum Assets Required
$100,000

Address

225 Wilkinson St,
Syracuse, NY 13204 See Details

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Based on Assets

Find An Advisor

VERIFIED

Edelman Financial Engines, LLC

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Address

28 Corporate Drive,
Suite 101,
Clifton Park, NY 12065 See Details

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

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Top 5 Retirement Planning firms in Utica, New York (Ranked by AUM)

Rank	Firm Name	Assets Under Management	Total Clients	Total Advisors	Fee Structure
1	114 Business Park Drive, Utica, NY, 13502	$1,964,371,550	3133	35	A percentage of AUM
2	185 Genesee Street, Suite 210 Utica, NY, 13501	$376,744,723	853	17	A percentage of AUM, Fixed fees
3	130 Lomond Court, Utica, NY, 13502	$232,716,590	196	6	A percentage of AUM, Fixed fees
4	1 Hopper Street, Utica, NY, 13501	$51,664,376	113	3	A percentage of AUM, Hourly charges
5	258 Genesee St., Utica, NY, 13502-4627	$50,078,971	49	1	A percentage of AUM

Information on Top Retirement Planning firms in Utica, New York

STRATEGIC FINANCIAL SERVICES

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QualificationsFirm CRD# 109677

Assets Under Management $1,964,371,550

No. Of Clients3133

Clients Per Financial Advisor90

STRATEGIC FINANCIAL SERVICES is a financial advisory firm situated in Utica, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3133 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services

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ADIRONDACK FINANCIAL SERVICES CORP

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QualificationsFirm CRD# 126155

Assets Under Management $376,744,723

No. Of Clients853

Clients Per Financial Advisor50

ADIRONDACK FINANCIAL SERVICES CORP is a financial advisory firm situated in Utica, New York. With a nearly $377M assets under management, the firm specializes in crafting personalized retirement planning solutions for 853 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services

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CARUSO MCLEAN & CO., INC.

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QualificationsFirm CRD# 126084

Assets Under Management $232,716,590

No. Of Clients196

Clients Per Financial Advisor33

CARUSO MCLEAN & CO., INC. is a financial advisory firm situated in Utica, New York. With a nearly $233M assets under management, the firm specializes in crafting personalized retirement planning solutions for 196 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Fixed fees

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services

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ONE HOPPER ASSET MANAGEMENT

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QualificationsFirm CRD# 168816

Assets Under Management $51,664,376

No. Of Clients113

Clients Per Financial Advisor38

ONE HOPPER ASSET MANAGEMENT is a financial advisory firm situated in Utica, New York. With a nearly $52M assets under management, the firm specializes in crafting personalized retirement planning solutions for 113 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM
Hourly charges

Financial Planning Services

Financial planning services
Portfolio management for individuals and/or small businesses
Education seminars/workshops

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JC MIANO INVESTMENT ADVISORY SERVICE

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QualificationsFirm CRD# 132484

Assets Under Management $50,078,971

No. Of Clients49

Clients Per Financial Advisor49

JC MIANO INVESTMENT ADVISORY SERVICE is a financial advisory firm situated in Utica, New York. With a nearly $50M assets under management, the firm specializes in crafting personalized retirement planning solutions for 49 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

A percentage of AUM

Financial Planning Services

Portfolio management for individuals and/or small businesses

View Full Profile

Retirement Planners Near You

Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:

Looking for more choices? Use our free match service to compare retirement planners serving your area.

Frequently Asked Questions

Why do I need a retirement planner?

How to choose a good retirement planner?

While interviewing potential retirement planners, look for someone with expertise in Tax Planning, Social Security, and Withdrawal Strategies for retirement. They need to be able to formulate a schedule and strategy that tells you how to take money out in a tax-efficient manner and they need to be able to give you practical guidance on the use of assured revenue items that can build a sense of financial security in your retirement.

What does a retirement planner do?

How much does a retirement planner cost?

What questions to ask a retirement planner?

Although the questions to ask your retirement planner may differ as per your financial concerns, following are the most common things to discuss with your retirement planner

Are my current savings enough to get retired?
With my current savings, what will my post-retirement lifestyle look like?
Should I consider making investments right before my retirement?
When is the right time to pay off my mortgage-pre or post-retirement?
How can I mitigate my post-retirement financial risks?

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