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Find Retirement Advisors for Retirement Planning in Utica, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Utica, New York
Last Updated - April 16, 2024Utica has 1 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 6 non-vetted advisors in your local area. These retirement advisors in Utica, New York have an average of 24 years of experience.
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List of Qualified Retirement Planning Advisors in Utica, New York
VERIFIEDExcelsior Wealth Partners
CFP®, CLU®
Qualifications
CRD# 4199324
Firm CRD# NA
Series 6, 7, 26, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 6 Retirement Planning firms in Utica, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | STRATEGIC FINANCIAL SERVICES 114 Business Park Drive, Utica, NY, 13502 | $1,662,924,875 | 2950 | 35 | A Percentage of AUM, Fixed Fees, Commission Based |
| 2 | ADIRONDACK FINANCIAL SERVICES CORP 185 Genesee Street, Suite 210 Utica, NY, 13501 | $352,171,368 | 859 | 17 | A Percentage of AUM, Fixed Fees |
| 3 | CARUSO MCLEAN & CO., INC. 130 Lomond Court, Utica, NY, 13502 | $196,965,906 | 198 | 6 | A Percentage of AUM, Fixed Fees |
| 4 | PARADIGM CONSULTING, INC. 133 Business Park Drive, Utica, NY, 13502 | $168,527,945 | 4 | 5 | A Percentage of AUM, Fixed Fees |
| 5 | JC MIANO INVESTMENT ADVISORY SERVICE 258 Genesee St., Utica, NY, 13502-4627 | $44,222,000 | 53 | 1 | A Percentage of AUM |
| 6 | ONE HOPPER ASSET MANAGEMENT 1 Hopper Street, Utica, NY, 13501 | $36,362,892 | 83 | 2 | A Percentage of AUM, Hourly charges |
Information on Top Retirement Planning firms in Utica, New York
QualificationsFirm CRD# 109677
Assets Under Management $1,662,924,875
No. Of Clients2950
Clients Per Financial Advisor84
STRATEGIC FINANCIAL SERVICES is a financial advisory firm situated in Utica, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2950 clients. The team consists of 35 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Commission Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 126155
Assets Under Management $352,171,368
No. Of Clients859
Clients Per Financial Advisor51
ADIRONDACK FINANCIAL SERVICES CORP is a financial advisory firm situated in Utica, New York. With a nearly $352M assets under management, the firm specializes in crafting personalized retirement planning solutions for 859 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 126084
Assets Under Management $196,965,906
No. Of Clients198
Clients Per Financial Advisor33
CARUSO MCLEAN & CO., INC. is a financial advisory firm situated in Utica, New York. With a nearly $197M assets under management, the firm specializes in crafting personalized retirement planning solutions for 198 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 144990
Assets Under Management $168,527,945
No. Of Clients4
Clients Per Financial Advisor1
PARADIGM CONSULTING, INC. is a financial advisory firm situated in Utica, New York. With a nearly $169M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 132484
Assets Under Management $44,222,000
No. Of Clients53
Clients Per Financial Advisor53
JC MIANO INVESTMENT ADVISORY SERVICE is a financial advisory firm situated in Utica, New York. With a nearly $44M assets under management, the firm specializes in crafting personalized retirement planning solutions for 53 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 168816
Assets Under Management $36,362,892
No. Of Clients83
Clients Per Financial Advisor42
ONE HOPPER ASSET MANAGEMENT is a financial advisory firm situated in Utica, New York. With a nearly $36M assets under management, the firm specializes in crafting personalized retirement planning solutions for 83 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Educational Seminars/ Workshops
Retirement Planners Near You
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Looking for more choices? Use our free match service to compare retirement planners serving your area.