ASHTON THOMAS SECURITIES, LLC

200 Canal View Blvd.
Suite 204
Rochester, New York 14623
Tel: 585-424-1234

About ASHTON THOMAS SECURITIES, LLC

ASHTON THOMAS SECURITIES, LLC, formally registered with the SEC as ASHTON THOMAS SECURITIES, LLC. The firm was established in 06/11/2008. They have over 7 offices throughout the country.

ASHTON THOMAS SECURITIES, LLC is a Rochester, New York based Financial Planning firm with nearly $409,080,530 assets under management, offering retirement planning & investment advisory services to 1799 clients. The firm is staffed with 24 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	16629
SEC#	801-69225
Assets Managed by Firm	$409,080,530
No. of Clients	1799
No. of Advisors	24

Fee Structure

A percentage of AUM

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services

Firm Client Information

	No. of Clients	AUM
Firm Total	1799	$409,080,530
Individuals (other than high net worth individuals)	1141	$409,080,530

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