VECTORS ASSET MANAGEMENT

65 Bleecker Street
5th Floor
New York, New York 10012
Tel: 212-431-0857

About VECTORS ASSET MANAGEMENT

VECTORS ASSET MANAGEMENT, formally registered with the SEC as VECTORS ASSET MANAGEMENT. The firm was established in 12/15/2005. They have over 2 offices throughout the country.

VECTORS ASSET MANAGEMENT is a New York, New York based Financial Planning firm with nearly $845,985,011 assets under management, offering retirement planning & investment advisory services to 1771 clients. The firm is staffed with 4 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	137772
SEC#	801-64986
Assets Managed by Firm	$845,985,011
No. of Clients	1771
No. of Advisors	4

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Market timing services
Other (GENERATE PORTFOLIO ANALYTICS, ANALYZE MARKET DYNAMICS AND PROVIDE HEDGING STRATEGY RECOMMENDTIONS.)

Firm Client Information

	No. of Clients	AUM
Firm Total	1771	$845,985,011
Individuals (other than high net worth individuals)	1573	$86,304,314
High net worth individuals	122	$419,373,631
Pension and profit sharing plans	32	$30,396,498
Charitable organizations	15	$5,644,928
Corporations or other businesses	15	$42,809,087

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