RAFFLES CAPITAL MANAGEMENT, LLC

5 Penn Plaza
19th Floor
New York, New York 10001
Tel: 212-760-2322

About RAFFLES CAPITAL MANAGEMENT, LLC

RAFFLES CAPITAL MANAGEMENT, LLC, formally registered with the SEC as RAFFLES CAPITAL MANAGEMENT, LLC. The firm was established in 03/14/2012. They have over 1 offices throughout the country.

RAFFLES CAPITAL MANAGEMENT, LLC is a New York, New York based Financial Planning firm with nearly $167,965,412 assets under management, offering retirement planning & investment advisory services to 1 clients. The firm is staffed with 2 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	161565
SEC#	801-74042
Assets Managed by Firm	$167,965,412
No. of Clients	1
No. of Advisors	2

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	1	$167,965,412

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