ONE ROCK CAPITAL

45 Rockefeller Plaza
39th Floor
New York, New York 10111
Tel: 212-605-6000

About ONE ROCK CAPITAL

ONE ROCK CAPITAL, formally registered with the SEC as ONE ROCK CAPITAL. The firm was established in 09/07/2012. They have over 4 offices throughout the country.

ONE ROCK CAPITAL is a New York, New York based Financial Planning firm with nearly $10,413,020,155 assets under management, offering retirement planning & investment advisory services to 16 clients. The firm is staffed with 63 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	160972
SEC#	801-77096
Assets Managed by Firm	$10,413,020,155
No. of Clients	16
No. of Advisors	63

Fee Structure

A percentage of AUM
Performance Based
Other (MANAGEMENT AGREEMENTS WITH PORTFOLIO COMPANIES)

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	16	$10,413,020,155

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