MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

One Bryant Park
New York, New York 10036
Tel: 800-637-7455

About MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, formally registered with the SEC as MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. The firm was established in 12/08/1978. They have over 3373 offices throughout the country.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a New York, New York based Financial Planning firm with nearly $1,093,689,238,206 assets under management, offering retirement planning & investment advisory services to 2864234 clients. The firm is staffed with 36687 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	7691
SEC#	801-14235
Assets Managed by Firm	$1,093,689,238,206
No. of Clients	2864234
No. of Advisors	36687

Fee Structure

A Percentage of AUM
Fixed Fees
Commision Based

Advisory Services Provided

Portfolio Management for Individuals
Portfolio Management for pooled Investment
Portfolio Management for Business
Pension Consulting Services
Selection of Other Advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	2864234	$1,093,689,238,206
Individuals (other than high net worth individuals)	1192219	$267,148,519,625
High net worth individuals	368690	$677,764,641,907
Pension and profit sharing plans	710	$24,229,936,969
Charitable organizations	4459	$18,519,415,504
Other investment advisers	22	$14,803,987
Corporations or other businesses	36452	$102,959,074,371

Inquire with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

More Retirement Planning firms in New York, New York:

Firm Name	Assets Under Management	Total Clients	Total Advisors
VISTA FINANCIAL ADVISORS, LLC 14 Wall Street, 20th Floor New York, NY, 10005	$11,491,898,634,658	32	2
J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue New York, NY, 10179-0001	$2,011,986,210,191	52157	3116
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street New York, NY, 10282	$1,577,579,815,722	171341	1351
MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,185,061,196,999	2233188	28000
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,163,046,943,604	2220	6491

Explore More Retirement Advisors in New York, New York

RetirementPlanning.net is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. RetirementPlanning.net matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. RetirementPlanning.net, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.