DAIWA ASSET MANAGEMENT (AMERICA) LTD

120 West 45th Street, 38th Floor
New York, New York 10005-3538
Tel: 212-612-6250

About DAIWA ASSET MANAGEMENT (AMERICA) LTD

DAIWA ASSET MANAGEMENT (AMERICA) LTD, formally registered with the SEC as DAIWA ASSET MANAGEMENT (AMERICA) LTD. The firm was established in 08/05/2011. They have over 1 offices throughout the country.

DAIWA ASSET MANAGEMENT (AMERICA) LTD is a New York, New York based Financial Planning firm with nearly $2,104,058,400 assets under management, offering retirement planning & investment advisory services to 16 clients. The firm is staffed with 8 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	126191
SEC#	801-72608
Assets Managed by Firm	$2,104,058,400
No. of Clients	16
No. of Advisors	8

Fee Structure

A percentage of AUM
Other (FEES RECEIVED FROM SERVICES PROVIDED TO PARENT COMPANY)

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	16	$2,104,058,400

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