CREDIT SUISSE SECURITIES (USA) LLC

11 Madison Avenue
New York, New York 10010
Tel: (212) 325-2000

About CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC, formally registered with the SEC as CREDIT SUISSE SECURITIES (USA) LLC. The firm was established in 03/12/1999. They have over 1 offices throughout the country.

CREDIT SUISSE SECURITIES (USA) LLC is a New York, New York based Financial Planning firm with nearly $805,275,346 assets under management, offering retirement planning & investment advisory services to 20 clients. The firm is staffed with 39 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	816
SEC#	801-56264
Assets Managed by Firm	$805,275,346
No. of Clients	20
No. of Advisors	39

Fee Structure

A percentage of AUM
Performance Based
Other (TRANSACTION-BASED FEE)

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	20	$805,275,346

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