CHARLES PRATT & COMPANY, L.L.C.

767 Third Avenue
New York, New York 10017-9026
Tel: 212-867-4444

About CHARLES PRATT & COMPANY, L.L.C.

CHARLES PRATT & COMPANY, LLC, formally registered with the SEC as CHARLES PRATT & COMPANY, LLC. The firm was established in 02/14/1984. They have over 1 offices throughout the country.

CHARLES PRATT & COMPANY, L.L.C. is a New York, New York based Financial Planning firm with nearly $777,774,075 assets under management, offering retirement planning & investment advisory services to 573 clients. The firm is staffed with 9 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	104864
SEC#	801-20651
Assets Managed by Firm	$777,774,075
No. of Clients	573
No. of Advisors	9

Fee Structure

A percentage of AUM

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	573	$777,774,075
Individuals (other than high net worth individuals)	300	$466,269,523
High net worth individuals	18	$66,435,260

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