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Find Retirement Advisors for Retirement Planning in New York, New York

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in New York, New York

Last Updated - March 22, 2024

New York has 14 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 13 non-vetted advisors in your local area. These retirement advisors in New York, New York have an average of 19 years of experience.

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List of Qualified Retirement Planning Advisors in New York, New York

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Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC

Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

advisor-photo

Qualifications
Firm CRD# 302050

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

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Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®

Qualifications
Firm CRD# 110130
Series 65, 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

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Peter Marzullo
Wells Fargo Clearing Services, LLC

Qualifications
CRD# 3208703
Firm CRD# 19616
Series 7

Minimum Assets Required
$0

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

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Future You Wealth LLC
CFA®

Qualifications
CRD# 305173
Firm CRD# 305173
Series 3, 7, 63, 65, 66

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management.

Compensation/Fee

Fee-Only, Based on Assets

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Hazel Secco
CFP®, CDFA®
Align Financial Solutions LLC

Qualifications
CRD# 6233372
Firm CRD# 6413
Series 6, 7, 63, 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

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Frank Lepore
Bleakley Financial Group

Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee

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Michael Klein
CFP®
Bleakley Financial Group

Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®

Qualifications
CRD# 2063878
Firm CRD# 125838

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

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Kevin Myers
CAIA®, CFP®, EA, CFA®
Flynn Financial Partners

Qualifications
CRD# 2976015
Firm CRD# 6413
Series 7, 63, 65

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based

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Christopher Badaracco
CFP®, EA
Rose Wealth Advisors

Qualifications
CRD# 7076172
Firm CRD# 7076172

Minimum Assets Required
$500,000

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Hourly, Flat Fee, Based on Assets

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Masa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth

Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Only, Based on Assets

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Charles Helme
BH Asset Management, LLC

Qualifications
CRD# 712007
Firm CRD# 152117
Series 65

Minimum Assets Required
$500,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.

Compensation/Fee

Fee-Only, Based on Assets

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Peter Gellman
Palmerston Group Advisors, LLC

Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66

Minimum Assets Required
$400,000

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

Top 13 Retirement Planning firms in New York, New York (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
ROKOS CAPITAL MANAGEMENT (US) LP
600 Lexington Avenue,
New York City, NY, 10022
$14,132,419,417429
A Percentage of AUM, Other (RCM US LP RECEIVES A FEE FROM A RELATED PERSON, RCM LLP)
2
SEGANTII CAPITAL MANAGEMENT (USA) LLC
520 Madison Avenue, Suite 21b,
New York City, NY, 10022
$12,742,156,452127
Other (COMPANY RECEIVES A FEE FROM A RELATED PERSON.)
3
J. SAFRA ASSET MANAGEMENT CORPORATION
546 Fifth Avenue,
New York City, NY, 10036
$3,562,361,416280914
A Percentage of AUM, Fixed Fees, Other (% OF ASSETS UNDER CONSULTATION)
4
AVENUE ASIA CAPITAL MANAGEMENT, L.P.
11 West 42nd Street, 9th Floor
New York City, NY, 10036
$1,369,486,29211186
A Percentage of AUM, Performance Based
5
ASCRIBE CAPITAL LLC
590 Madison Avenue, 38th Floor
New York City, NY, 10022
$1,114,429,56489
A Percentage of AUM, Performance Based
6
AIGEN INVESTMENT MANAGEMENT, LP
411 Fifth Ave, Suite 702
New York City, NY, 10016
$957,867,76158
Performance Based
7
VISE AI ADVISORS
521 Broadway, 3rd Floor
New York City, NY, 10012
$481,740,685337243
A Percentage of AUM, Fixed Fees
8
VALUEWORKS, LLC
One World Trade, Suite 84g
New York City, NY, 10007
$293,259,8871126
A Percentage of AUM, Performance Based
9
PARKVIEW US LLC
477 Madison Avenue, Floor 6
New York City, NY, 10022
$274,604,449194
A Percentage of AUM, Fixed Fees
10
QSEMBLE CAPITAL MANAGEMENT, LP
1 Rockefeller Plaza, Suite 2304
New York City, NY, 10020
$261,165,980312
A Percentage of AUM, Performance Based
11
SAGARD HOLDINGS MANAGER (US) LLC
280 Park Avenue, 29f East
New York City, NY, 10017
$240,216,812473
A Percentage of AUM, Performance Based
12
EMPERY ASSET MANAGEMENT, LP
One Rockefeller Plaza, Suite 1205
New York City, NY, 10020
$195,165,52766
A Percentage of AUM, Fixed Fees, Performance Based
13
QUANTBASE
30 Wall Street, Ste 801
New York City, NY, 10005
$3,150,79014123
A Percentage of AUM, Fixed Fees

Information on Top Retirement Planning firms in New York, New York

QualificationsFirm CRD# 306046

Assets Under Management $14,132,419,417

No. Of Clients4

Clients Per Financial Advisor0

ROKOS CAPITAL MANAGEMENT (US) LP is a financial advisory firm situated in New York City, New York. With a nearly $14B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Other (RCM US LP RECEIVES A FEE FROM A RELATED PERSON
  • RCM LLP)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 310058

Assets Under Management $12,742,156,452

No. Of Clients1

Clients Per Financial Advisor0

SEGANTII CAPITAL MANAGEMENT (USA) LLC is a financial advisory firm situated in New York City, New York. With a nearly $13B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Other (COMPANY RECEIVES A FEE FROM A RELATED PERSON.)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 131243

Assets Under Management $3,562,361,416

No. Of Clients2809

Clients Per Financial Advisor201

J. SAFRA ASSET MANAGEMENT CORPORATION is a financial advisory firm situated in New York City, New York. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2809 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (% OF ASSETS UNDER CONSULTATION)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Publication of periodicals or Newsleters
View Full Profile

QualificationsFirm CRD# 113246

Assets Under Management $1,369,486,292

No. Of Clients11

Clients Per Financial Advisor0

AVENUE ASIA CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 186 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 167218

Assets Under Management $1,114,429,564

No. Of Clients8

Clients Per Financial Advisor1

ASCRIBE CAPITAL LLC is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 297391

Assets Under Management $957,867,761

No. Of Clients5

Clients Per Financial Advisor1

AIGEN INVESTMENT MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 301761

Assets Under Management $481,740,685

No. Of Clients3372

Clients Per Financial Advisor78

VISE AI ADVISORS is a financial advisory firm situated in New York City, New York. With a nearly $482M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3372 clients. The team consists of 43 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 116850

Assets Under Management $293,259,887

No. Of Clients112

Clients Per Financial Advisor19

VALUEWORKS, LLC is a financial advisory firm situated in New York City, New York. With a nearly $293M assets under management, the firm specializes in crafting personalized retirement planning solutions for 112 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 160172

Assets Under Management $274,604,449

No. Of Clients19

Clients Per Financial Advisor5

PARKVIEW US LLC is a financial advisory firm situated in New York City, New York. With a nearly $275M assets under management, the firm specializes in crafting personalized retirement planning solutions for 19 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 290920

Assets Under Management $261,165,980

No. Of Clients3

Clients Per Financial Advisor0

QSEMBLE CAPITAL MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $261M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 322374

Assets Under Management $240,216,812

No. Of Clients4

Clients Per Financial Advisor0

SAGARD HOLDINGS MANAGER (US) LLC is a financial advisory firm situated in New York City, New York. With a nearly $240M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 73 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 148180

Assets Under Management $195,165,527

No. Of Clients6

Clients Per Financial Advisor1

EMPERY ASSET MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $195M assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 315414

Assets Under Management $3,150,790

No. Of Clients1412

Clients Per Financial Advisor471

QUANTBASE is a financial advisory firm situated in New York City, New York. With a nearly $3M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1412 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
View Full Profile

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