Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
New York has 14 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 13 non-vetted advisors in your local area. These retirement advisors in New York, New York have an average of 19 years of experience.
Peter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Commissions, Flat Fee, Based on Assets
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts.
Fee-Only, Flat Fee, Based on Assets
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Peter Marzullo
Wells Fargo Clearing Services, LLC
Qualifications
CRD# 3208703
Firm CRD# 19616
Series 7
Minimum Assets Required
$0
Not Specified.
Fee-Based
Qualifications
CRD# 305173
Firm CRD# 305173
Series 3, 7, 63, 65, 66
Minimum Assets Required
$100,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management.
Fee-Only, Based on Assets
Hazel Secco
CFP®, CDFA®
Align Financial Solutions LLC
Qualifications
CRD# 6233372
Firm CRD# 6413
Series 6, 7, 63, 65
Minimum Assets Required
$100,000
Financial Planning, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Frank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Flat Fee
Michael Klein
CFP®
Bleakley Financial Group
Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Flat Fee, Based on Assets
HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®
Qualifications
CRD# 2063878
Firm CRD# 125838
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Kevin Myers
CAIA®, CFP®, EA, CFA®
Flynn Financial Partners
Qualifications
CRD# 2976015
Firm CRD# 6413
Series 7, 63, 65
Minimum Assets Required
$0
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based
Christopher Badaracco
CFP®, EA
Rose Wealth Advisors
Qualifications
CRD# 7076172
Firm CRD# 7076172
Minimum Assets Required
$500,000
Not Specified.
Fee-Based, Hourly, Flat Fee, Based on Assets
Masa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth
Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Based on Assets
Charles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.
Fee-Only, Based on Assets
Peter Gellman
Palmerston Group Advisors, LLC
Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66
Minimum Assets Required
$400,000
Not Specified.
Fee-Based, Flat Fee, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | ROKOS CAPITAL MANAGEMENT (US) LP 600 Lexington Avenue, New York City, NY, 10022 | $14,132,419,417 | 4 | 29 | A Percentage of AUM, Other (RCM US LP RECEIVES A FEE FROM A RELATED PERSON, RCM LLP) |
2 | SEGANTII CAPITAL MANAGEMENT (USA) LLC 520 Madison Avenue, Suite 21b, New York City, NY, 10022 | $12,742,156,452 | 1 | 27 | Other (COMPANY RECEIVES A FEE FROM A RELATED PERSON.) |
3 | J. SAFRA ASSET MANAGEMENT CORPORATION 546 Fifth Avenue, New York City, NY, 10036 | $3,562,361,416 | 2809 | 14 | A Percentage of AUM, Fixed Fees, Other (% OF ASSETS UNDER CONSULTATION) |
4 | AVENUE ASIA CAPITAL MANAGEMENT, L.P. 11 West 42nd Street, 9th Floor New York City, NY, 10036 | $1,369,486,292 | 11 | 186 | A Percentage of AUM, Performance Based |
5 | ASCRIBE CAPITAL LLC 590 Madison Avenue, 38th Floor New York City, NY, 10022 | $1,114,429,564 | 8 | 9 | A Percentage of AUM, Performance Based |
6 | AIGEN INVESTMENT MANAGEMENT, LP 411 Fifth Ave, Suite 702 New York City, NY, 10016 | $957,867,761 | 5 | 8 | Performance Based |
7 | VISE AI ADVISORS 521 Broadway, 3rd Floor New York City, NY, 10012 | $481,740,685 | 3372 | 43 | A Percentage of AUM, Fixed Fees |
8 | VALUEWORKS, LLC One World Trade, Suite 84g New York City, NY, 10007 | $293,259,887 | 112 | 6 | A Percentage of AUM, Performance Based |
9 | PARKVIEW US LLC 477 Madison Avenue, Floor 6 New York City, NY, 10022 | $274,604,449 | 19 | 4 | A Percentage of AUM, Fixed Fees |
10 | QSEMBLE CAPITAL MANAGEMENT, LP 1 Rockefeller Plaza, Suite 2304 New York City, NY, 10020 | $261,165,980 | 3 | 12 | A Percentage of AUM, Performance Based |
11 | SAGARD HOLDINGS MANAGER (US) LLC 280 Park Avenue, 29f East New York City, NY, 10017 | $240,216,812 | 4 | 73 | A Percentage of AUM, Performance Based |
12 | EMPERY ASSET MANAGEMENT, LP One Rockefeller Plaza, Suite 1205 New York City, NY, 10020 | $195,165,527 | 6 | 6 | A Percentage of AUM, Fixed Fees, Performance Based |
13 | QUANTBASE 30 Wall Street, Ste 801 New York City, NY, 10005 | $3,150,790 | 1412 | 3 | A Percentage of AUM, Fixed Fees |
QualificationsFirm CRD# 306046
Assets Under Management $14,132,419,417
No. Of Clients4
Clients Per Financial Advisor0
ROKOS CAPITAL MANAGEMENT (US) LP is a financial advisory firm situated in New York City, New York. With a nearly $14B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 29 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 310058
Assets Under Management $12,742,156,452
No. Of Clients1
Clients Per Financial Advisor0
SEGANTII CAPITAL MANAGEMENT (USA) LLC is a financial advisory firm situated in New York City, New York. With a nearly $13B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 131243
Assets Under Management $3,562,361,416
No. Of Clients2809
Clients Per Financial Advisor201
J. SAFRA ASSET MANAGEMENT CORPORATION is a financial advisory firm situated in New York City, New York. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2809 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 113246
Assets Under Management $1,369,486,292
No. Of Clients11
Clients Per Financial Advisor0
AVENUE ASIA CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 11 clients. The team consists of 186 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 167218
Assets Under Management $1,114,429,564
No. Of Clients8
Clients Per Financial Advisor1
ASCRIBE CAPITAL LLC is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 297391
Assets Under Management $957,867,761
No. Of Clients5
Clients Per Financial Advisor1
AIGEN INVESTMENT MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 301761
Assets Under Management $481,740,685
No. Of Clients3372
Clients Per Financial Advisor78
VISE AI ADVISORS is a financial advisory firm situated in New York City, New York. With a nearly $482M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3372 clients. The team consists of 43 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 116850
Assets Under Management $293,259,887
No. Of Clients112
Clients Per Financial Advisor19
VALUEWORKS, LLC is a financial advisory firm situated in New York City, New York. With a nearly $293M assets under management, the firm specializes in crafting personalized retirement planning solutions for 112 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 160172
Assets Under Management $274,604,449
No. Of Clients19
Clients Per Financial Advisor5
PARKVIEW US LLC is a financial advisory firm situated in New York City, New York. With a nearly $275M assets under management, the firm specializes in crafting personalized retirement planning solutions for 19 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 290920
Assets Under Management $261,165,980
No. Of Clients3
Clients Per Financial Advisor0
QSEMBLE CAPITAL MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $261M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 322374
Assets Under Management $240,216,812
No. Of Clients4
Clients Per Financial Advisor0
SAGARD HOLDINGS MANAGER (US) LLC is a financial advisory firm situated in New York City, New York. With a nearly $240M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 73 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 148180
Assets Under Management $195,165,527
No. Of Clients6
Clients Per Financial Advisor1
EMPERY ASSET MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $195M assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 315414
Assets Under Management $3,150,790
No. Of Clients1412
Clients Per Financial Advisor471
QUANTBASE is a financial advisory firm situated in New York City, New York. With a nearly $3M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1412 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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