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Find Retirement Advisors for Retirement Planning in New York, New York
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in New York, New York
Last Updated - May 16, 2025New York has 17 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 12 non-vetted advisors in your local area. These retirement advisors in New York, New York have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in New York, New York
VERIFIEDPeter Levine
CFP®, CLU®, ChFC®
Ameriprise Financial Services, LLC
Qualifications
CRD# 4022345
Firm CRD# 6363
Series 7, 63
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Address
- 340 Madison Avenue,
New York, NY 10173 See Details - 900 South Avenue,
Suite 203,
Staten Island, NY 10314 See Details - 51 John F Kennedy Parkway,
Suite 270,
Short Hills, NJ 07078 See Details - 1130 RXR Plaza,
Suite 1130,
Uniondale, NY 11556 See Details - 10 Bank Street,
Suite 1215,
White Plains, NY 10606 See Details - 328 Newman Springs Road,
Suite 1,
Red Bank, NJ 07701 See Details
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Wealth Management, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDAltfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDLouis Green
CFP®, CPWA®, CFA®
Savvy Advisors
Qualifications
CRD# 2790531
Firm CRD# 318493
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based
VERIFIEDFrank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee
VERIFIEDDoug Frew
CFP®, ChFC®, AWMA®
BroadFront Capital Management
Qualifications
CRD# 6030529
Firm CRD# 6413
Series 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDAnthony M. Errico
Port Capital Management
Qualifications
CRD# 5679112
Firm CRD# 330252
Series 7, 63, 65, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
VERIFIEDPeter Gellman
Palmerston Group Advisors, LLC
Qualifications
CRD# 4716523
Firm CRD# 128733
Series 66
Minimum Assets Required
$400,000
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDJim Kilcommons
CFP®
Princeton Global
Qualifications
CRD# 1340382
Firm CRD# 146644
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Compensation/Fee
Fee-Based, Hourly, Based on Assets
VERIFIEDQualifications
Firm CRD# 288239
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
Since 1998
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Top 12 Retirement Planning firms in New York, New York (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 600 Lexington Avenue, 34th Floor New York City, NY, 10022 | $20,884,441,508 | 5 | 43 | A percentage of AUM, Other (RCM US LP RECEIVES A FEE FROM A RELATED PERSON, RCM LLP) |
| 2 | 546 Fifth Avenue, New York City, NY, 10036 | $3,678,266,561 | 2575 | 19 | A percentage of AUM, Fixed fees, Other (% OF ASSETS UNDER CONSULTATION) |
| 3 | 11 West 42nd Street, 9th Floor New York City, NY, 10036 | $1,620,775,606 | 14 | 186 | A percentage of AUM, Performance Based |
| 4 | 1 Rockefeller Plaza, Suite 2304 New York City, NY, 10020 | $1,260,482,434 | 4 | 11 | A percentage of AUM, Performance Based |
| 5 | 590 Madison Avenue, 38th Floor New York City, NY, 10022 | $1,087,806,747 | 8 | 12 | A percentage of AUM, Performance Based |
| 6 | 521 Broadway, 3rd Floor New York City, NY, 10012 | $1,071,426,891 | 4147 | 43 | A percentage of AUM, Fixed fees |
| 7 | 280 Park Avenue, 29f East New York City, NY, 10017 | $340,019,903 | 5 | 21 | A percentage of AUM, Performance Based |
| 8 | One World Trade, Suite 84g New York City, NY, 10007 | $312,114,211 | 98 | 6 | A percentage of AUM, Performance Based |
| 9 | 477 Madison Avenue, Floor 6 New York City, NY, 10022 | $310,409,328 | 22 | 4 | A percentage of AUM, Fixed fees |
| 10 | 411 Fifth Ave, Suite 702 New York City, NY, 10016 | $174,401,214 | 5 | 8 | Performance Based |
| 11 | One Rockefeller Plaza, Suite 1205 New York City, NY, 10020 | $136,910,434 | 6 | 6 | A percentage of AUM, Fixed fees, Performance Based |
| 12 | 45 Rockefeller Plaza, 21st Floor New York City, NY, 10111 | $25,000,000 | 1 | 3 | A percentage of AUM, Performance Based |
Information on Top Retirement Planning firms in New York, New York
QualificationsFirm CRD# 306046
Assets Under Management $20,884,441,508
No. Of Clients5
Clients Per Financial Advisor0
ROKOS CAPITAL MANAGEMENT (US) LP is a financial advisory firm situated in New York City, New York. With a nearly $21B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 43 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Other (RCM US LP RECEIVES A FEE FROM A RELATED PERSON
- RCM LLP)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 131243
Assets Under Management $3,678,266,561
No. Of Clients2575
Clients Per Financial Advisor136
J. SAFRA ASSET MANAGEMENT CORPORATION is a financial advisory firm situated in New York City, New York. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2575 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Other (% OF ASSETS UNDER CONSULTATION)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
- Other (INVESTMENT CONSULTING TO INVESTMENT MANAGERS)
QualificationsFirm CRD# 113246
Assets Under Management $1,620,775,606
No. Of Clients14
Clients Per Financial Advisor0
AVENUE ASIA CAPITAL MANAGEMENT, L.P. is a financial advisory firm situated in New York City, New York. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14 clients. The team consists of 186 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 290920
Assets Under Management $1,260,482,434
No. Of Clients4
Clients Per Financial Advisor0
QSEMBLE CAPITAL MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 11 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 167218
Assets Under Management $1,087,806,747
No. Of Clients8
Clients Per Financial Advisor1
ASCRIBE CAPITAL LLC is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 301761
Assets Under Management $1,071,426,891
No. Of Clients4147
Clients Per Financial Advisor96
VISE AI ADVISORS is a financial advisory firm situated in New York City, New York. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4147 clients. The team consists of 43 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Education seminars/workshops
QualificationsFirm CRD# 322374
Assets Under Management $340,019,903
No. Of Clients5
Clients Per Financial Advisor0
SAGARD HOLDINGS MANAGER (US) LLC is a financial advisory firm situated in New York City, New York. With a nearly $340M assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 21 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 116850
Assets Under Management $312,114,211
No. Of Clients98
Clients Per Financial Advisor16
VALUEWORKS, LLC is a financial advisory firm situated in New York City, New York. With a nearly $312M assets under management, the firm specializes in crafting personalized retirement planning solutions for 98 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 160172
Assets Under Management $310,409,328
No. Of Clients22
Clients Per Financial Advisor6
PARKVIEW US LLC is a financial advisory firm situated in New York City, New York. With a nearly $310M assets under management, the firm specializes in crafting personalized retirement planning solutions for 22 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 297391
Assets Under Management $174,401,214
No. Of Clients5
Clients Per Financial Advisor1
AIGEN INVESTMENT MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $174M assets under management, the firm specializes in crafting personalized retirement planning solutions for 5 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 148180
Assets Under Management $136,910,434
No. Of Clients6
Clients Per Financial Advisor1
EMPERY ASSET MANAGEMENT, LP is a financial advisory firm situated in New York City, New York. With a nearly $137M assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 326509
Assets Under Management $25,000,000
No. Of Clients1
Clients Per Financial Advisor0
J. STERN & CO., LLC is a financial advisory firm situated in New York City, New York. With a nearly $25M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
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Looking for more choices? Use our free match service to compare retirement planners serving your area.