PRINCIPAL SECURITIES, INC.

711 High Street
Des Moines, Iowa 50392
Tel: 888-774-6267

About PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC, formally registered with the SEC as PRINCIPAL SECURITIES, INC. The firm was established in 10/10/1997. They have over 351 offices throughout the country.

PRINCIPAL SECURITIES, INC. is a Des Moines, Iowa based Financial Planning firm with nearly $9,416,854,861 assets under management, offering retirement planning & investment advisory services to 46075 clients. The firm is staffed with 1430 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	1137
SEC#	801-54949
Assets Managed by Firm	$9,416,854,861
No. of Clients	46075
No. of Advisors	1430

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees
Other(SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES)

Advisory Services Provided

Financial Planning
Portfolio Management for Individuals
Pension Consulting Services
Selection of Other Advisors
Educational Seminars/ Workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	46075	$9,416,854,861
Individuals (other than high net worth individuals)	35846	$7,197,570,271
High net worth individuals	1013	$2,019,229,956
Pension and profit sharing plans	15	$12,992,173
Charitable organizations	34	$53,650,422
Corporations or other businesses	168	$131,205,827

Inquire with PRINCIPAL SECURITIES, INC.

More Retirement Planning firms in Des Moines, Iowa:

Firm Name	Assets Under Management	Total Clients	Total Advisors
PRINCIPAL ASSET MANAGEMENT 801 Grand Ave Des Moines, IA, 50392-0001	$279,108,496,692	13656	1925
PRINCIPAL REAL ESTATE 801 Grand Ave Des Moines, IA, 50392-0001	$93,670,595,774	1522	484
AEGON ASSET MANAGEMENT US 6300 C Street Sw Cedar Rapids, IA, 52499-5338	$87,349,594,698	210	289
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 1776 Pleasant Plain Rd. Fairfield, IA, 52556-8757	$82,427,818,654	461370	3352
SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC 8300 Mills Civic Parkway West Des Moines, IA, 50266	$6,512,036,820	7	15

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