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Find Retirement Advisors for Retirement Planning in Iowa
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in Iowa, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Finding the Best Retirement Planners in Iowa
Last Updated - January 7, 2025Iowa has 8 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 81 non-vetted advisors in your local area. These retirement advisors in Iowa have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in Iowa
VERIFIEDCraig Adamson
CLTC®, CRC®, CRPS®, RMA - Retirement Management Advisor
TrueWealth Stewardship
Qualifications
CRD# 2751115
Firm CRD# 6413
Series 6, 7, 63, 65
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDJason Thrap
WMCP®, ChSNC®, CASL®, CFP®, RICP®, CLU®, ChFC®
Northwestern Mutual
Qualifications
CRD# 5072964
Firm CRD# 2881
Series 6, 7, 63, 66
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDPaul Fokken
Royal Fund Management
Qualifications
CRD# 7036510
Firm CRD# 144434
Series 65
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDRoger Abel
AIF®
Premier Investments & Wealth Management
Qualifications
CRD# 4525922
Firm CRD# 6413
Series 6, 7, 24, 63, 65
Minimum Assets Required
$25,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets, Subscriptions
VERIFIEDRian Waterman
JD, CEPA®, CFA®
Farther Finance, LLC
Qualifications
CRD# 5121837
Firm CRD# 302050
Series 65
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDCory Watson
Private Wealth Management
Qualifications
CRD# 2837924
Firm CRD# 39543
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management.
Compensation/Fee
Not Specified
VERIFIEDSavant Wealth Management
Savant Wealth Management
Qualifications
Firm CRD# 107271
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Iowa (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT 801 Grand Ave, Des Moines, IA, 50392-0001 | $279,108,496,692 | 13656 | 1925 | A Percentage of AUM, Fixed Fees, Performance Based, Other (CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE) |
| 2 | PRINCIPAL REAL ESTATE 801 Grand Ave, Des Moines, IA, 50392-0001 | $93,670,595,774 | 1522 | 484 | A Percentage of AUM, Fixed Fees, Performance Based |
| 3 | AEGON ASSET MANAGEMENT US 6300 C Street Sw, Cedar Rapids, IA, 52499-5338 | $87,349,594,698 | 210 | 289 | A Percentage of AUM, Fixed Fees, Performance Based |
| 4 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 1776 Pleasant Plain Rd., Fairfield, IA, 52556-8757 | $82,427,818,654 | 461370 | 3352 | A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based, Other (SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS) |
| 5 | PRINCIPAL SECURITIES, INC. 711 High Street, Des Moines, IA, 50392 | $9,416,854,861 | 46075 | 1430 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES) |
| 6 | SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC 8300 Mills Civic Parkway, West Des Moines, IA, 50266 | $6,512,036,820 | 7 | 15 | A Percentage of AUM |
| 7 | AVANTAX PLANNING PARTNERS, INC. 3390 Asbury Road, Dubuque, IA, 52002-2801 | $5,456,488,469 | 11570 | 239 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 8 | BTC CAPITAL MANAGEMENT 453 7th Street, Des Moines, IA, 50309-3702 | $3,621,197,368 | 2310 | 19 | A Percentage of AUM, Fixed Fees |
| 9 | FOSTER GROUP, INC. 6601 Westown Parkway, Suite 100 West Des Moines, IA, 50266 | $3,083,295,163 | 5768 | 75 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 10 | NATIONS FINANCIAL GROUP, INC. 3925 Fountains Blvd Ne, Suite 200 Cedar Rapids, IA, 52411 | $3,011,458,350 | 9788 | 85 | A Percentage of AUM, Fixed Fees |
| 11 | STEELE CAPITAL MANAGEMENT, INC. 1000 Jackson Street, Suite 201 Dubuque, IA, 52001 | $2,330,408,674 | 3911 | 14 | A Percentage of AUM |
| 12 | INVESTMENT CONSULTING GROUP INC 5117 Jersey Ridge Road, Suite 1, Davenport, IA, 52807 | $2,104,639,015 | 487 | 2 | A Percentage of AUM, Fixed Fees |
| 13 | AEGON REAL ASSETS US 6300 C Street Sw, Cedar Rapids, IA, 52499-5338 | $1,925,716,973 | 33 | 161 | A Percentage of AUM, Fixed Fees, Performance Based, Other (REFER TO SCHEDULE D MISC) |
| 14 | BFC PLANNING, INC. 4201 42nd Street Ne, Suite 100 Cedar Rapids, IA, 52402 | $1,477,309,181 | 8990 | 200 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (SOLICITOR FEE) |
| 15 | AUSDAL FINANCIAL PARTNERS, INC. 5187 Utica Ridge Rd, Davenport, IA, 52807 | $1,415,697,036 | 8303 | 325 | A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based, Other (REVENUE SHARING) |
Information on Top Retirement Planning firms in Iowa
QualificationsFirm CRD# 109002
Assets Under Management $279,108,496,692
No. Of Clients13656
Clients Per Financial Advisor7
PRINCIPAL ASSET MANAGEMENT is a financial advisory firm situated in Des Moines, Iowa. With a nearly $279B assets under management, the firm specializes in crafting personalized retirement planning solutions for 13656 clients. The team consists of 1925 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE)
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 109008
Assets Under Management $93,670,595,774
No. Of Clients1522
Clients Per Financial Advisor3
PRINCIPAL REAL ESTATE is a financial advisory firm situated in Des Moines, Iowa. With a nearly $94B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1522 clients. The team consists of 484 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
QualificationsFirm CRD# 114537
Assets Under Management $87,349,594,698
No. Of Clients210
Clients Per Financial Advisor1
AEGON ASSET MANAGEMENT US is a financial advisory firm situated in Cedar Rapids, Iowa. With a nearly $87B assets under management, the firm specializes in crafting personalized retirement planning solutions for 210 clients. The team consists of 289 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Investment
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 134139
Assets Under Management $82,427,818,654
No. Of Clients461370
Clients Per Financial Advisor138
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. is a financial advisory firm situated in Fairfield, Iowa. With a nearly $82B assets under management, the firm specializes in crafting personalized retirement planning solutions for 461370 clients. The team consists of 3352 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Commission Based
- Other (SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Market Timing Based
- Educational Seminars/ Workshops
QualificationsFirm CRD# 1137
Assets Under Management $9,416,854,861
No. Of Clients46075
Clients Per Financial Advisor32
PRINCIPAL SECURITIES, INC. is a financial advisory firm situated in Des Moines, Iowa. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 46075 clients. The team consists of 1430 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (SEMINAR FEES
- SOLICITORS FEES
- SUBSCRIPTION CONSULTING FEES)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 321109
Assets Under Management $6,512,036,820
No. Of Clients7
Clients Per Financial Advisor0
SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC is a financial advisory firm situated in West Des Moines, Iowa. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 7 clients. The team consists of 15 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 106237
Assets Under Management $5,456,488,469
No. Of Clients11570
Clients Per Financial Advisor48
AVANTAX PLANNING PARTNERS, INC. is a financial advisory firm situated in Dubuque, Iowa. With a nearly $5B assets under management, the firm specializes in crafting personalized retirement planning solutions for 11570 clients. The team consists of 239 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 127158
Assets Under Management $3,621,197,368
No. Of Clients2310
Clients Per Financial Advisor122
BTC CAPITAL MANAGEMENT is a financial advisory firm situated in Des Moines, Iowa. With a nearly $4B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2310 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Publication of periodicals or Newsleters
QualificationsFirm CRD# 107148
Assets Under Management $3,083,295,163
No. Of Clients5768
Clients Per Financial Advisor77
FOSTER GROUP, INC. is a financial advisory firm situated in West Des Moines, Iowa. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 5768 clients. The team consists of 75 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 44181
Assets Under Management $3,011,458,350
No. Of Clients9788
Clients Per Financial Advisor115
NATIONS FINANCIAL GROUP, INC. is a financial advisory firm situated in Cedar Rapids, Iowa. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 9788 clients. The team consists of 85 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 107097
Assets Under Management $2,330,408,674
No. Of Clients3911
Clients Per Financial Advisor279
STEELE CAPITAL MANAGEMENT, INC. is a financial advisory firm situated in Dubuque, Iowa. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3911 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 106967
Assets Under Management $2,104,639,015
No. Of Clients487
Clients Per Financial Advisor244
INVESTMENT CONSULTING GROUP INC is a financial advisory firm situated in Davenport, Iowa. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 487 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 286438
Assets Under Management $1,925,716,973
No. Of Clients33
Clients Per Financial Advisor0
AEGON REAL ASSETS US is a financial advisory firm situated in Cedar Rapids, Iowa. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 161 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
- Other (REFER TO SCHEDULE D MISC)
Financial Planning Services
- Portfolio Management for pooled Investment
- Portfolio Management for Business
- Selection of Other Advisors
QualificationsFirm CRD# 119682
Assets Under Management $1,477,309,181
No. Of Clients8990
Clients Per Financial Advisor45
BFC PLANNING, INC. is a financial advisory firm situated in Cedar Rapids, Iowa. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8990 clients. The team consists of 200 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (SOLICITOR FEE)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Selection of Other Advisors
QualificationsFirm CRD# 7995
Assets Under Management $1,415,697,036
No. Of Clients8303
Clients Per Financial Advisor26
AUSDAL FINANCIAL PARTNERS, INC. is a financial advisory firm situated in Davenport, Iowa. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8303 clients. The team consists of 325 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Commission Based
- Other (REVENUE SHARING)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
- Retirement Planners in Cedar Rapids, Iowa
- Retirement Planners in Cherokee, Iowa
- Retirement Planners in Davenport, Iowa
- Retirement Planners in Iowa City, Iowa
- Retirement Planners in Marion, Iowa
- Retirement Planners in West Des Moines, Iowa
Looking for more choices? Use our free match service to compare retirement planners serving your area.