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PRINCIPAL SECURITIES, INC.

711 High Street
Des Moines, Iowa 50392
Tel: 888-774-6267

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About PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC, formally registered with the SEC as PRINCIPAL SECURITIES, INC. The firm was established in 10/10/1997. They have over 385 offices throughout the country.

PRINCIPAL SECURITIES, INC. is a Des Moines, Iowa based Financial Planning firm with nearly $12,105,712,948 assets under management, offering retirement planning & investment advisory services to 54844 clients. The firm is staffed with 1349 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#1137
SEC#801-54949
Assets Managed by Firm$12,105,712,948
No. of Clients54844
No. of Advisors1349

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Other (SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES)

Advisory Services Provided

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pesnsion consulting services
  • Selection for other advisors
  • Education seminars/workshops

Firm Client Information

No. of ClientsAUM
Firm Total54844$12,105,712,948
Individuals (other than high net worth individuals)41291$8,825,932,490
High net worth individuals1512$3,034,547,320
Pension and profit sharing plans14$11,574,247
Charitable organizations39$69,891,918
Corporations or other businesses191$161,845,445

More Retirement Planning firms in Des Moines, Iowa:

Firm NameAssets Under ManagementTotal ClientsTotal Advisors
PRINCIPAL ASSET MANAGEMENT
801 Grand Ave
Des Moines, IA, 50392-0001
$377,222,976,88268241955
PRINCIPAL REAL ESTATE
801 Grand Ave
Des Moines, IA, 50392-0001
$93,913,367,327643645
AEGON ASSET MANAGEMENT US
6300 C Street Sw
Cedar Rapids, IA, 52499-5338
$88,549,358,554213258
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
1776 Pleasant Plain Rd.
Fairfield, IA, 52556-8757
$87,368,733,4964485263312
TRANSAMERICA RETIREMENT ADVISORS, LLC
6400 C Street Sw
Cedar Rapids, IA, 52499
$16,157,423,229212836383

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