FIRST TRUST ADVISORS LP

120 E. Liberty Drive
Suite 400
Wheaton, Illinois 60187
Tel: 630-765-8000

About FIRST TRUST ADVISORS LP

FIRST TRUST ADVISORS LP, formally registered with the SEC as FIRST TRUST ADVISORS LP. The firm was established in 10/04/1991. They have over 3 offices throughout the country.

FIRST TRUST ADVISORS LP is a Wheaton, Illinois based Financial Planning firm with nearly $190,452,000,000 assets under management, offering retirement planning & investment advisory services to 3143 clients. The firm is staffed with 637 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	107027
SEC#	801-39950
Assets Managed by Firm	$190,452,000,000
No. of Clients	3143
No. of Advisors	637

Fee Structure

A Percentage of AUM
Other(FIXED FEES PER UNIT (UITS) FOR PORTFOLIO SUPERVISORY SERVICES)

Advisory Services Provided

Portfolio Management for Individuals
Portfolio Management for Investment
Portfolio Management for pooled Investment
Portfolio Management for Business
Selection of Other Advisors
Publication of periodicals or Newsleters

Firm Client Information

	No. of Clients	AUM
Firm Total	3143	$190,452,000,000
Individuals (other than high net worth individuals)	1225	$401,000,000
High net worth individuals	2	$13,000,000
Corporations or other businesses	3	$7,000,000

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