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NORTHERN TRUST INVESTMENTS, INCORPORATED

50 S Lasalle Street
Chicago, Illinois 60603-1008
Tel: 312-630-6000

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About NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST INVESTMENTS, INCORPORATED, formally registered with the SEC as NORTHERN TRUST INVESTMENTS, INCORPORATED. The firm was established in 11/25/1988. They have over 8 offices throughout the country.

NORTHERN TRUST INVESTMENTS, INCORPORATED is a Chicago, Illinois based Financial Planning firm with nearly $1,016,556,943,580 assets under management, offering retirement planning & investment advisory services to 41105 clients. The firm is staffed with 674 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#105780
SEC#801-33358
Assets Managed by Firm$1,016,556,943,580
No. of Clients41105
No. of Advisors674

Fee Structure

  • A percentage of AUM
  • Subscription fees
  • Fixed fees
  • Performance Based
  • Other (TRANSITION MANAGEMENT SERVICE FEES)

Advisory Services Provided

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Publication of periodicals and newsletters
  • Education seminars/workshops
  • Other (MODEL PORTFOLIO PROVIDER, INVESTMENT RESEARCH,INDEX SERVICES, TRANSITION MANAGEMENT AND OVERLAY SERVICES)

Firm Client Information

No. of ClientsAUM
Firm Total41105$1,016,556,943,580
Individuals (other than high net worth individuals)22383$8,429,872,229
High net worth individuals12197$69,342,445,516
Pension and profit sharing plans426$85,559,109,101
Charitable organizations1574$25,147,908,190
Corporations or other businesses3993$83,192,998,135

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