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NUVEEN ASSET MANAGEMENT, LLC

333 West Wacker Drive
Chicago, Illinois 60606
Tel: 312-917-7700

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About NUVEEN ASSET MANAGEMENT, LLC

NUVEEN ASSET MANAGEMENT, LLC, formally registered with the SEC as NUVEEN ASSET MANAGEMENT, LLC. The firm was established in 11/24/2010. They have over 15 offices throughout the country.

NUVEEN ASSET MANAGEMENT, LLC is a Chicago, Illinois based Financial Planning firm with nearly $239,614,971,441 assets under management, offering retirement planning & investment advisory services to 59703 clients. The firm is staffed with 397 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#155584
SEC#801-71957
Assets Managed by Firm$239,614,971,441
No. of Clients59703
No. of Advisors397

Fee Structure

  • A percentage of AUM
  • Fixed fees
  • Performance Based

Advisory Services Provided

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
  • Selection for other advisors
  • Other (MODEL PORTFOLIO ADVICE)

Firm Client Information

No. of ClientsAUM
Firm Total59703$239,614,971,441
Individuals (other than high net worth individuals)45947$17,830,586,852
High net worth individuals11160$31,253,905,326
Pension and profit sharing plans111$6,399,732,428
Charitable organizations110$601,244,450
Corporations or other businesses2051$8,575,863,992

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