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BATES FINANCIAL ADVISORS, INC.

8437 Northern Ave
Rockford, Illinois 61107
Tel: 815-332-4020

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About BATES FINANCIAL ADVISORS, INC.

BATES FINANCIAL ADVISORS, INC, formally registered with the SEC as BATES FINANCIAL ADVISORS, INC. The firm was established in 02/28/2011. They have over 1 offices throughout the country.

BATES FINANCIAL ADVISORS, INC. is a Rockford, Illinois based Financial Planning firm with nearly $430,401,703 assets under management, offering retirement planning & investment advisory services to 1764 clients. The firm is staffed with 9 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#116515
SEC#801-72191
Assets Managed by Firm$430,401,703
No. of Clients1764
No. of Advisors9

Fee Structure

  • A percentage of AUM
  • Fixed fees

Advisory Services Provided

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Firm Client Information

No. of ClientsAUM
Firm Total1764$430,401,703
Individuals (other than high net worth individuals)475$150,112,970
High net worth individuals159$279,390,392
Charitable organizations1$255,534

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