ROCK ISLAND CAPITAL

1415 W 22nd Street
Suite 1250
Oak Brook, Illinois 60523
Tel: 630-413-9136

About ROCK ISLAND CAPITAL

ROCK ISLAND CAPITAL, formally registered with the SEC as ROCK ISLAND CAPITAL. The firm was established in 08/06/2012. They have over 1 offices throughout the country.

ROCK ISLAND CAPITAL is a Oak Brook, Illinois based Financial Planning firm with nearly $590,904,000 assets under management, offering retirement planning & investment advisory services to 15 clients. The firm is staffed with 10 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	161623
SEC#	801-76979
Assets Managed by Firm	$590,904,000
No. of Clients	15
No. of Advisors	10

Fee Structure

A percentage of AUM
Performance Based
Other (SEE SCHEDULE D - MISCELLANEOUS)

Advisory Services Provided

Portfolio management for pooled investment vehicles
Other (PORTFOLIO COMPANY MANAGEMENT SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	15	$590,904,000

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