MIDWESTERN SECURITIES TRADING CO.,LLC

235 Everett St
East Peoria, Illinois 61611
Tel: 309-699-6786

About MIDWESTERN SECURITIES TRADING CO.,LLC

MIDWESTERN SECURITIES TRADING CO,LLC, formally registered with the SEC as MIDWESTERN SECURITIES TRADING CO,LLC. The firm was established in 04/18/2013. They have over 72 offices throughout the country.

MIDWESTERN SECURITIES TRADING CO.,LLC is a East Peoria, Illinois based Financial Planning firm with nearly $1,263,009,756 assets under management, offering retirement planning & investment advisory services to 8452 clients. The firm is staffed with 79 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	101080
SEC#	801-77948
Assets Managed by Firm	$1,263,009,756
No. of Clients	8452
No. of Advisors	79

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Commission Based
Other (A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops
Other (PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES)

Firm Client Information

	No. of Clients	AUM
Firm Total	8452	$1,263,009,756
Individuals (other than high net worth individuals)	8223	$937,995,515
High net worth individuals	131	$248,533,290
Corporations or other businesses	98	$76,480,951

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